Skip to main content

A Bi-objective Based Hybrid Evolutionary-Classical Algorithm for Handling Equality Constraints

  • Conference paper

Part of the book series: Lecture Notes in Computer Science ((LNTCS,volume 6576))

Abstract

Equality constraints are difficult to handle by any optimization algorithm, including evolutionary methods. Much of the existing studies have concentrated on handling inequality constraints. Such methods may or may not work well in handling equality constraints. The presence of equality constraints in an optimization problem decreases the feasible region significantly. In this paper, we borrow our existing hybrid evolutionary-cum-classical approach developed for inequality constraints and modify it to be suitable for handling equality constraints. This modified hybrid approach uses an evolutionary multi-objective optimization (EMO) algorithm to find a trade-off frontier in terms of minimizing the objective function and the constraint violation. A suitable penalty parameter is obtained from the frontier and then used to form a penalized objective function. The procedure is repeated after a few generations for the hybrid procedure to adaptively find the constrained minimum. Unlike other equality constraint handling methods, our proposed procedure does not require the equality constraints to be transformed into an inequality constraint. We validate the efficiency of our method on six problems with only equality constraints and two problems with mixed equality and inequality constraints.

This is a preview of subscription content, log in via an institution.

Buying options

Chapter
USD   29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD   84.99
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD   109.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Learn about institutional subscriptions

Preview

Unable to display preview. Download preview PDF.

Unable to display preview. Download preview PDF.

References

  1. Deb, K.: Optimization for Engineering Design: Algorithms and Examples. Prentice-Hall, New Delhi (1995)

    Google Scholar 

  2. Reklaitis, G.V., Ravindran, A., Ragsdell, K.M.: Engineering Optimization Methods and Applications. Wiley, New York (1983)

    Google Scholar 

  3. Richardson, J.T., Palmer, M.R., Liepins, G.E., Hilliard, M.R.: Some guidelines for genetic algorithms with penalty functions. In: Proceedings of the 3rd International Conference on Genetic Algorithms, pp. 191–197. Morgan Kaufmann Publishers Inc., San Francisco (1989)

    Google Scholar 

  4. Gen, M., Cheng, R.: A survey of penalty techniques in genetic algorithms. In: Proceedings of IEEE International Conference on Evolutionary Computation. IEEE Press, Los Alamitos (1996)

    Google Scholar 

  5. Deb, K.: An efficient constraint handling method for genetic algorithms. Computer Methods in Applied Mechanics and Engineering 186(2-4), 311–338 (2000)

    Article  MATH  Google Scholar 

  6. Coello, C., Carlos, A.: Use of a self-adaptive penalty approach for engineering optimization problems. Computers in Industry 41(2), 113–127 (2000)

    Article  Google Scholar 

  7. Surry, P.D., Radcliffe, N.J., Boyd, I.D.: A multi-objective approach to constrained optimisation of gas supply networks: The COMOGA method. In: Fogarty, T.C. (ed.) AISB-WS 1995. LNCS, vol. 993, pp. 166–180. Springer, Heidelberg (1995)

    Chapter  Google Scholar 

  8. Camponogara, E., Talukdar, S.N.: A genetic algorithm for constrained and multiobjective optimization. In: 3rd Nordic Workshop on Genetic Algorithms and Their Applications (3NWGA), pp. 49–62 (1997)

    Google Scholar 

  9. Angantyr, A., Andersson, J., Aidanpaa, J.-O.: Constrained optimization based on a multiobjective evolutionary algorithm. In: Proceedings of Congress on Evolutionary Computation, pp. 1560–1567 (2003)

    Google Scholar 

  10. Coello, C.A.C.: Treating objectives as constraints for single objective optimization. Engineering Optimization 32(3), 275–308 (2000)

    Article  Google Scholar 

  11. Deb, K., Lele, S., Datta, R.: A hybrid evolutionary multi-objective and SQP based procedure for constrained optimization. In: Kang, L., Liu, Y., Zeng, S. (eds.) ISICA 2007. LNCS, vol. 4683, pp. 36–45. Springer, Heidelberg (2007)

    Chapter  Google Scholar 

  12. Echeverri, M.G., Lezama, J.M.L., Romero, R.: An efficient constraint handling methodology for multi-objective evolutionary algorithms. Revista Facultad de Ingenieria-Universidad de Antioquia 49, 141–150 (2009)

    Google Scholar 

  13. Burke, E.K., Smith, A.J.: Hybrid evolutionary techniques for the maintenance schedulingproblem. IEEE Transactions on Power Systems 15(1), 122–128 (2000)

    Article  Google Scholar 

  14. Fatourechi, M., Bashashati, A., Ward, R.K., Birch, G.E.: A hybrid genetic algorithm approach for improving the performance of the LF-ASD brain computer interface. In: Proceedings of IEEE International Conference on Acoustics, Speech, and Signal Processing, ICASSP 2005, vol. 5 (2005)

    Google Scholar 

  15. Victoire, T., Jeyakumar, A.E.: A modified hybrid EP-SQP approach for dynamic dispatch with valve-point effect. International Journal of Electrical Power & Energy Systems 27(8), 594–601 (2005)

    Article  Google Scholar 

  16. Hinterding, R.: Constrained parameter optimisation: equality constraints. In: Proceedings of the 2001 Congress on Evolutionary Computation, vol. 1, pp. 687–692. IEEE, Los Alamitos (2002)

    Google Scholar 

  17. Peconick, G., Wanner, E.F., Takahashi, R.H.C.: Projection-based local search operator for multiple equality constraints within genetic algorithms. In: IEEE Congress on Evolutionary Computation, CEC 2007, pp. 3043–3049. IEEE, Los Alamitos (2008)

    Google Scholar 

  18. Lin, C.Y., Wu, W.H.: Adaptive penalty strategies in genetic search for problems with inequality and equality constraints. In: IUTAM Symposium on Evolutionary Methods in Mechanics, pp. 241–250. Springer, Heidelberg (2004)

    Chapter  Google Scholar 

  19. Shang, W., Zhao, S., Shen, Y.: A flexible tolerance genetic algorithm for optimal problems with nonlinear equality constraints. Advanced Engineering Informatics 23(3), 253–264 (2009)

    Article  Google Scholar 

  20. Deb, K., Datta, R.: A fast and accurate solution of constrained optimization problems using a hybrid bi-objective and penalty function approach. In: Proceedings of the Congress on Evolutionary Computation (CEC 2010), pp. 1–8 (2010)

    Google Scholar 

  21. Deb, K.: Multi-objective optimization using evolutionary algorithms. Wiley, Chichester (2001)

    MATH  Google Scholar 

  22. Liang, J.J., Runarsson, T.P., Mezura-Montes, E., Clerc, M., Suganthan, P.N., Coello Coello, C.A., Deb, K.: Problem definitions and evaluation criteria for the CEC 2006: Special session on constrained real-parameter optimization. Technical report, Nanyang Technological University, Singapore (2006)

    Google Scholar 

  23. Zavala, A.E.M., Aguirre, A.H., Diharce, E.R.V.: Continuous Constrained Optimization with Dynamic Tolerance Using the COPSO Algorithm, pp. 1–24. Springer, Heidelberg (2009)

    Google Scholar 

  24. Takahama, T., Sakai, S.: Solving Difficult Constrained Optimization Problems by the ε Constrained Differential Evolution with Gradient-Based Mutation, pp. 51–72. Springer, Heidelberg (2009)

    Google Scholar 

  25. Brest, J.: Constrained Real-Parameter Optimization with ε Self-Adaptive Differential Evolution, pp. 73–94. Springer, Heidelberg (2009)

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2011 Springer-Verlag Berlin Heidelberg

About this paper

Cite this paper

Datta, R., Deb, K. (2011). A Bi-objective Based Hybrid Evolutionary-Classical Algorithm for Handling Equality Constraints. In: Takahashi, R.H.C., Deb, K., Wanner, E.F., Greco, S. (eds) Evolutionary Multi-Criterion Optimization. EMO 2011. Lecture Notes in Computer Science, vol 6576. Springer, Berlin, Heidelberg. https://doi.org/10.1007/978-3-642-19893-9_22

Download citation

  • DOI: https://doi.org/10.1007/978-3-642-19893-9_22

  • Publisher Name: Springer, Berlin, Heidelberg

  • Print ISBN: 978-3-642-19892-2

  • Online ISBN: 978-3-642-19893-9

  • eBook Packages: Computer ScienceComputer Science (R0)

Publish with us

Policies and ethics