Skip to main content

Visual Modeling of Business Process Compliance Rules with the Support of Multiple Perspectives

  • Conference paper
Book cover Conceptual Modeling (ER 2013)

Part of the book series: Lecture Notes in Computer Science ((LNISA,volume 8217))

Included in the following conference series:

Abstract

A fundamental challenge for any process-aware information system is to ensure compliance of modeled and executed business processes with imposed compliance rules stemming from guidelines, standards and laws. Such compliance rules usually refer to multiple process perspectives including control flow, time, resources, data, and interactions with business partners. On one hand, compliance rules should be comprehensible for domain experts who must define and apply them. On the other, they should have a precise semantics such that they can be automatically processed. In this context, providing a visual compliance rule language seems promising as it allows hiding formal details and offers an intuitive way of modeling. So far, visual compliance rule languages have focused on the control flow perspective, but lack adequate support for the other perspectives. To remedy this drawback, this paper provides an approach that extends visual compliance rule languages with the ability to consider data, time, resources, and partner interactions when modeling business process compliance rules. Overall, this extension will foster business process compliance support in practice.

This work was done within the research project C3Pro funded by the German Research Foundation (DFG), Project number: RE 1402/2-1, and the Austrian Science Fund (FWF) under project number: I743.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 39.99
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 54.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Preview

Unable to display preview. Download preview PDF.

Unable to display preview. Download preview PDF.

References

  1. Reichert, M., Weber, B.: Enabling Flexibility in Process-Aware Information Systems. Springer (2012)

    Google Scholar 

  2. van der Aalst, W.M.P.: Verification of workflow nets. In: Azéma, P., Balbo, G. (eds.) ICATPN 1997. LNCS, vol. 1248, pp. 407–426. Springer, Heidelberg (1997)

    Chapter  Google Scholar 

  3. Sadiq, W., Governatori, G., Namiri, K.: Modeling control objectives for business process compliance. In: Alonso, G., Dadam, P., Rosemann, M. (eds.) BPM 2007. LNCS, vol. 4714, pp. 149–164. Springer, Heidelberg (2007)

    Chapter  Google Scholar 

  4. Knuplesch, D., Reichert, M., Mangler, J., Rinderle-Ma, S., Fdhila, W.: Towards compliance of cross-organizational processes and their changes. In: La Rosa, M., Soffer, P. (eds.) BPM 2012 Workshops. LNBIP, vol. 132, pp. 649–661. Springer, Heidelberg (2013)

    Google Scholar 

  5. Cabanillas, C., Resinas, M., Ruiz-Cortés, A.: Hints on how to face business process compliance. In: JISBD 2010 (2010)

    Google Scholar 

  6. Ramezani, E., Fahland, D., van der Aalst, W.M.P.: Where Did I Misbehave? Diagnostic Information in Compliance Checking. In: Barros, A., Gal, A., Kindler, E. (eds.) BPM 2012. LNCS, vol. 7481, pp. 262–278. Springer, Heidelberg (2012)

    Chapter  Google Scholar 

  7. Mangler, J., Rinderle-Ma, S.: Iupc: Identification and unification of process constraints. arXiv. org (2011)

    Google Scholar 

  8. Turetken, O., Elgammal, A., van den Heuvel, W.J., Papazoglou, M.: Capturing compliance requirements: A pattern-based approach. IEEE Soft., 29–36 (2012)

    Google Scholar 

  9. Ghose, A.K., Koliadis, G.: Auditing business process compliance. In: Krämer, B.J., Lin, K.-J., Narasimhan, P. (eds.) ICSOC 2007. LNCS, vol. 4749, pp. 169–180. Springer, Heidelberg (2007)

    Chapter  Google Scholar 

  10. Ly, L.T., Rinderle-Ma, S., Dadam, P.: Design and verification of instantiable compliance rule graphs in process-aware information systems. In: Pernici, B. (ed.) CAiSE 2010. LNCS, vol. 6051, pp. 9–23. Springer, Heidelberg (2010)

    Chapter  Google Scholar 

  11. Liu, Y., Müller, S., Xu, K.: A static compliance-checking framework for business process models. IBM Systems Journal 46(2), 261–335 (2007)

    Article  Google Scholar 

  12. Knuplesch, D., Reichert, M.: Ensuring business process compliance along the process life cycle. Technical Report 2011-06, Ulm University (2011)

    Google Scholar 

  13. Russell, N., van der Aalst, W.M.P., ter Hofstede, A.H.M., Edmond, D.: Workflow resource patterns: Identification, representation and tool support. In: Pastor, Ó., Falcão e Cunha, J. (eds.) CAiSE 2005. LNCS, vol. 3520, pp. 216–232. Springer, Heidelberg (2005)

    Chapter  Google Scholar 

  14. Wang, J., Kumar, A.: A framework for document-driven workflow systems. In: van der Aalst, W.M.P., Benatallah, B., Casati, F., Curbera, F. (eds.) BPM 2005. LNCS, vol. 3649, pp. 285–301. Springer, Heidelberg (2005)

    Chapter  Google Scholar 

  15. Eder, J., Tahamtan, A.: Temporal conformance of federated choreographies. In: Bhowmick, S.S., Küng, J., Wagner, R. (eds.) DEXA 2008. LNCS, vol. 5181, pp. 668–675. Springer, Heidelberg (2008)

    Chapter  Google Scholar 

  16. Lanz, A., Weber, B., Reichert, M.: Time patterns for process-aware information systems. Requirements Engineering (2012)

    Google Scholar 

  17. Decker, G., Weske, M.: Interaction-centric modeling of process choreographies. Inf. Sys. 35(8) (2010)

    Google Scholar 

  18. Barros, A., Dumas, M., ter Hofstede, A.H.M.: Service interaction patterns. In: van der Aalst, W.M.P., Benatallah, B., Casati, F., Curbera, F. (eds.) BPM 2005. LNCS, vol. 3649, pp. 302–318. Springer, Heidelberg (2005)

    Chapter  Google Scholar 

  19. Knuplesch, D., et al.: Data-aware interaction in distributed and collaborative workflows: Modeling, semantics, correctness. In: CollaborateCom 2012, pp. 223–232 (2012)

    Google Scholar 

  20. Ly, L.T., et al.: Integration and verification of semantic constraints in adaptive process management systems. Data & Knowl. Eng. 64(1), 3–23 (2008)

    Article  Google Scholar 

  21. Ly, L.T., et al.: On enabling integrated process compliance with semantic constraints in process management systems. Inf. Sys. Front. 14(2), 195–219 (2012)

    Article  MathSciNet  Google Scholar 

  22. Ramezani, E., Fahland, D., van der Werf, J.M., Mattheis, P.: Separating compliance management and business process management. In: Daniel, F., Barkaoui, K., Dustdar, S. (eds.) BPM Workshops 2011, Part II. LNBIP, vol. 100, pp. 459–464. Springer, Heidelberg (2012)

    Chapter  Google Scholar 

  23. Governatori, G., Sadiq, S.: The journey to business process compliance. In: Handbook of Research on BPM, pp. 426–454. IGI Global (2009)

    Google Scholar 

  24. Namiri, K., Stojanovic, N.: Pattern-Based design and validation of business process compliance. In: Meersman, R., Tari, Z. (eds.) OTM 2007, Part I. LNCS, vol. 4803, pp. 59–76. Springer, Heidelberg (2007)

    Chapter  Google Scholar 

  25. Governatori, G., Hoffmann, J., Sadiq, S., Weber, I.: Detecting regulatory compliance for business process models through semantic annotations. In: Ardagna, D., Mecella, M., Yang, J. (eds.) BPM 2008 Workshops. LNBIP, vol. 17, pp. 5–17. Springer, Heidelberg (2009)

    Google Scholar 

  26. Kumar, A., Yao, W., Chu, C.: Flexible process compliance with semantic constraints using mixed-integer programming. INFORMS J. on Comp. (2012)

    Google Scholar 

  27. Awad, A., Weidlich, M., Weske, M.: Specification, verification and explanation of violation for data aware compliance rules. In: Baresi, L., Chi, C.-H., Suzuki, J. (eds.) ICSOC-ServiceWave 2009. LNCS, vol. 5900, pp. 500–515. Springer, Heidelberg (2009)

    Chapter  Google Scholar 

  28. Knuplesch, D., Ly, L.T., Rinderle-Ma, S., Pfeifer, H., Dadam, P.: On enabling data-aware compliance checking of business process models. In: Parsons, J., Saeki, M., Shoval, P., Woo, C., Wand, Y. (eds.) ER 2010. LNCS, vol. 6412, pp. 332–346. Springer, Heidelberg (2010)

    Chapter  Google Scholar 

  29. Kokash, N., Krause, C., de Vink, E.: Time and data aware analysis of graphical service models. In: SEFM 2010 (2010)

    Google Scholar 

  30. Höhn, S.: Model-based reasoning on the achievement of business goals. In: SAC 2009, pp. 1589–1593. ACM, New York (2009)

    Google Scholar 

  31. Accorsi, R., Lowis, L., Sato, Y.: Automated certification for compliant cloud-based business processes. Business & Inf. Sys. Engineering 3(3), 145–154 (2011)

    Article  Google Scholar 

  32. Awad, A., Weidlich, M., Weske, M.: Visually specifying compliance rules and explaining their violations for business processes. Vis. Lang. Comp. 22(1), 30–55 (2011)

    Article  Google Scholar 

  33. Feja, S., Speck, A., Witt, S., Schulz, M.: Checkable graphical business process representation. In: Catania, B., Ivanović, M., Thalheim, B. (eds.) ADBIS 2010. LNCS, vol. 6295, pp. 176–189. Springer, Heidelberg (2010)

    Chapter  Google Scholar 

  34. Dwyer, M.B., Avrunin, G.S., Corbett, J.C.: Property specification patterns for finite-state verification. In: FMSP 1998 (1998)

    Google Scholar 

  35. Knuplesch, D., et al.: On the formal semantics of the extended compliance rule graph. Technical Report 2013-05, Ulm University (2013)

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2013 Springer-Verlag Berlin Heidelberg

About this paper

Cite this paper

Knuplesch, D., Reichert, M., Ly, L.T., Kumar, A., Rinderle-Ma, S. (2013). Visual Modeling of Business Process Compliance Rules with the Support of Multiple Perspectives. In: Ng, W., Storey, V.C., Trujillo, J.C. (eds) Conceptual Modeling. ER 2013. Lecture Notes in Computer Science, vol 8217. Springer, Berlin, Heidelberg. https://doi.org/10.1007/978-3-642-41924-9_10

Download citation

  • DOI: https://doi.org/10.1007/978-3-642-41924-9_10

  • Publisher Name: Springer, Berlin, Heidelberg

  • Print ISBN: 978-3-642-41923-2

  • Online ISBN: 978-3-642-41924-9

  • eBook Packages: Computer ScienceComputer Science (R0)

Publish with us

Policies and ethics