Skip to main content
Log in

Defining triadic patent families as a measure of technological strength

  • Published:
Scientometrics Aims and scope Submit manuscript

Abstract

A frequently used indicator for assessing technological strengths of nations are patents registered in the triad region, i.e. in North America, Europe, and Asia. Currently these so-called triadic patents are defined as filed at the United States Patent and Trademark Office (USPTO), the European Patent Office (EPO), and the Japanese Patent Office (JPO). Recent developments suggested that this definition might lack adequacy regarding the offices in Europe and Asia. Our findings propose that in particular Germany and China should be added to this triad definition since in some technology fields patents registered in these countries show the same citation impact as patents registered at the EPO or JPO. Our results also underline that the number of triadic patent families per country is a function of technological specialization and (national) patenting strategies.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

References

  • Albert, M. B., Avery, D., Narin, F., Mcallister, P. (1991), Direct validation of citation counts as indicators of industrially important patents, Research Policy, 20: 251–259.

    Article  Google Scholar 

  • BMBF (2004), Bundesbericht Forschung 2004, Bundesministerium für Forschung und Technologie, Bonn.

    Google Scholar 

  • Bacchiocchi, E., Montobbio, F. (2004), EPO vs USPTO Citation Lags, CESPRI Working Paper No. 161, ftp://ftp.unibocconi.it/pub/RePEc/cri/papers/WP161Montobbio.pdf (23-Aug-2005).

  • Basberg, B. L. (1987), Patents and the measurement of technological change: a survey of the literature, Research Policy, 16: 131–141.

    Article  Google Scholar 

  • Blind, K., Edler, J., Frietsch, R., Schmoch, U. (2003), Erfindungen kontra Patente: Schwerpunktstudie ‘zur technologischen Leistungsfähigkeit Deutschlands’: Endbericht, FhG-ISI, Karlsruhe.

    Google Scholar 

  • Carpenter, M. P., Narin, F., Woolf, P. (1981), Citation rates to technologically important patents, World Patent Information, 3: 160–163.

    Article  Google Scholar 

  • DTI/OST, DTI/OST Technology Group & IPC Subclass Mapping, http://www.ipaustralia.gov.au/pdfs/statistics/Technology%20Groups.doc (June 27, 2006).

  • Dernis, H., Khan, M. (2004), Triadic patent families methodology, STI Working Paper 2004/2, OECD, http://www.oecd.org (15-Apr-2005).

  • Eaton, J., Kortum, S., Lerner, J. (2004), International Patenting and the European Patent Office: A Quantitative Assessment, Patents, Innovation, and Economic Performance: OECD Conference http://www.nber.org/CRIW/papers/eaton.pdf (Apr 16, 2007).

  • EPO (2002), Annual Report 2002, European Patent Office, München,. EPO European Patent Office Website, FAQ on Far East — China: Facts & Figures, http://patentinfo.european-patent-office.org/prod_serv/far_east/index.en.php (05-Jul-2006).

  • European Commission (2003), Third European Report on Science & Technology Indicators, Directorate-General for Research, Brussels.

    Google Scholar 

  • Gehrke, B., Grupp, H. (1994), Innovationspotential und Hochtechnologie: technologische Position Deutschlands im internationalen Wettbewerb, Physica, Heidelberg.

    Google Scholar 

  • Grupp, H., Schmoch, U. (1999), Patent statistics in the age of globalisation: new legal procedures, new analytical methods, new economic interpretation, Research Policy, 28: 377–396.

    Article  Google Scholar 

  • Grupp, H. (1998), Foundations of the Economics of Innovation: Theory, Measurement and Practice, Elgar, Cheltenham.

    Google Scholar 

  • Hall, B. H., Jaffe, A. B., Trajtenberg, M. (2000), Market Value and Patent Citations: A First Look, NBER Working Paper No. 7741, Cambridge, Mass.

  • Legler, H., Gehrke, B. (2005), Zur technologischen Leistungsfähigkeit Deutschlands 2005, Bundesministerium für Bildung und Forschung, Berlin.

    Google Scholar 

  • National Bureau of Statistics of China (2005), Chinese Statistical Yearbook.

  • Nunn, H., Oppenheim, C. (1980), A patent-journal citation network on prostaglandin, World Patent Information, 2: 57–60.

    Article  Google Scholar 

  • O’Keeffe, M. (2005), Cross comparison of US, EU, JP and Korean companies patenting activity in Japan and in the Peoples Republic of China, World Patent Information, 27: 125–134.

    Article  Google Scholar 

  • OECD (2005), Labour Force Statistics 1984–2004.

  • Rebel, D. (1993), Handbuch gewerbliche Schutzrechte: Übersichten und Strategien, Gabler, Wiesbaden.

    Google Scholar 

  • Schmoch, U. & al., (1988), Technikprognosen mit Patentindikatoren: zur Einschätzung zukünftiger industrieller Entwicklungen bei Industrierobotern, Lasern, Solargeneratoren und immobilisierten Enzymen, TÜV Rheinland, Köln.

    Google Scholar 

  • Schramm, R. (1995), Patentinformationen mittels Science Citation Index, Proceedings 17. DGD-Online-Tagung, Frankfurt, pp. 295–307.

    Google Scholar 

  • Slama, J. (1981), Analysis by Means of a Gravitation Model of International Flows of Patent Applications in the Period 1967–1978, World Patent Information, 3: 2–8.

    Article  Google Scholar 

  • Täger, U. C. (1989), Probleme des deutschen Patentwesens im Hinblick auf die Innovationsaktivitäten der Wirtschaft: (insbesondere kleiner und mittlerer Unternehmen) und Vorschläge zu deren Lösung, Ifo-Inst. für Wirtschaftsforschung, München.

    Google Scholar 

  • UNCTAD (2005), World Investment Report 2005, United Nations Conference on Trade and Development http://www.unctad.org/en/docs/wir2005_en.pdf (03-Jul-2006).

  • Watanabe, C., Tsuji, Y. S., Griffy-Brown, C. (2001), Patent statistics: deciphering a ‘real’ versus a ‘pseudo’ proxy of innovation, Technovation, 21: 783–790.

    Article  Google Scholar 

  • Yang, D. (2003), The development of intellectual property in China, World Patent Information, 25: 131–142.

    Article  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Christian Sternitzke.

Rights and permissions

Reprints and permissions

About this article

Cite this article

Sternitzke, C. Defining triadic patent families as a measure of technological strength. Scientometrics 81, 91–109 (2009). https://doi.org/10.1007/s11192-009-1836-6

Download citation

  • Received:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s11192-009-1836-6

Keywords

Navigation