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Bibliometric indicators in the context of regional repositories: proposing the D-index

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Abstract

In collaboration with the managers of a university, we have conducted an action research to gauge the adequacy of texts written by researchers in the doctoral programs of the institution as the input (content) for the university’s distance learning program. For the analyses, bibliometric data were collected regarding the articles in question from the regional SciELO repository. This repository was chosen because the articles are mostly published in Portuguese, which is in the domain of the target readership of the distance learning project. It was observed that there was a need for an indicator that related the number of downloads of an article to the total number of downloads of the journal in which it was published. Thus, we propose the D-index, defined as the number of papers with download number ≥d, as a useful index for characterizing the academic popularity (hits) of a journal. The first applications of the D-index in terms of professional practice were positive, given its usefulness and practicality. The D-index aids the analysis of the download of an article, which is a fundamental event for subsequent reading, internalization and learning. An analysis of this set of actions is essential to the context of regional repositories, as their mission also includes the dissemination of information to aid the learning and education of their readers.

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Correspondence to José Osvaldo De Sordi.

Appendices

Appendix 1: SciELO Repository

The Scientific Electronic Library Online (SciELO) repository is an initiative for open access to scientific texts by Latin America and Caribbean countries. It was developed during a joint project by the São Paulo Research Foundation (FAPESP) and the Latin American and Caribbean Center on Health Sciences Information (BIREME). Its first publications appeared in 1998. In July of 2015, the SciELO publications amounted to 1268 scientific journals in a number of fields, developed and managed by research institutions in fourteen countries, namely Argentina, Bolivia, Brazil, Chile, Colombia, Costa Rica, Cuba, Mexico, Peru, Portugal, South Africa, Spain, Uruguay and Venezuela. Despite this diversity, most of the scientific journals (344) are Brazilian, and the repository is mostly accessed from Brazil. Most of the articles are in Portuguese or Spanish.

Technologically, these journals make their metadata available using the standards of Hypertext Transport Protocol (HTTP) and Extensible Markup Language (XML). This enables the automatic collection and registration of SciELO metadata through the application of Open Archives Initiative Protocol for Metadata Harvesting (OAI-PMH) technologies (McCown et al. 2006). In spite of the technological advances for publication and dissemination, “most of the periodicals indexed by SciELO have low international impact in comparison with journals published in developed countries, based on the number of citations their articles receive in international citation indexing services such as Web of Science and Scopus” (Packer 2014, p. 19). SciELO journals suffer a symptomatic problem of low visibility, as reported by Arunachalam (2003) when analyzing scientific journals published in developing countries.

Appendix 2: Downloads and citations of articles from the seven journals

List of articles in descending order

Scientific journals

BAR

EBAPE

JISTEM

RAC

Most CITED

Total citations

% Cumulative citations

Total citations

% Cumulative citations

Total citations

% Cumulative citations

Total citations

% Cumulative citations

1st decile

531

44.3

1012

70.7

505

61.6

6836

59.8

Up to 2nd decile

777

64.8

1321

92.2

660

80.5

9361

81.8

Up to 3rd decile

941

78.5

1432

100.0

752

91.7

10,667

93.2

Up to 4th decile

1057

88.2

1432

100.0

803

97.9

11,285

98.6

Up to 5th decile

1128

94.1

1432

100.0

820

100.0

11,440

100.0

Up to 6th decile

1174

97.9

1432

100.0

820

100.0

11,440

100.0

Up to 7th decile

1197

99.8

1432

100.0

820

100.0

11,440

100.0

Up to 8th decile

1199

100.0

1432

100.0

820

100.0

11,440

100.0

Up to 9th decile

1199

100.0

1432

100.0

820

100.0

11,440

100.0

For 100 % of the articles

1199

100.0

1432

100.0

820

100.0

11,440

100.0

Most DOWNLOADED

Total download

% Cumulative download

Total download

% Cumulative download

Total download

% Cumulative download

Total download

% Cumulative download

1st decile

98,490

42.1

192,783

44.0

104,016

42.2

3,274,025

53.6

Up to 2nd decile

139,818

59.7

272,787

62.3

149,973

60.9

4,368,646

71.6

Up to 3rd decile

167,239

71.4

325,722

74.4

179,334

72.8

5,002,491

82.0

Up to 4th decile

189,127

80.8

364,291

83.2

202,123

82.0

5,421,790

88.8

Up to 5th decile

205,595

87.8

392,227

89.5

218,872

88.8

5,702,803

93.4

Up to 6th decile

218,103

93.1

411,762

94.0

231,175

93.8

5,893,071

96.6

Up to 7th decile

226,809

96.8

425,029

97.0

239,478

97.2

6,008,234

98.4

Up to 8th decile

231,277

98.7

433,435

98.9

244,223

99.1

6,070,514

99.5

Up to 9th decile

233,330

99.6

436,972

99.8 2

45,871

99.8

6,098,867

99.9

For 100 % of the articles

234,209

100.0

438,047

100.0

246,345

100.0

6,103,152

100.0

List of articles in descending order

Scientific journals

Average per decile

RAE

RAM

RAP

Most CITED

Total citations

% Cumulative citations

Total citations

% Cumulative citations

Total citations

% Cumulative citations

Citations

1st decile

5742

64.5

1307

65.6

6762

55.1

60.2

Up to 2nd decile

7449

83.7

1718

86.2

8929

72.8

80.3

Up to 3rd decile

8308

93.4

1896

95.2

10,240

83.5

90.8

Up to 4th decile

8711

97.9

1989

99.8

11,154

90.9

96.2

Up to 5th decile

8859

99.6

1992

100.0

11,809

96.3

98.6

Up to 6th decile

8896

100.0

1992

100.0

12,112

98.8

99.5

Up to 7th decile

8896

100.0

1992

100.0

12,249

99.9

100.0

Up to 8th decile

8896

100.0

1992

100.0

12,264

100.0

100.0

Up to 9th decile

8896

100.0

1992

100.0

12,264

100.0

100.0

For 100 % of the articles

8896

100.0

1992

100.0

12,264

100.0

100.0

Most DOWNLOADED

Total download

% Cumulative download

Total download

% Cumulative download

Total download

% Cumulative download

Download

1st decile

1,441,355

61.5

164,403

46.0

1,109,839

51.4

48.7

Up to 2nd decile

1,809,786

77.3

224,164

62.7

1,519,092

70.4

66.4

Up to 3rd decile

2,010,453

85.8

264,632

74.1

1,756,682

81.4

77.4

Up to 4th decile

2,134,135

91.1

295,281

82.6

1,906,278

88.3

85.3

Up to 5th decile

2,213,645

94.5

318,993

89.3

2,012,520

93.2

90.9

Up to 6th decile

2,266,738

96.8

335,710

93.9

2,080,348

96.4

94.9

Up to 7th decile

2,302,964

98.3

347,258

97.2

2,119,398

98.2

97.6

Up to 8th decile

2,326,258

99.3

353,650

99.0

2,141,530

99.2

99.1

Up to 9th decile

2,338,632

99.8

356,438

99.7

2,153,602

99.8

99.8

For 100 % of the articles

2,342,222

100.0

357,336

100.0

2,158,564

100.0

100.0

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De Sordi, J.O., Conejero, M.A. & Meireles, M. Bibliometric indicators in the context of regional repositories: proposing the D-index. Scientometrics 107, 235–258 (2016). https://doi.org/10.1007/s11192-016-1873-x

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