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How physics works: scientific capital in the space of physics institutions

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Abstract

This paper investigates the social space of physics research institutions. Scientific capital is a well-known concept for measuring and assessing the accumulated recognition and the specific scientific power developed by Pierre Bourdieu. The scientific capital of a physics research institution manifests itself as a reputation, a high-profile name in the field of physics, symbols of academic recognition, and scientific status. Using citation statistics from the Web of Science Core Collection and sociological data of dedicated survey “The Monitoring of the Labor Market for Highly Qualified R&D Personnel” we construct the social space of Russian physics institutions. The analysis reveals generalized grounds of social space of Russian physics institutions: principles of visibility and scientific capital. The study highlights internal differentiation of physics institutions on three groups (“major”, “high energy”, and “secondary” institutions). The social space of physics research institutions provides a map of field of physics in Russia. This research may be a useful starting point for developing a more comprehensive study of the field of physics.

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Acknowledgments

The article was prepared within the framework of the Basic Research Program at the National Research University Higher School of Economics (HSE) and supported within the framework of a subsidy by the Russian Academic Excellence Project “5-100”.

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Correspondence to Yurij L. Katchanov.

Appendices

Appendix 1: Description of the sample the scientists design

The target population included persons aged from 25 to 69 years who live and work in Russia and have doctoral degrees. In this survey, multistep stratified sampling was used with quotas under the following parameters: gender, age, field of science, employment sector and geographical area. The nationally representative sample was clustered within eight Russian Federal districts and stratified by the number of Ph.D. graduates in each district. The sample was about the same in 2010 (3450 persons) and in 2013 (3492 persons). In 2013, the selected population was comprised of 1914 men (54.8 %) and 1578 women (45.2 %) who were employed at research institutions, universities and R&D organizations and represented all fields of science and engineering. Individual on-the-job interviewing was used.

Appendix 2: Variables related to SC

  1. 1.

    “Symbolic power”—the active properties that provide the respondent with the ability to apportion other signs of scientific recognition:

    1. (1)

      biography published in the Russian encyclopedia/handbook

    2. (2)

      biography published in the international/foreign Encyclopedia/handbook

    3. (3)

      public conference/talk in Russia

    4. (4)

      public conference/talk in foreign countries

    5. (5)

      publications in the media

    6. (6)

      speech on the radio or on television

    7. (7)

      publications about him/her in the media (interviews, reviews, etc.)

    8. (8)

      personal blog or site on the Internet

    9. (9)

      citation index

    10. (10)

      number of peer-reviewed articles in leading Russian journals

    11. (11)

      number of peer-reviewed articles in leading International journals (Web of Science, Scopus, etc.)

    12. (12)

      monographs in a national publisher house

    13. (13)

      monographs in a foreign publisher house

    14. (14)

      translations of his or her work into foreign languages

    15. (15)

      patents

    16. (16)

      scientific and academic awards from Russia and other countries

    17. (17)

      personal grants received

    18. (18)

      number of the foreign languages used by respondent in professional communication (reading literature, presentations or lectures, writing papers)

  2. 2.

    “Bureaucratic power”—the active properties that allow the respondent access to institutional resources:

    1. (19)

      participation in scientific councils

    2. (20)

      membership on editorial boards

    3. (21)

      membership in governmental/national expert boarding/council

    4. (22)

      membership in committee on graduate programs for graduate theses

    5. (23)

      assignment to administrative posts connected with the distribution of employment and financial resources

    6. (24)

      administrative posts connected with management of national and international scientific and educational projects

    7. (25)

      leading position at university/research institution

  3. 3.

    “Academic power”—the active properties that enable control of the social reproduction of the corps of scientists:

    1. (26)

      membership in professional organizations/associations

    2. (27)

      membership in governmental/national expert boarding/council

    3. (28)

      membership in thesis/dissertation examining committee

    4. (29)

      supervision of dissertations

    5. (30)

      number of doctorate awarded under his/her supervision

  4. 4.

    Post-graduate training/retraining:

    1. (31)

      courses, trainings, seminars in own or related areas

    2. (32)

      courses, trainings, seminars in other areas of specialization

    3. (33)

      courses, trainings, workshops in management, planning, etc.

    4. (34)

      computer courses in certain software products

    5. (35)

      foreign languages courses

Appendix 3: The variables used when constructing the social space of Russian PI

  • Variables \(\#\)1–6. Number of publications in 2008–2013

  • Variables \(\#\)7–12. Number of citations to papers published in 2008–2013

  • Variable \(\#\)13. Share of Russian institutions, i.e. the average share of Russian organizations in the total number of organizations affiliated with the publications of an institution and published in 2008–2013

  • Variable \(\#\)14. Number of scientific personnel in 2008

  • Variable \(\#\)15. Number of highly cited authors (stars)

  • Variable \(\#\)16. Total number of citations to publications of highly cited authors (starting from 1986)

  • Variable \(\#\)17. Average number of citations to papers published by one highly cited author (starting from 1986)

  • Variable \(\#\)18. Total number of citations to publications of highly cited authors (over the last 7 years)

  • Variable \(\#\)19. Average number of citations to papers published by one highly cited author (over the last 7 years)

  • Variable \(\#\)20. Scientific capital of physics institution (SCI)

Notes:

  1. 1.

    Information on publications and citations (variables \(\#\) 1–13) was extracted from the database Web of Science. Accessed: June 2014.

  2. 2.

    Data for variable \(\#\) 14 were extracted from the website of the Russian Academy of Sciences. Source: http://www.ras.ru/presidium/documents/directions.aspx?ID=07f28cf4-5660-46a3-abab-e18dd3771026. Accessed: April 2015.

  3. 3.

    Data for variables \(\#\) 15–19 were extracted from the “Expert Corpus”. Source: http://expertcorps.ru/science/whoiswho/affs. Accessed: April 2015.

Appendix 4: Russian PI in the sample

See Table 1.

Table 1 Sample PI

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Katchanov, Y.L., Markova, Y.V. & Shmatko, N.A. How physics works: scientific capital in the space of physics institutions. Scientometrics 108, 875–893 (2016). https://doi.org/10.1007/s11192-016-2005-3

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  • DOI: https://doi.org/10.1007/s11192-016-2005-3

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