Abstract
Agile governance has emerged as a relatively new, wide, and multidisciplinary area focused on organizational performance and competitiveness, which until recently had lacked in-depth exploration. Aiming to reduce this gap, we recently proposed the Agile Governance Theory to analyze and describe its phenomena, and provide a better understanding of how agility in business can establish effective and responsive governance. This paper describes the process of transposing the theory from a conceptual framework to the real world and developing the necessary measurement elements to test it. We operationalize the emerging theory according to the four remaining steps of part two of Dubin’s method: identifying its propositions, deriving empirical indicators from its constructs, and establishing testable hypotheses. We operationalized the emerging theory by: (1) depicting eight theoretical scenarios that help characterize and describe organizational contexts in the real world, (2) recognizing 11 propositions that allow us to predict the behavior of its elements, (3) identifying 24 empirical indicators to measure its constructs, and (4) developing 16 hypotheses to test the theory as a further study. We operationalize the theory to allow real-world empirical testing based on this work, as further study is necessary to assess the theory’s plausibility. We also make improvements and additions to the methodological approach for theory-building research (including Dubin’s Method), extending it to a multimethod approach.
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Notes
Lean is a mindset that involves never-ending efforts to eliminate or reduce “muda” (the Japanese word for waste) and deliver value. “Lean thinking” could be synthesized as an attitude of “doing more with less.”
The term “capability” refers to a feature, faculty, or process that can be developed or improved [83].
Chaordic philosophy was proposed by Dee Hock, founder and CEO emeritus of the VISA credit card association, as “a system of organization that blends characteristics of chaos and order” [92].
A construct refers to a component of the phenomena of interest [79].
A mediator is a variable that intervenes between two other variables, usually between a predictor variable and a dependent one [42].
A moderator is a variable that tends to inhibit or restrain organizational performance, retarding its advance [21].
A disturbing factor is a variable that can generate disorder, confusion, or commotion (chaos) in the organizational context, influencing its operational performance at some level [21].
According to Thomsett (2013), business agility is “the ability of an organization to respond quickly and effectively to unanticipated events in its environment”.
For instance, some concepts were used in a different sense, a fact evidenced by the group of shortcomings called “concept misinterpretation” in the review done by Luna et al. [7].
Glaser [56] suggests credibility of a Grounded Theory can be evaluated through four criteria: fit, work, relevance, and modifiability.
A substantive approach to validation indicates researchers need to document the chain of interpretations so others can judge the trustworthiness of the meaning arrived at in the end [57].
However, preliminary findings from this research lead us to believe that the emerging theory can be applied in broader contexts.
The notation describes the fact that each factor from the external environment receives an index “i”, which varies from 1 to “n,” where “n” is the total number of “environmental factor effects” [E] that operate in a particular instance of the theory.
The notation describes the fact that each outcome from the organizational context has its “value delivery” [R] component, and receives an index “j,” which varies from 1 to “m,” where “m” is the total number of outcomes from the organizational context in a particular instance of the theory.
This refers to any event unknown at the time this theory is being built whose explanation or prediction is outside the scope of this theory.
Strategic propositions are distinguished from trivial propositions by their significance. Strategic propositions are those that, once tested, will corroborate or identify the need to modify a theory [80].
A timebox is a finite time period related to an iteration of theory application.
Citations highlighted as [NG*] are data collected in our observation of professional groups based on social networks during stage 2 of the research framework depicted in Fig. 1. Sampling characterization is available in “Appendix 2”.
Operationism seeks to demonstrate that the empirical indicator of a unit is an operation performed by an observer with some kind of observing instrument (Dubin [32], p. 184).
Reliability aims to verify that an empirical indicator produces reliable values, either through observer reliability or by instrument reliability (Dubin [32], p. 185).
The intensive strategy entails focusing attention on one or more, but not all, of the theory’s strategic propositions. The intensive strategy may be appropriate if the researcher has a particular interest in a limited number of strategic propositions or if the resources available for research are limited.
Homology indicates agreement between hypotheses and their corresponding propositions.
Validity is the need to identify the necessary and sufficient conditions of each unit of the theory, obtained from its definitions, and its component parts.
Citations highlighted as [IT*] are data collected in our semi-structured interviews during Stage 2 of the research framework depicted in Fig. 1. Sampling characterization is available in “Appendix 3.”
We chose to use the verb “produce” in the sense of “to give rise to.”
We use the verb “cause” in the sense of “to generate as a result.” Although “produce” and “cause” are considered synonyms, we use different verbs to describe different effects in each step of the figure’s reading.
The term “competency” refers to a combination of skills, attributes, and behaviors that are directly related to successful performance on the job [98].
We are addressing the value chain concept proposed by Porter [25], which looks at every step a business goes through, from raw materials to the eventual end-user. The goal is to deliver maximum value for the lowest possible total cost.
According to Dybå and Dingsøyr [39], consistency refers to the similarity of estimates of effect across studies.
According to Dybå and Dingsøyr [39], directness concerns the extent to which the people, interventions, and outcome measures are similar to those of interest.
We have intensely studied this area for at least twelve years, and we have not found any.
FREVO—Fostering Research on managEment and InnoVatiOn is a concrete example of a self-organized multidisciplinary research team, and I am very proud and pleased to be part of this brotherhood. See more at: http://www.frevo.org.
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Acknowledgements
We applied the SDC approach to the sequence of authors [90, 91]. We are very grateful to Prof. Philippe Kruchten for his inestimable contributions and support throughout this research. The authors acknowledge to CAPES, Brazil’s Science without Borders Program, CNPq, and ATI-PE by the research support. Special thanks to Luciano José de Farias Silva, and FREVOFootnote 33 team for their valuable contributions. We are very thankful to all the authors, scholars and practitioners who we have contact and who participated in the several stages of this research, in which the worthwhile contributions were instrumental in the outcome of this work. Also, we would like to thank PGE-PE, Telehealth Nucleus (NUTES-UFPE), Department of Management Sciences (DCA-UFPE), Nucleus of Studies and Research in Information Systems (NEPSI), and Clinics Hospital at UFPE (HCUFPE), where the unfolding of this work is already going on.
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Luna, A.J.H.d., Marinho, M.L.M. & de Moura, H.P. Agile governance theory: operationalization. Innovations Syst Softw Eng 16, 3–44 (2020). https://doi.org/10.1007/s11334-019-00345-3
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DOI: https://doi.org/10.1007/s11334-019-00345-3