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Classification and Moral Evaluation of Uncertainties in Engineering Modeling

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Abstract

Engineers must deal with risks and uncertainties as a part of their professional work and, in particular, uncertainties are inherent to engineering models. Models play a central role in engineering. Models often represent an abstract and idealized version of the mathematical properties of a target. Using models, engineers can investigate and acquire understanding of how an object or phenomenon will perform under specified conditions. This paper defines the different stages of the modeling process in engineering, classifies the various sources of uncertainty that arise in each stage, and discusses the categories into which these uncertainties fall. The paper then considers the way uncertainty and modeling are approached in science and the criteria for evaluating scientific hypotheses, in order to highlight the very different criteria appropriate for the development of models and the treatment of the inherent uncertainties in engineering. Finally, the paper puts forward nine guidelines for the treatment of uncertainty in engineering modeling.

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Notes

  1. The literature on the realism/anti-realism debate in the philosophy of science is vast. A good introduction to realism is Hacking 1984. For anti-realism, see van Frassen 1980.

  2. Theories of Explanation, ed. Joseph C. Pitt (New York: Oxford University Press, 1988): 9–46. Pitt’s collections provide a good survey of major positions on explanation. To give an example of an alternative, Peter Railton rejects the Hempel account, holding that explanations must specify the causal mechanism that brings about an event. What matters in scientific explanation is not prediction, or the ability to state an explanation in terms of argument, but whether we can give a corrected description of the underlying causal mechanism that brings about the event we want to explain. (Pitt: 119–135).

  3. Different kinds of models, such as theoretical, empirical, and phenomenological, differ according to the object they represent. Theoretical models represent a theory. Empirical models represent data. Models of phenomena offer a complex representation of an event or fact in the natural world; an example is a scale model of a bridge or the Bohr model of atom (Frigg and Hartmann 2006).

  4. For the classic statement of technology as knowledge, see Edwin T. Layton, Jr., “Technology as Knowledge,” Technology and Culture 15(1): 31–41.

  5. The distinction we are making is between engineering and science as disciplines and not between engineers and scientists as professional figures. An engineer in fact might be doing activities that are in the realm of engineering, science, and/or management.

  6. The cone penetration test (CPT) is an in situ testing method used in geotechnical engineering to determine the soil properties and stratigraphy.

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Acknowledgments

A draft of this paper was presented at the conference on ethics and modeling at the Delft University of Technology in Delft, The Netherlands, January 11–12, 2010. The authors are grateful for the very helpful comments they received. This research was partially supported by the Science, Technology, and Society Program of the National Science Foundation Grant (STS 0926025). Opinions and findings presented are those of the authors and do not necessarily reflect the views of the sponsor.

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Correspondence to Colleen Murphy.

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Murphy, C., Gardoni, P. & Harris, C.E. Classification and Moral Evaluation of Uncertainties in Engineering Modeling. Sci Eng Ethics 17, 553–570 (2011). https://doi.org/10.1007/s11948-010-9242-2

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