Elsevier

Computers & Electrical Engineering

Volume 42, February 2015, Pages 168-177
Computers & Electrical Engineering

Optimal and suboptimal adaptive algorithms for rate and power transmission in OFDM-based Cognitive Radio systems

https://doi.org/10.1016/j.compeleceng.2015.01.008Get rights and content

Highlights

  • Investigate adaptive rate and power allocation in OFDM-based Cognitive Radio system.

  • Investigate an optimal adaptive rate and power transmission algorithms.

  • Proposed novel suboptimal algorithm for power allocation.

  • Compare proposed suboptimal algorithm with optimal and conventional algorithms.

Abstract

This paper investigates an optimal adaptive rate and power transmission algorithms for Orthogonal Frequency Division Multiplexing (OFDM) – based Cognitive Radio (CR) systems. The aim was to study the problem of maximizing the overall rate achieved by the Secondary User (SU), while keeping the interference powers introduced by the SU on the spectrum band of Primary User’s (PU) below the specified thresholds and considering the total transmit power budget constraints. In addition, the novel suboptimal power allocation algorithm was proposed and consequently the maximum modulation level according to allocated power based on maximizing the overall achievable rate was obtained. The performance of the proposed suboptimal algorithm is compared with the optimal and existing algorithms including uniform loading and water filling algorithms. Numerical results revealed that the proposed suboptimal algorithm had a better performance than the uniform loading and water filling algorithms.

Introduction

With the rapid growth of wireless technology and increase in the number of wireless users, the frequency spectrum is becoming a more and more rare resource [1]. The Federal Communication Commission spectrum policy task force has reported that the traditional frequency band allocation to users may be inefficient, because the demands of frequency band highly vary along space or time domains [2]. CR has been proposed as a novel technology to enhance spectral efficiency by exploiting frequency holes in dynamically varying environments [3], [4].

Adaptive resource allocation is a powerful technique to improve the performance and spectrum efficiency in a CR [5]. Using adaptive resource allocation, a CR can change its transmission power and modulation level based on spectrum bands of PUs and fading channel variations to maximize the achievable capacity of SU [6]. Due to the coexistence of the PU and SU in adjacent spectrums, Adjacent Channel Interference (ACI) is introduced in both PU and SU transceivers and thus decreasing their performances. Therefore, the transmission power of Secondary User Transmitter (SUT) must be less than the power budget. Also, the amount of interference introduced by a SUT on a Primary User Receiver (PUR) must be less than an interference power threshold [7].

Considering the high advantage of dynamically allocation of frequency holes, OFDM is a proper modulation scheme for the SUs [3], [4]. In order to improve the system performance in OFDM-based Cognitive Radio systems, modulation level and power needs to be adaptively assigned to each subcarrier according to its subcarrier state variation [8]. More powers and bits per symbol must be allocated to the subcarrier with higher channel fading gain, and less powers and bits per symbol to noisy subcarrier [9]. Adaptive modulation and bit loading are efficient techniques for reliable transmission [10]. The concept of adaptive modulation is to match the modulation type and modulation level to channel state variation [11]. The basic idea behind adaptive modulation is to guarantee that the most effective mode is always used over channel state variation [12]. Adaptive power allocation scheme changes the allocated power to fading channel states while satisfying the Bit Error Rate (BER) requirement [11].

The current study investigates the Multi-Quadrature Amplitude Modulation (M-QAM) adaptive modulation and power allocation in an OFDM-based CR system to maximize the overall transmission rate of the SU. From the study conducted in [13], if perfect channel state information is available in SUT, a superior power allocation policy can be designed for SU so that to improve the performance of a CR system. Therefore, it is assumed perfect channel state information is available in SUT and the SUT is aware of instantaneous channel power gain between SUT and Secondary User Receiver (SUR) and channel power gain between SUT and PUR. Similar to [14], it is also assumed that different PURs can impose different interference threshold constraints to the CR system. Additionally, the study was expanded on the behavior of uniform loading and water filling algorithms. Due to complexity of optimal algorithm and low efficiency of uniform loading and water filling algorithms, a novel suboptimal power loading algorithm is suggested; thus the calculation of the maximum modulation level can be allocated to each subcarrier according to the allocated power. In the proposed suboptimal algorithm, the allocated power and modulation level of SU at each subcarrier are obtained adaptively based on several factors including; channel path gain between SUT and SUR, channel path gains between SUT and PURs, interference threshold, spectral distance between th bands of PU and ith subcarrier of SU and noise variance and interference introduced by PUs on subcarrier of SU. Finally, the proposed suboptimal algorithm is compared to the optimal, uniform loading and water filling algorithms. Simulation results indicated that the proposed algorithm had a better performance than conventional power loading algorithms for the OFDM-based system including water filling and uniform loading. Also, it is found that the complexity of the proposed suboptimal algorithm is less than the optimal algorithm.

Subsequently the current study proceeds further as follows: Section 2 presents related works and Section 3 presents the system model, while Section 4 describes the problem formulation. In Section 5, a suboptimal algorithm system is suggested and Section 6 describes two conventional power allocation algorithms in OFDM-based systems, including uniform loading and water filling. Numerical results are presented in Section 7 and the paper is concluded in Section 8.

Section snippets

Related works

Due to complexity of optimal solution, it is difficult or rather impossible to use the optimal method in practice. Furthermore, due to low efficiency of conventional methods of allocated power in OFDM systems such as uniform loading and water filling algorithms, these methods may not be suitable for use in OFDM- based CR systems. In [2] authors introduced a method to calculate the allocated power to subcarriers if both the SU and PU use the same OFDM system. In some scenario, a CR user and L

System model

It is assumed that the spectrum has already been allocated and that a SU coexists with L PUs in adjacent spectrums as illustrated in Fig. 1 (similar to system model is used in [3], [4], [14]). The bandwidth of the SU is divided into N flat independent subcarriers each having a bandwidth of Δf, which is less than the coherence bandwidth of the channel. The L PUs are supposed to be inhabiting spectrums of bandwidth B1, B2,  , BL. giss is the channel path gain between the SUT and SUR over the ith

Problem formulation

Adaptive modulation and power transmission can adjust the transmission power and rate for SU systems and improve the spectrum efficiency. Since the allocated power to SUT should not decrease the Quality of Service (QOS) of the PU, a constraint was considered on the interference power introduced by SUT at the PUR. Also, in practice, the transmission power of SU needs to be restricted according to the operating range of powers. Therefore, it is considered the problem of maximizing the overall

Suboptimal algorithm

The power has to be allocated to the SU’s subcarriers so that to maximize the SU’s total transmission rate, while satisfying all the L + 1 constraints specified in Eqs. (8), (9). In the optimal algorithm, all the L + 1 constraint was considered simultaneously, while in the proposed suboptimal algorithm only one constraint is kept and the transmission power in each subcarrier is determined.

In the proposed suboptimal algorithm, the power allocated to each subcarrier is proportional to the channel

Uniform loading

In this algorithm, equal power is allotted in each subcarrier so that all constraints can be satisfied. Solving Eq. (8) to fulfill the strict equality on the th interference constraint, the transmission power of the uniform loading algorithm to satisfy the th interference constraint in the Eq. (8) can be obtained from [14]:PUL=Ithi=1NKiThe transmission power to satisfy total power constraint in Eq. (9) can be written as:PULbudget=PbudgetNThe final allocated power to ith subcarrier

Numerical results

In this section, a numerical example is presented for the proposed system to compare the proposed suboptimal algorithm with optimal, uniform loading and water filling algorithms. It is assumed that the values of the number of primary users (L) and the number of OFDM subcarriers (N) are 2 and 6, respectively. The values of Ts, Δf, B1 and B2 are 4 μs, 0.3125 MHz, 1 MHz and 2 MHz, respectively. The value of AWGN variance is 10−8 W. The channel path gains are modeled by Rayleigh distribution. The

Conclusions

A novel suboptimal power loading algorithm was proposed and formulated by analyzing an optimal adaptive rate and power loading algorithm for an OFDM-based Cognitive Radio system. Results of the allocated power obtained from different algorithms were used by Eq. (3) to calculate the maximum modulation level. Simulation results indicated that the maximum achievable total transmission rate of the suboptimal algorithm was greater than water filling and uniform loading algorithms. The optimal

Acknowledgement

The authors wish to acknowledge the help and financial support provided by the Research Institute to accomplish the study for ICT in Iran, Tehran.

Reza Khederzadeh received the B.S. degree in electrical engineering from Shahid Chamran University, Ahvaz, Iran, in 2010 and the M.S. degree in communication engineering from Birjand University, Birjand, Iran, in 2012. His current research interests include resource scheduling and management, cognitive radio and cooperative communications.

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Reza Khederzadeh received the B.S. degree in electrical engineering from Shahid Chamran University, Ahvaz, Iran, in 2010 and the M.S. degree in communication engineering from Birjand University, Birjand, Iran, in 2012. His current research interests include resource scheduling and management, cognitive radio and cooperative communications.

Hamid Farrokhi received the M.S. degree in electronics engineering from Iranian University of Science and Technology (IUST) in 1996 and Ph.D. degree (with distinction) from University of Regina, Canada in 2005. He is currently an associate professor at the University of Birjand, Iran. His current research interests include spread spectrum systems, wireless CDMA networks, channel coding, and cognitive radio.

Reviews processed and recommended for publication to the Editor-in-Chief by Associate Editor Dr. Sabu Thampi.

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