MultCSync: a software package for incorporating multiple criteria in conservation planning

https://doi.org/10.1016/j.envsoft.2004.10.001Get rights and content

Abstract

MultCSync is a software package designed to aid incorporation of multiple criteria into conservation planning though it can be used in other similar contexts. During such planning, conservation area networks are selected primarily to represent biodiversity but must: (i) incorporate spatial design criteria such as size, dispersion, and connectivity of individual areas; and (ii) negotiate competing social claims on land use including recreation, resource extraction, and development. The social claims can also usually be modeled as (potentially incompatible) criteria to be simultaneously optimized along with the spatial design criteria. MultCSync enables the prioritization of alternative networks on the basis of such criteria after all biodiversity representation targets are satisfied. It begins by computing the set of non-dominated alternatives. If this set is sufficiently small, these alternatives can be presented to political decision makers. However, if this set is intractably large, further prioritization among the non-dominated alternatives is necessary. MultCSync accomplishes this prioritization using the Analytic Hierarchy Process (AHP) as well as a modification of the AHP in accordance with multi-attribute value theory (MAVT). MultCSync is freely downloadable via the world wide web and can be used in conjunction with different place prioritization software packages.

Introduction

A standard strategy for biodiversity conservation consists of the selection of conservation area networks (CANs): sets of places such as national parks and reserves at which conservation plans are implemented (Margules and Pressey, 2000). CANs are selected to represent desired features of biodiversity such as species (generically called “biodiversity surrogates”) at least up to specified targets, for instance, 10% of a species' range (Margules et al., 1988). Additionally, well-designed CANs incorporate spatial criteria such as the size and shape of individual areas, their dispersion over the landscape, and their connectivity. Moreover, CAN selection occurs in the context of many other social claims on land use besides biodiversity conservation. These include use for recreation, habitat transformation for agricultural or industrial development, biological and industrial resource extraction, etc. CANs are typically initially selected as economically as possible, that is, by representing biodiversity surrogates up to their targets in the smallest possible total area (Sarkar et al., 2004b). A central task of systematic conservation planning is to find a CAN that not only adequately represents surrogates but: (i) incorporates the spatial design criteria; and (ii) performs as optimally as possible with respect to the social claims on land use.

In what follows, each CAN that satisfies the biodiversity representation targets constitutes a “feasible alternative” or, in short, an “alternative”. Given a set of feasible alternatives, both the spatial design criteria and the competing social claims on land use can be modeled as criteria each of which assigns at least an ordinal rank, and preferably a quantitative value, to every such alternative. These criteria are often incompatible in the sense that they cannot all be fully optimized simultaneously. For instance, preserving land for its wilderness value is incompatible with converting it for agricultural use. Selecting the “best available” alternative involves computing “trade-offs” between all the spatial design and social criteria.

A wide variety of techniques exist for such computations ranging from heuristic multi-dimensional optimization algorithms to the well-developed multi-attribute value and utility theories (MAUT and MAVT) (Dyer et al., 1992, Keeney and Raiffa, 1993, Dyer, 2004). The MultCSync software package implements three of these techniques for use in conjunction with place prioritization software packages that ensure biodiversity surrogate representation. These packages include ResNet (Kelley et al., 2002, Sarkar et al., 2002), Marxan (Ball and Possingham, 2000), and C-Plan (Pressey, 1999). Each of these packages implements a different set of algorithms for selecting a CAN.

MultCSync begins by computing the subset of “non-dominated” alternatives in the set of feasible alternatives. An alternative, αj, dominates another alternative, αi, if αj is better than αi by at least one criterion, and no worse than αi by any of the criteria. An alternative is “non-dominated” if no other alternative dominates it. Non-dominated alternatives are thus straightforwardly preferable to the dominated ones (Arrow and Raynaud, 1986): there is no criterion by which any dominated alternative is better than any non-dominated alternative. The set of non-dominated alternatives corresponds to the Pareto optimal sets of traditional economic analysis (Keeney and Raiffa, 1993). If the number of non-dominated alternatives is small, the non-dominated alternative set can be presented to political decision makers who can then select between them on the basis of considerations beyond those that have been modeled.

However, typically, the cardinality of the non-dominated alternative set increases rapidly with the number of criteria (Sarkar and Garson, in press). In this circumstance, the non-dominated alternative set may be intractably large for use during decision-making process. It then becomes imperative to refine the non-dominated alternative set, that is, rank the non-dominated alternatives, so that some of them can be eliminated. This requires establishing preferences between the criteria and compounding this information with the rankings of the alternatives according to the criteria.

MultCSync provides three refinement protocols: (i) it allows less important criteria to be dropped sequentially, leading to either (a) a new revised non-dominated set or (b) the elimination of some alternatives from the existing non-dominated set; (ii) it allows the use of the Analytic Hierarchy Process (AHP) (Saaty, 1980) to produce a ranking of all the criteria and uses it to rank the non-dominated alternatives; and (iii) it provides a modification of the AHP which brings it in accordance with multi-attribute value theory (MAVT) (Kamenetzky, 1982, Belton, 1986, Dyer, 1990, Salo and Hämäläinen, 1997). The AHP has routinely been used in the context of CAN design and selection, though without first excluding dominated members of the feasible alternative set (Anselin et al., 1989, Kangas, 1993, Li et al., 1999, Mendoza and Prabhu, 2000, Schmoldt et al., 2001, Clevenger et al., 2002, Villa et al., 2002, Hill et al., in press, Ananda and Herath, 2003). However, as will be noted in Section 2, the standard AHP has the counter-intuitive property of allowing rank reversal of existing alternatives when new alternatives are introduced (Kamenetzky, 1982, Dyer, 1990). MultCSync's method (iii) avoids this problem. The initial explicit computation of the non-dominated alternative set as well as methods (i) and (iii) mentioned above make MultCSync unique among existing software packages for multi-criteria decision making that are generally accessible. (For a review, see Belton and Stewart (2002).) Past software packages that also allow the explicit computation of non-dominated sets include VISPA (Colorni and Laniado, 1986) but this package is not generally accessible.

Section snippets

Background

MultCSync uses two distinct structures: (i) a set of feasible alternatives, A = {αj: j = 1, 2,…, m}; and (ii) a set of criteria, K = {κi: i = 1, 2,…, n}. Each αj must be assigned a value, νij, indicating the performance of the αj relative to each κi. The values νij can indicate: (a) only an ordinal ranking of the αj relative to each κi; or (b) a definite quantitative value on the basis of some metric for each criterion. In the following discussion it will be assumed that lower values are preferred to

Program description

MultCSync 1.0 consists of a single executable file (MultCSync.exe) that can be downloaded anywhere onto the user's hard drive. The program is opened by double clicking on the executable file. Graphic output requires the prior instillation of Gnuplot (http://www.ncftpd.com/download/). The MultCSync interface is composed of a main interface containing eight menu options along with a progress window that informs the user about the options that are currently activated. Functions are performed by

An example

The use of MultCSync in conservation planning will be illustrated by an example describing the application of the software to the evaluation of CANs in continental Ecuador (a more detailed treatment of this example is found in Sarkar et al. (2004a)).

Final notes

MultCSync makes three innovations relevant to the selection of CANs during systematic conservation planning:

  • (i)

    MultCSync is the only generally accessible software package that allows the explicit computation of the non-dominated set Δ. While Rothley (1999) and others (e.g., Sarkar et al., 2000) have advocated the use of non-dominated sets to incorporate multiple criteria into CAN selection, those software packages that explicitly compute them (for instance, VISPA) are not yet generally accessible.

Acknowledgments

We thank Jim Dyer for discussions.

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