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Counterfactuals and Ways to Build Them: Evaluating Approaches in Predictive Process Monitoring

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Advanced Information Systems Engineering (CAiSE 2023)

Abstract

Predictive Process Monitoring (PPM) deals with providing predictions about the continuation of partially executed process executions based on historical process data. PPM techniques have been developed using increasingly complex Machine and Deep Learning architectures, which lack interpretability of the predictions. Recently, explainable PPM techniques have been proposed, thus making them more ”trustable” for the users. Amongst these techniques, counterfactuals aim at suggesting, for a given process execution, the minimal changes to be applied to it to achieve a desired outcome. In this paper, we introduce an evaluation framework for evaluating different approaches for the generation of counterfactuals in PPM. The framework is used to evaluate these approaches against several real-life datasets. The results show that, although a clear winner cannot be identified, each approach is suitable for logs with specific characteristics, or for achieving specific objectives.

This work was partially supported by the Italian (MUR) under PRIN project PINPOINT Prot. 2020FNEB27, CUP H23C22000280006 and H45E21000210001 and PNRR project FAIR-Future AI Research (PE00000013), under the NRRP MUR program funded by NextGenerationEU. The support is gratefully acknowledged.

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Notes

  1. 1.

    The bpic2015 consists of 5 variants of the same process.

  2. 2.

    The discovery was done on complete traces, while the sat score was computed for prefixes, where constraints may be temporarily violated but become satisfied as the execution continues.

  3. 3.

    We used the rule mining tool RuM [2].

  4. 4.

    The complete results per dataset and discovered Declare models are available at DiCE_results.

  5. 5.

    Since we are considering trace prefixes, it can happen that the prefix does not satisfy a process constraint, which will, instead, be satisfied in the complete trace.

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Correspondence to Andrei Buliga .

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Buliga, A., Di Francescomarino, C., Ghidini, C., Maggi, F.M. (2023). Counterfactuals and Ways to Build Them: Evaluating Approaches in Predictive Process Monitoring. In: Indulska, M., Reinhartz-Berger, I., Cetina, C., Pastor, O. (eds) Advanced Information Systems Engineering. CAiSE 2023. Lecture Notes in Computer Science, vol 13901. Springer, Cham. https://doi.org/10.1007/978-3-031-34560-9_33

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  • DOI: https://doi.org/10.1007/978-3-031-34560-9_33

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