Skip to main content

Auditing Unfair Biases in CNN-Based Diagnosis of Alzheimer’s Disease

  • Conference paper
  • First Online:
Clinical Image-Based Procedures, Fairness of AI in Medical Imaging, and Ethical and Philosophical Issues in Medical Imaging (CLIP 2023, EPIMI 2023, FAIMI 2023)

Abstract

Convolutional neural networks (CNN), while effective in medical diagnostics, have shown concerning biases against underrepresented patient groups. In this study, we provide an in-depth exploration of these biases in the realm of image-based Alzheimer’s disease (AD) diagnosis using state-of-the-art CNNs, building upon and extending prior investigations. We dissect performance-based and calibration-based biases across patient subgroups differentiated by sex, ethnicity, age, educational qualifications, and APOE4 status. Our findings reveal substantial disparities in model performance and calibration, underscoring the challenges intersectional identities impose. Such biases highlight the importance of fairness analysis in fostering equitable AI applications in the AD domain. Appropriate mitigation actions should be carried out to ensure that, those who need it, receive healthcare attention independently from the subgroup they belong to.

Data used in preparation of this article was obtained from the Alzheimer’s Disease Neuroimaging Initiative (ADNI) database (http://www.adni-info.org/). The investigators within the ADNI contributed to the design and implementation of ADNI and/or provided data, but did not participate in analysis or writing of this report.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 84.99
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 109.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

References

  1. Alzheimer’s disease facts and figures. Alzheimers Dement 18(4), 700–789 (2022)

    Google Scholar 

  2. Wen, J., et al.: Convolutional neural networks for classification of Alzheimer’s disease: overview and reproducible evaluation. Med. Image Anal. 63, 101694 (2020)

    Article  Google Scholar 

  3. Illakiya, T., Karthik, R.: Automatic detection of Alzheimer’s disease using deep learning models and neuro-imaging: current trends and future perspectives. Neuroinformatics 21, 339–364 (2023)

    Article  Google Scholar 

  4. Seyyed-Kalantari, L., Liu, G., McDermott, M.B., Ghassemi, M.: CheXclusion: fairness gaps in deep chest X-ray classifiers. In: Pacific Symposium on Biocomputing. Pacific Symposium on Biocomputing, vol. 26, pp. 232–243 (2020)

    Google Scholar 

  5. Ricci, L.M.A., Echeveste, R., Ferrante, E.: Addressing fairness in artificial intelligence for medical imaging. Nat. Commun. 13, 4581 (2022)

    Article  Google Scholar 

  6. Guo, C., Pleiss, G., Sun, Y., Weinberger, K.Q.: On calibration of modern neural networks. In: Proceedings of the 34th International Conference on Machine Learning, pp. 1321–1330 (2017)

    Google Scholar 

  7. Bae, B., et al.: Identification of Alzheimer’s disease using a convolutional neural network model based on T1-weighted magnetic resonance imaging. Sci. Rep. 10, 1–10 (2020)

    Article  Google Scholar 

  8. El-Sappagh, S., et al.: Trustworthy artificial intelligence in Alzheimer’s disease: state of the art, opportunities, and challenges. Artif. Intell. Rev. (2023)

    Google Scholar 

  9. Petersen, E., et al.: Feature robustness and sex differences in medical imaging: a case study in MRI-based Alzheimer’s disease detection. In: MICCAI 2022: 25th International Conference, pp. 88–98 (2022)

    Google Scholar 

  10. Mendelson, A.F., Zuluaga, M.A., Lorenzi, M., Hutton, B.F.: Selection bias in the reported performances of AD classification pipelines. NeuroImage Clin. 14, 400–416 (2017)

    Article  Google Scholar 

  11. Jack, C.R., et al.: The Alzheimer’s disease neuroimaging initiative (ADNI): MRI methods. J. Magn. Resonan. Imaging 27(4), 685–691 (2008)

    Article  Google Scholar 

  12. Tustison, N.J., et al.: N4ITK: improved N3 bias correction. IEEE Trans. Med. Imaging 29, 1310–1320 (2010)

    Article  Google Scholar 

  13. Avants, B.B., Epstein, C.L., Grossman, M., Gee, J.C.: Symmetric diffeomorphic image registration with cross-correlation: evaluating automated labeling of elderly and neurodegenerative brain. Med. Image Anal. 12(1), 26–41 (2008)

    Article  Google Scholar 

  14. Fonov, V., Dadar, M.: The PREVENT-AD research group. In: Louis Collins, D. (ed.) Deep Learning of Quality Control for Stereotaxic Registration of Human Brain MRI. bioRxiv (2018)

    Google Scholar 

  15. Chen, I.Y., Johansson, F.D., Sontag, D.: Why is my classifier discriminatory? In: Proceedings of the 32nd International Conference on Neural Information Processing Systems (NIPS’18), pp. 3543–3554. Curran Associates Inc., Red Hook (2018)

    Google Scholar 

  16. Hardt, M., Price, E., Srebro, N.: Equality of opportunity in supervised learning. In: Proceedings of the 30th International Conference on Neural Information Processing Systems, pp. 3315–3323

    Google Scholar 

  17. Gruber, S.G., Buettner, F.: Better uncertainty calibration via proper scores for classification and beyond. In: Oh, A.H., Agarwal, A., Belgrave, D., Cho, K. (eds.) NeurIPS 2022: Advances in Neural Information Processing Systems (2022)

    Google Scholar 

  18. Roelofs, R., Cain, N., Shlens, J., Mozer, M.C.: Mitigating bias in calibration error estimation. In: Camps-Valls, G., Ruiz, F.J.R., and Valera, I. (eds.) AISTATS 2022: The 25th International Conference on Artificial Intelligence and Statistics (Proceedings of Machine Learning Research), vol. 151, pp. 4036–4054. PMLR (2022)

    Google Scholar 

  19. Murphy, A.H.: A new vector partition of the probability score. J. Appl. Meteorol. 12(4), 595–600 (1973)

    Article  Google Scholar 

  20. Knopman, D.S., et al.: Age and neurodegeneration imaging biomarkers in persons with Alzheimer disease dementia. Neurology 87(7), 691–698 (2016)

    Article  Google Scholar 

  21. Dukart, J., Schroeter, M.L., Mueller, K.: Alzheimer’s disease neuroimaging initiative: age correction in dementia-matching to a healthy brain. PLoS ONE 6(7), e22193 (2011)

    Article  Google Scholar 

  22. ten Kate, M., et al.: Impact of APOE-\(\varepsilon \)4 and family history of dementia on gray matter atrophy in cognitively healthy middle-aged adults. Neurobiol. Aging 38, 14–20 (2016)

    Article  Google Scholar 

  23. Cacciaglia, R., et al.: Effects of APOE-\(\varepsilon \)4 allele load on brain morphology in a cohort of middle-aged healthy individuals with enriched genetic risk for Alzheimer’s disease. Alzheimers Dement. 14(7), 902–912 (2018)

    Article  Google Scholar 

  24. Stern, Y.: Cognitive reserve. Neuropsychologia 47(10), 2015–2028 (2009)

    Article  Google Scholar 

  25. Buolamwini, J., Gebru, T.: Gender shades: intersectional accuracy disparities in commercial gender classification. In: Proceedings of Machine Learning Research, vol. 81, pp. 77–91 (2018)

    Google Scholar 

  26. Seyyed-Kalantari, L., et al.: Underdiagnosis bias of artificial intelligence algorithms applied to chest radiographs in under-served patient populations. Nat. Med. 27, 2176–2182 (2021)

    Article  Google Scholar 

Download references

Acknowledgements

VND, JHG, and KL received funding from the EU’s Horizon 2020 research and innovation programme under Grant Agreement No 848158, EarlyCause, and MPAS under Grant Agreement No 952103, EuCanImage. AC received funding from Ministry of Universities and Recovery, Transformation and Resilience Plan, through UPC (Grant No 2021UPC-MS-67573). JHG is a Serra Húnter fellow.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Vien Ngoc Dang .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2023 The Author(s), under exclusive license to Springer Nature Switzerland AG

About this paper

Check for updates. Verify currency and authenticity via CrossMark

Cite this paper

Dang, V.N. et al. (2023). Auditing Unfair Biases in CNN-Based Diagnosis of Alzheimer’s Disease. In: Wesarg, S., et al. Clinical Image-Based Procedures, Fairness of AI in Medical Imaging, and Ethical and Philosophical Issues in Medical Imaging. CLIP EPIMI FAIMI 2023 2023 2023. Lecture Notes in Computer Science, vol 14242. Springer, Cham. https://doi.org/10.1007/978-3-031-45249-9_17

Download citation

  • DOI: https://doi.org/10.1007/978-3-031-45249-9_17

  • Published:

  • Publisher Name: Springer, Cham

  • Print ISBN: 978-3-031-45248-2

  • Online ISBN: 978-3-031-45249-9

  • eBook Packages: Computer ScienceComputer Science (R0)

Publish with us

Policies and ethics