Abstract
Statistical parity metrics have been widely studied and endorsed in the AI community as a means of achieving fairness, but they suffer from at least two weaknesses. They disregard the actual welfare consequences of decisions and may therefore fail to achieve the kind of fairness that is desired for disadvantaged groups. In addition, they are often incompatible with each other, and there is no convincing justification for selecting one rather than another. This paper explores whether a broader conception of social justice, based on optimizing a social welfare function (SWF), can be useful for assessing various definitions of parity. We focus on the well-known alpha fairness SWF, which has been defended by axiomatic and bargaining arguments over a period of 70 years. We analyze the optimal solution and show that it can justify demographic parity or equalized odds under certain conditions, but frequently requires a departure from these types of parity. In addition, we find that predictive rate parity is of limited usefulness. These results suggest that optimization theory can shed light on the intensely discussed question of how to achieve group fairness in AI.
Access this chapter
Tax calculation will be finalised at checkout
Purchases are for personal use only
Similar content being viewed by others
References
Angwin, J., Larson, J., Mattu, S., Kirchner, L.: Machine bias: There’s software used across the country to predict future criminals. And it’s biased against blacks. ProPublica (2016). Accessed 23 May 2016
Anwar, S., Fang, H.: Testing for racial prejudice in the parole board release process: theory and evidence. J. Legal Stud. 44, 1–37 (2015)
Barocas, S., Hardt, M., Narayanan, A.: Fairness and Machine Learning: Limitations and Opportunities. MIT Press, Cambridge (2023)
Baumann, J., Hannó, A., Heitz, C.: Enforcing group fairness in algorithmic decision making: utility maximization under sufficiency. In: Proceedings of FAccT 2022 (2022)
Bertsimas, D., Farias, V., Trichakis, N.: On the fairness-efficiency trade-off. Manag. Sci. 58, 2234–2250 (2012)
Binmore, K., Rubinstein, A., Wolinsky, A.: The Nash bargaining solution in economic modelling. RAND J. Econ. 176–188 (1986)
Binns, R.: Fairness in machine learning: lessons from political philosophy. Proc. Mach. Learn. Res. 8, 1–11 (2018)
Card, D., Smith, N.: On consequentialism and fairness. Front. Artif. Intell. 3, 34 (2020)
Carter, I., Page, O.: When is equality basic. Aust. J. Philos. 101, 983–997 (2022)
Castelnovo, A., Crupi, R., Greco, G., Regoli, D., Penco, I.G., Cosentini, A.C.: A clarification of the nuances in the fairness metrics landscape. Sci. Rep. 12, 4209 (2022)
Chen, V., Hooker, J.N.: A just approach balancing Rawlsian leximax fairness and utilitarianism. In: Proceedings of the AAAI/ACM Conference on AI, Ethics, and Society, pp. 221–227 (2020)
Chen, V., Hooker, J.N.: Combining leximax fairness and efficiency in an optimization model. Eur. J. Oper. Res. 299, 235–248 (2022)
Chen, V., Hooker, J.N.: A guide to formulating fairness in an optimization model. Ann. Oper. Res. 326, 581–619 (2023)
Chouldechova, A.: Fair prediction with disparate impact: a study of bias in recidivism prediction instruments. Big Data 5(2), 153–163 (2017)
Corbett-Davies, S., Gaebler, J.D., Nilforoshan, H., Shroff, R., Goel, S.: The measure and mismeasure of fairness: a critical review of fair machine learning. J. Mach. Learn. Res. 24, 1–117 (2023)
Dieterich, W., Mendoza, C., Brennan, T.: COMPAS risk scales: Demonstrating accuracy equity and predictive parity. Report , Northpointe Inc., Research Department (2016)
Feldman, M., Friedler, S.A., Moeller, J., Scheidegger, C., Venkatasubramanian, S.: Certifying and removing disparate impact. In: Proceedings of 21st SIGKDD. ACM (2017)
Fjeld, J., Achten, N., Hilligoss, H., Nagy, A., Srikumar, M.: Principled artificial intelligence: mapping consensus in ethical and rights-based approaches to principles for AI. Berkman Klein Center Research Publication No. 2020-1 (2020)
Friedler, S.A., Scheidegger, C., Venkatasubramanian, S.: On the (im)possibility of fairness. Commun. ACM 64, 136–143 (2021)
Greene, J.: Moral Tribes: Emotion, Reason, and the Gap between Us and Them. Penguin Press, London (2013)
Harsanyi, J.C.: Rational Behaviour and Bargaining Equilibrium in Games and Social Situations. Cambridge University Press, Cambridge (1977)
Hooker, J.N., Williams, H.P.: Combining equity and utilitarianism in a mathematical programming model. Manag. Sci. 58, 1682–1693 (2012)
Hu, L., Chen, Y.: Welfare and distributional impacts of fair classification (2018). arXiv preprint arXiv:1807.01134
Hu, L., Chen, Y.: Fair classification and social welfare. In: Proceedings of the 2020 Conference on Fairness, Accountability, and Transparency, pp. 535–545 (2020)
Jobin, A., Ienca, M., Vayena, E.: The global landscape of AI ethics guidelines. Nat. Mach. Intell. 1, 389–399 (2019)
Kalai, E., Smorodinsky, M.: Other solutions to Nash’s bargaining problem. Econometrica 43, 513–518 (1975)
Karsu, O., Morton, A.: Inequality averse optimization in operational research. Eur. J. Oper. Res. 245, 343–359 (2015)
Kelly, F.P., Maulloo, A.K., Tan, D.K.H.: Rate control for communication networks: shadow prices, proportional fairness and stability. J. Oper. Res. Soc. 49(3), 237–252 (1998)
Kleinberg, J., Mullainathan, S., Raghavan, M.: Inherent trade-offs in the fair determination of risk scores. In: Proceedings, Innovations in Theoretical Computer Science (ITCS). Dagstuhl Publishing, Germany (2017)
Lan, T., Chiang, M.: An axiomatic theory of fairness in resource allocation. Technical report. Princeton University (2011)
Lan, T., Kao, D., Chiang, M., Sabharwal, A.: An axiomatic theory of fairness in network resource allocation. In: Proceedings of the 29th Conference on Information communications (INFOCOM), pp. 1343–1351 (2010)
Leben, D.: Normative principles for evaluating fairness in machine learning. In: Proceedings, AAAI/ACM Conference on AI, Ethics, and Society, pp. 86–92 (2020)
Loi, M., Herlitz, A., Heidari, H.: A philosophical theory of fairness for prediction-based decisions. SSRN Electron. J. (2019)
Mazumdar, R., Mason, L., Douligeris, C.: Fairness in network optimal flow control: optimality of product forms. IEEE Trans. Commun. 39(5), 775–782 (1991)
Mehrabi, N., Morstatter, F., Saxena, N., Lerman, K., Galstyan, A.: A survey on bias and fairness in machine learning. ACM Comput. Surv. (CSUR) 54(6), 1–35 (2021)
Mo, J., Walrand, J.: Fair end-to-end window-based congestion control. IEEE/ACM Trans. Network. 8, 556–567 (2000)
Moss, J.: How to value equality. Philos. Compass 10, 187–196 (2015)
Nash, J.F.: The bargaining problem. Econometrica 18, 155–162 (1950)
Ogryczak, W., Luss, H., Pióro, M., Nace, D., Tomaszewski, A.: Fair optimization and networks: a survey. J. Appl. Math. 2014, 1–25 (2014)
Ogryczak, W., Wierzbicki, A., Milewski, M.: A multi-criteria approach to fair and efficient bandwidth allocation. Omega 36(3), 451–463 (2008)
Rubinstein, A.: Perfect equilibrium in a bargaining model. In: Econometrica, pp. 97–109 (1982)
Selbst, A., Barocas, S.: Big data’s disparate impact. Calif. Law Rev. 671, 671–732 (2016)
Verloop, I.M., Ayesta, U., Borst, S.: Monotonicity properties for multi-class queueing systems. Disc. Event Dyn. Syst. 20, 473–509 (2010)
Williams, A., Cookson, R.: Equity in Health. In: Culyer, A.J., Newhouse, J.P. (eds.) Handbook of Health Economics (2000)
Author information
Authors and Affiliations
Corresponding author
Editor information
Editors and Affiliations
Rights and permissions
Copyright information
© 2024 The Author(s), under exclusive license to Springer Nature Switzerland AG
About this paper
Cite this paper
Chen, V., Hooker, J.N., Leben, D. (2024). Assessing Group Fairness with Social Welfare Optimization. In: Dilkina, B. (eds) Integration of Constraint Programming, Artificial Intelligence, and Operations Research. CPAIOR 2024. Lecture Notes in Computer Science, vol 14742. Springer, Cham. https://doi.org/10.1007/978-3-031-60597-0_14
Download citation
DOI: https://doi.org/10.1007/978-3-031-60597-0_14
Published:
Publisher Name: Springer, Cham
Print ISBN: 978-3-031-60596-3
Online ISBN: 978-3-031-60597-0
eBook Packages: Computer ScienceComputer Science (R0)