Skip to main content

Conservative Coherentist Closure of Legal Systems

  • Chapter
Logic in the Theory and Practice of Lawmaking

Part of the book series: Legisprudence Library ((LEGIS,volume 2))

Abstract

The present paper has two main goals: (i) to provide a logical representation of a coherentist closure of normative systems ; (ii) use this model to clarify a concept of coherence in law, which is faithful to a theory of legal validity as source based law. Source based law is taken here as the “evidential base” for the reconstruction of the normative system, therefore guiding both interpretation and legislation activities even when implicit legislative purposes are taken into account. Such reconstruction is given by the minimal assumption of “conservative” changes in the base of the original normative system so that it becomes coherent with legislative purposes. I use a belief revision model to provide a logical and abstract characterization of what I mean by “conservative changes”, without providing any material criteria for conservative choices (to be made by the legal interpreter or legislator).

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 84.99
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 109.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 109.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Notes

  1. 1.

    More recent applications within artificial intelligence and law may be found at Maranhão (2001) and Governatori et al. (2013).

  2. 2.

    See Bulygin’s reply to an early criticism by Aarnio at Bulygin (1986) and the controversy between Haack (2007) and Bulygin (2008), commented by Maranhão (2009a). See also Alchourrón (1996).

  3. 3.

    See Amaya (2006) for a survey and relations of this discussion to the field of law.

  4. 4.

    I will avoid complex discussions about the factual or normative character of the rule of recognition as proposed by Hart (1961) or the Grundnorm as proposed by Kelsen (1960) which are the product of this convention or convergent behavior of approval/disapproval of actions in conformity/disconformity to authoritative rules. See Himma (2002) for an introductory discussion on Hart’s rule of recognition. For Kelsen’s Grundnorm see Vernengo (1960).

  5. 5.

    Hart (1961). Marmor (2005) contains a more recent statement of this point. See Ratti (2008) for criticism.

  6. 6.

    Available at http://www.planalto.gov.br/ccivil03/decreto--lei/del2848.htm.

  7. 7.

    I cannot fully develop the argument within the limits of this paper and will limit myself to indicate counter examples challenging each thesis. For a more detailed account, see Maranhão (2012).

  8. 8.

    Atria’s reading is based on MacCormick’s position expressed at the first edition of Legal Reasoning and Legal Theory. In the second edition of that book MacCormick already marked his disagreement with his previous statement: “That shows why deductive reasoning from rules cannot be a self–sufficient, self–supporting, mode of legal justification. It is always encapsuled in a web of anterior and ulterior reasoning from principles and values, even although a purely pragmatic view would reveal many situations and cases in which no one thinks it worth the trouble to go beyond the rules for practical purposes.” (MacCormick 1994, xiii).

  9. 9.

    In the last two decades, abductive reasoning received considerable attention of Artificial Intelligence and many models were suggested to capture its rationality. These models help to clarify how the conclusion of an abductive inference is warranted by its evidences and background assumptions. Given that this method of inference is content increasing, a central concern is how to confer epistemic warrant to its conclusion (Psillos 2002). This concern is faced by the development of standards of comparison of competing theories which are highly informed by a coherentist aesthetics (the winner hypothesis is consistent, the one which explains the greatest amount of evidences, the one which is more adherent to one’s background assumptions, the simplest, without ad hoc restrictions, the more unified, the most precise, etc.). This links the justification of abduction in causal explanations to coherence theories of justification.

  10. 10.

    Global coherence may be also defined as an specific case of local coherence (Hage 2013).

  11. 11.

    One may also refer to Thagard’s (2000) method of measuring coherence by constraint satisfaction as a tool to abductive or coherentist inference if we take a belief that increases the level of coherence of a belief set (with respect to its own negation) as derivable from this set.

  12. 12.

    This was Raz’s criticism to Dworkin’s integrity, what explains why Raz considers, after all, integrity not as coherentist theory of law, but a foundationalist one (the base would be the set of normative standards which constitute the political morality of a community). See Raz (1994).

References

  • Alchourrón, Carlos. 1996. On law and logic. Ratio Juris 9:331–348.

    Article  Google Scholar 

  • Alchourrón, Carlos, and Eugenio Bulygin. 1971. Normative systems. New York: Springer.

    Book  Google Scholar 

  • Alchourrón, Carlos, Peter Grdenfors, and David Makinson. 1985. On the logic of theory change. Journal of Symbolic Logic 50(2):510–530.

    Article  Google Scholar 

  • Alchourrón, Carlos, and David Makinson. 1981. Hierarchies of regulations and their logic, new studies in deontic logic. Synthese Library Volume 152:125–148.

    Google Scholar 

  • Aliseda, Atocha. 2000. Abduction as epistemic change: A Peircean model in artificial intelligence. In Abduction and induction: Essays on their relation and integration, ed. Peter A. Flach and Antonis C. Kakas, 45–58. Dordrecht/Boston: Kluwer Academic.

    Chapter  Google Scholar 

  • Amaya, Amalia. 2006. An inquiry into the nature of coherence and its role in legal argument. PhD thesis at European University Institute.

    Google Scholar 

  • Atria, Fernando. 1999. Del Derecho y el Razonamiento Jurdico. Doxa 22:79–119.

    Google Scholar 

  • Bench–Capon, Trevor, H. Prakken, A. Wyner, and K. Atkinson. 2013. Argument schemes for reasoning with legal cases using values. In Proceedings of the 14th international conference on artificial intelligence and law, Rome (Italy) 2013, 13–22. New York: ACM.

    Google Scholar 

  • Bench–Capon, Trevor, and G. Sartor. 2003. A model of legal reasoning with cases incorporating theories and values. Artificial Intelligence 150(1–2):97–143.

    Google Scholar 

  • Bulygin, Eugenio. 1986. Legal dogmatics and the systematization of law, Rechtstheorie, Beiheft 10: Vernunft und Erfahrung im Rechtsdenken der Gegenwart/Reason and Experience in Contemporary Legal Thought, 193–210.

    Google Scholar 

  • Bulygin, Eugenio. 2005. En Defensa de El Dorado. Respuesta a Fernando Atria. In Lagunas em el Derecho, ed. Fernando Atria et. al., 73–86. Madrid: Marcial Pons.

    Google Scholar 

  • Bulygin, Eugenio. 2008. What can one expect from logic in the law? (Not everything, but more than something: A reply to Susan Haack). Ratio Juris 21:150–156.

    Article  Google Scholar 

  • Bonjour, Laurence. 1985. The structure of empirical knowledge. Cambridge: Harvard University Press.

    Google Scholar 

  • Fuller, Lon L. 1958. Positivism and fidelity to law: A reply to professor Hart. Harvard Law Review 71(4):661–664.

    Article  Google Scholar 

  • Governatori, Guido, Antonino Rotolo, Francesco Olivieri, and Simone Scannapieco. 2013. Legal contractions: A logical analysis. In Proceedings of the 14th international conference on artificial intelligence and law, Rome (Italy) 2013, 63–72. New York: ACM.

    Google Scholar 

  • Haack, Susan. 2007. On logic in the law: ‘Something but not all’. Ratio Juris 20(1):1–31.

    Article  Google Scholar 

  • Hage, Jaap. 2013. Three kinds of coherentism. In Coherence: Insights from philosophy, jurisprudence and artificial intelligence, ed. Michal Araszkiewicz and Jaromir Savelka. Dordrecht: Springer.

    Google Scholar 

  • Harman, Gilbert. 1965. The inference to the best explanation. Philosophical Review 74:88–95.

    Article  Google Scholar 

  • Harman, Gilbert. 1989. Change in view: Principles of reasoning. Cambridge: MIT.

    Google Scholar 

  • Hart, H.L.A. 1961. The concept of Law. Oxford: Clarendon Press.

    Google Scholar 

  • Hart, Herbert L. A. 1983. Essays in jurisprudence and philosophy. Oxford: Oxford University Press.

    Book  Google Scholar 

  • Himma, Kenneth Einar. 2002. Inclusive legal positivism. In The Oxford handbook of jurisprudence and philosophy of law, ed. Jules L. Coleman and Scott Shapiro, 125–165. Oxford: Oxford University Press.

    Google Scholar 

  • Josephson, John, and Susan Josephson. 1996. Abductive inference: Computation, philosophy, and technology. Cambridge: Cambridge University Press.

    Google Scholar 

  • Kelsen, Hans. 1967. Pure theory of law, 2nd ed. (trans: Knight, Max). Berkeley: University of California Press.

    Google Scholar 

  • Lehrer, Keith. 2000. Theory of knowledge, 2nd ed. Boulder: Westview Press.

    Google Scholar 

  • Lipton, Peter. 2004. Inference to the best explanation, 2nd ed. London/New York: Routledge.

    Google Scholar 

  • MacCormick, Neil. 1994. Legal reasoning and legal theory. Oxford: Clarendon.

    Book  Google Scholar 

  • MacCormick, Neil. 2005. Rhetoric and the rule of law: A theory of legal reasoning. Oxford: Oxford University Press.

    Book  Google Scholar 

  • Maranhão, Juliano S. A. 2001. Some operators for refinement of normative systems . In Proceedings of the JURIX 2001: The fourteenth anual conference on legal knowledge and information systems, ed. Bart Verheij, Arno R. Lodder, Ronald P. Loui, and Antoinette Muntjewerff, 103–116. Amsterdam: IOS Press.

    Google Scholar 

  • Maranhão, Juliano S. A. 2007. Refining beliefs. In Perspectives on universal logic, ed. Jean–Yves Bziau, and Alexandre Costa–Leite, 335–349. Monza: Polimetrica International Scientific.

    Google Scholar 

  • Maranhão, Juliano S. A. 2009a. La lógica en el Derecho: Grandes expectativas e algunas desilusiones. Doxa 32:229–254.

    Google Scholar 

  • Maranhão, Juliano S. A. 2009b. Conservative contraction. In The many sides of logic, Studies in logic, ed. Walter Carnielli, tala D’Ottaviano, and Marcelo Coniglio, 465–479. London: King’s College Publications.

    Google Scholar 

  • Maranhão, Juliano S. A. 2012. Positivismo jurdico lógico–inclusivo. São Paulo: Marcial Pons.

    Google Scholar 

  • Marmor, Andrei. 2005. Interpretation and legal theory, 2nd ed. Oregon: Hart Publishing.

    Google Scholar 

  • Olsson, Erik. 1997. Coherence: Studies in epistemology and belief revision , Comprehensive summaries of Uppsala dissertations. Uppsala: Acta universitatis Upsaliensis.

    Google Scholar 

  • Pagnucco, Maurice. 1996. The role of abductive reasoning within the process of belief revision. Phd thesis, Department of Computer Science, University of Sydney.

    Google Scholar 

  • Prakken, Henry. 2002. An exercise in formalising teleological case–based reasoning. Artificial Intelligence and Law 10:113–133.

    Article  Google Scholar 

  • Psillos, Sthatis. 2002. Simply the best: A case for abduction, Computational logic, LNAI 2408, 605–625. Heidelberg: Springer.

    Google Scholar 

  • Raz, Joseph. 1994. The value of coherence . In: Ethics in the public domain, ed. Joseph Raz. Oxford: Oxford University Press.

    Google Scholar 

  • Ratti, Giovanni B. 2008. The consequences of defeasibility. Analisi e diritto 2007:261–277.

    Google Scholar 

  • Reid, Thomas. (1895). Essays on the active powers of man. In The works of Thomas Reid, D.D., ed. Sir William Hamilton, 617. Edinburgh: James Thin.

    Google Scholar 

  • Savigny, Friedrich Karl. 1886. Sistema del Diritto Romano attuale. Trans. Vittorio Scialoja. Torino: Unione Tipografico Editrice.

    Google Scholar 

  • Schauer, Frederick. 1991. Playing by the rules: A philosophical examination of rule based decision–making in law and in life. Oxford: Clarendon Press.

    Google Scholar 

  • Sellars, Wilfred. 1963. Science perception and reality. New York: Humanities.

    Google Scholar 

  • Thagard, Paul. 2000. Coherence in thought and action. Cambrigde: MIT.

    Google Scholar 

  • Vernengo, Roberto J. 1960. La función sistemtica de la norma fundamental. Revista Jurdica de la Universidad de Buenos Aires. [S.I.: s.n.].

    Google Scholar 

  • Wassermann, Renata, and Wagner Dias. 2001. Abductive expansion of belief bases. In Proceedings of the IJCAI workshop on abductive reasoning, Seattle.

    Google Scholar 

  • Żurek, Tomasz, and Araszkiewicz Michał. 2013. Modeling teleological interpretation . In ICAIL 13 proceedings of the fourteenth international conference on artificial intelligence and law, Rome, 160–168. New York: ACM.

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Juliano S. A. Maranhão .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2015 Springer International Publishing Switzerland

About this chapter

Cite this chapter

Maranhão, J.S.A. (2015). Conservative Coherentist Closure of Legal Systems. In: Araszkiewicz, M., Płeszka, K. (eds) Logic in the Theory and Practice of Lawmaking. Legisprudence Library, vol 2. Springer, Cham. https://doi.org/10.1007/978-3-319-19575-9_4

Download citation

Publish with us

Policies and ethics