Abstract
The sparse signal recovery-based direction of arrival (DOA) estimation has received a great deal of attention over the past decade. From the sparse representation point of view, \(\ell _0\)-norm is the best choice to evaluate the sparsity of a vector. However, solving an \(\ell _0\)-norm minimization problem is non-deterministic polynomial hard (NP-hard). Thus, The common idea for many sparse DOA estimation methods is to use the \(\ell _1\)-norm as the sparsity metric. However, its sparse solution may not coincide with the solution resulting from the \(\ell _0\)-norm thus deteriorating the DOA estimation performance. In this paper, we propose a new sparse method based on \(\ell _p\) (\(0<p<1\)) regularization for DOA estimation to achieve a sparser solution than \(\ell _1\) regularization. In particular, we use the Taylor expansion to convert the \(\ell _p\)-norm minimization problem to a weighted \(\ell _1\)-norm problem. Then, a two-step iterative method is employed to achieve the DOA estimate. The \(\ell _p\) (\(0<p<1\)) regularization is able to improve the angle resolution, leading to an improved performance in low SNR and correlated signal scenarios. Numerical results show that our proposed method has better estimation performance than many other methods do.
Similar content being viewed by others
References
I. Bekkerman, J. Tabrikian, Target detection and localization using MIMO radars and sonars. IEEE Trans. Signal Proces. 54(10), 3873–3883 (2006)
E.J. Candes, The restricted isometry property and its implications for compressed sensing. Comptes Rendus Math. 346(9–10), 589–592 (2008)
E.J. Candes, M.B. Wakin, S.P. Boyd, Enhancing sparsity by reweighted \(\ell _1\) minimization. J. Fourier Anal. Appl. 14(5), 877–905 (2008)
R. Chartrand, Restricted isometry properties and nonconvex compressive sensing. IEEE Signal Proces. Lett. 14(10), 707–710 (2007)
R. Chartrand, Fast algorithms for nonconvex compressive sensing: Mri reconstruction from very few data, in IEEE International Symposium on Biomedical Imaging: From Nano to Macro, June 2009, pp. 262–265
R. Chartrand, V. Staneva, Exact reconstruction of sparse signals via nonconvex minimization. Inverse Prob. 24(3), 20–35 (2008)
D.L. Donoho, Compressed sensing. IEEE Trans. Inf. Theory 52(4), 1289–1306 (2006)
D.L. Donoho, High-dimensional centrally symmetric polytopes with neighborliness proportional to dimension. Discret. Comput. Geom. 35(4), 617–652 (2006)
D. Fan, F. Gao, G. Wang, Z. Zhong, A. Nallanathan, Angle domain signal processing-aided channel estimation for indoor 60-ghz TDD/FDD massive MIMO systems. IEEE J. Sel. Areas Commun. 35(9), 1948–1961 (2017)
Y. Gu, N.A. Goodman, Information-theoretic compressive sensing kernel optimization and Bayesian Cramer-Rao bound for time delay estimation. IEEE Trans. Signal Process. 65(17), 4525–4537 (2017)
Y. Gu, N.A. Goodman, A. Ashok, Radar target profiling and recognition based on TSI-optimized compressive sensing kernel. IEEE Trans. Signal Process. 62(12), 3194–3207 (2014)
M.M. Hyder, K. Mahata, Direction-of-arrival estimation using a mixed \(\ell_{2,0}\) norm approximation. IEEE Trans. Signal Process. 58(9), 4646–4655 (2010)
R. Jagannath, K.V.S. Hari, Block sparse estimator for grid matching in single snapshot DoA estimation. IEEE Signal Process. Lett. 20(11), 1038–1041 (2013)
S. Liu, Y.D. Zhang, T. Shan, R. Tao, Structure-aware Bayesian compressive sensing for frequency-hopping spectrum estimation with missing observations. IEEE Trans. Signal Process. 66(8), 2153–2166 (2018)
M. Malek-Mohammadi, M. Babaie-Zadeh, M. Skoglund, Performance guarantees for Schatten-p quasi-norm minimization in recovery of low-rank matrices. Sig. Process. 114, 225–230 (2015)
D. Malioutov, M. Cetin, A.S. Willsky, A sparse signal reconstruction perspective for source localization with sensor arrays. IEEE Trans. Signal Process. 53(8), 3010–3022 (2005)
N. Meinshausen, Y. Bin, Lasso-type recovery of sparse representations for high-dimensional data. Ann. Stat. 37(1), 246–270 (2009)
B.K. Natarajan, Sparse approximate solutions to linear systems. SIAM J. Comput. 24(2), 227–234 (1993)
D. Needell, R. Vershynin, Signal recovery from incomplete and inaccurate measurements via regularized orthogonal matching pursuit. IEEE Journal of Selected Topics in Signal Processing 4(2), 310–316 (2010)
A. Rakotomamonjy, R. Flamary, G. Gasso, S. Canu, \(\ell_{p}-\ell_{q}\) penalty for sparse linear and sparse multiple kernel multitask learning. IEEE Trans. Neural Networks 22(8), 1307–1320 (2011)
R. Roy, T. Kailath, ESPRIT-estimation of signal parameters via rotational invariance techniques. IEEE Trans. Acoust. Speech Signal Process. 37(7), 984–995 (1989)
R. Schmidt, Multiple emitter location and signal parameter estimation. IEEE Trans. Antennas Propag. 34(3), 276–280 (1986)
Z. Shi, C. Zhou, Y. Gu, N.A. Goodman, F. Qu, Source estimation using coprime array: A sparse reconstruction perspective. IEEE Sens. J. 17(3), 755–765 (2017)
J.A. Tropp, A.C. Gilbert, Signal recovery from random measurements via orthogonal matching pursuit. IEEE Trans. Inf. Theory 53(12), 4655–4666 (2007)
B. Wang, Y.D. Zhang, W. Wang, Robust DOA estimation in the presence of miscalibrated sensors. IEEE Signal Process. Lett. 24(7), 1073–1077 (2017)
B. Wang, W. Wang, G. Yujie, S. Lei, Underdetermined DOA estimation of quasi-stationary signals using a partly-calibrated array. Sensors 17(4), 702 (2017)
B. Wang, Y.D. Zhang, W. Wang, Robust group compressive sensing for DOA estimation with partially distorted observations. EURASIP J. Adv. Signal Process. 2016(1), 128 (2016)
X. Wu, Wei-Ping Zhu, and J. Yan. Direction of arrival estimation for off-grid signals based on sparse Bayesian learning. IEEE Sens. J. 16(7), 2004–2016 (2016)
X. Wu, W.-P. Zhu, A Toeplitz covariance matrix reconstruction approach for direction-of-arrival estimation. IEEE Trans. Veh. Technol. 66(9), 8223–8237 (2017)
W. Xiaohuan, W.-P. Zhu, J. Yan, Z. Zhang, Two sparse-based methods for off-grid direction-of-arrival estimation. Sig. Process. 142, 87–95 (2018)
Z. Xu, X. Chang, F. Xu, H. Zhang, \(l_{1/2}\) regularization: A thresholding representation theory and a fast solver. IEEE Transactions on Neural Networks and Learning Systems 23(7), 1013–1027 (2012)
Z. Yang, L. Xie, C. Zhang, Off-grid direction of arrival estimation using sparse Bayesian inference. IEEE Trans. Signal Process. 61(1), 38–43 (2013)
C. Zhou, Y. Gu, S. He, Z. Shi, A robust and efficient algorithm for coprime array adaptive beamforming. IEEE Trans. Veh. Technol. 67(2), 1099–1112 (2018)
C. Zhou, Y. Gu, Y.D. Zhang, Z. Shi, T. Jin, X. Wu, Compressive sensing-based coprime array direction-of-arrival estimation. IET Commun. 11(11), 1719–1724 (2017)
C. Zhou, Z. Shi, Y. Gu, X. Shen, Decom: DOA estimation with combined MUSIC for coprime array, in 2013 International Conference on Wireless Communications and Signal Processing, pp. 1–5 (2013)
Chengwei Zhou and Jinfang Zhou, Direction-of-arrival estimation with coarray ESPRIT for coprime array. Sensors 17(8), 1779 (2017)
H. Zhu, G. Leus, G.B. Giannakis, Sparsity-cognizant total least-squares for perturbed compressive sampling. IEEE Trans. Signal Proces. 59(5), 2002–2016 (2011)
Acknowledgements
This work was supported by the National Natural Science Foundation of China (NSFC) (61671144, 61471205, 61771256), and by the Regroupement Strategique en Microelectronique du Quebec (ReSMiQ).
Author information
Authors and Affiliations
Corresponding author
Rights and permissions
About this article
Cite this article
Zhang, Z., Wu, X., Li, C. et al. An \(\ell _p\)-norm Based Method for Off-grid DOA Estimation. Circuits Syst Signal Process 38, 904–917 (2019). https://doi.org/10.1007/s00034-018-0892-7
Received:
Revised:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s00034-018-0892-7