Skip to main content

Advertisement

Log in

Greening of maritime transportation: a multi-objective optimization approach

  • S.I.: OR in Transportation
  • Published:
Annals of Operations Research Aims and scope Submit manuscript

Abstract

This article is motivated by growing concerns related to shipping \(\hbox {CO}_{2}\) and \(\hbox {SO}_{\mathrm{x}}\) emissions in the hope that ship operators further consider the environmental impacts of their activities when attempting to maximize profit. The article proposes a liner shipping multi-objective optimization (MOO) model based on profit maximization, \(\hbox {CO}_{2}\) emissions minimization, and \(\hbox {SO}_{\mathrm{x}}\) emissions minimization for which all objective functions are a function of vessel sailing speed. Two demand configurations are considered: elastic and inelastic. The MOO model is solved using three different methods and is applied to two liner services deployed on the trans-Pacific and Europe–Far East markets. A single-objective optimization approach is also proposed in which the monetary value of the emissions is considered in an objective function. The main conclusion of the article is that the sensitivity of demand to transit time is based on the gap between economic and environmental optimal solutions and that policies considering imposing a tax on \(\hbox {CO}_{2}\) or \(\hbox {SO}_{\mathrm{x}}\) to reduce the negative externalities from international shipping should account for this element.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2

Similar content being viewed by others

Notes

  1. If transportation demand were stochastic with continuous probability distribution, it would be easy to take this into account in the objective function by changing the revenue function into an integration over the possible values of transportation demand up to vessel capacity. However, this would not affect the nature of the objective function, and constraints (7)–(10) would be indirectly included through the integral bounds. Moreover, the same could apply in the case of stochastic demand with a discrete probability distribution.

  2. Hong Kong, Yantian, Kaohsiung, Keelung, Los Angeles, Oakland, Busan, Kwangyang, Keelung, Kaohsiung, Hong Kong

  3. Felixstowe, Hamburg, Rotterdam, Le Havre, Colombo, Taipei, Ningbo, Shanghai, Colombo, Felixstowe

  4. For the trans-Pacific service, when assuming \(\hbox {P}_{\mathrm {CO}_{2}} =\$50/\hbox {ton}\) of \(\hbox {CO}_2\) and \(\hbox {P}_{\mathrm {SO}_\mathrm{x}}=\$121.50/\hbox {ton}\) of \(\hbox {SO}_\mathrm{x}\), the optimal profit for the single-objective model is equal to $673/day. The optimal speed is 11.0 knots with 10 vessels, similar to results when higher values were considered.

References

  • Alphaliner. (2015). http://www.alphaliner.com. Accessed Jan 2016.

  • Andersson, H., Fagerholt, K., & Hobbesland, K. (2015). Integrated maritime fleet deployment and speed optimization: Case study from RoRo shipping. Computers & Operations Research, 55, 233–240.

    Article  Google Scholar 

  • Boros, E., Lei, L., Zhao, Y., & Zhong, H. (2008). Scheduling vessels and container-yard operations with conflicting objectives. Annals of Operations Research, 161, 149–170.

    Article  Google Scholar 

  • Bouchery, Y., & Fransoo, J. (2015). Cost, carbon emissions and modal shift in intermodal network design decisions. International Journal of Production Economics, 164, 388–399.

    Article  Google Scholar 

  • Caramia, M., & Dell’Olmo, P. (2008). Multi-objective management in freight logistics: Increasing capacity, service level and safety with optimization algorithms. New York: Springer.

    Google Scholar 

  • Cariou, P. (2011). Is slow steaming a sustainable means of reducing \(\text{ CO }_{2}\) emissions from container shipping? Transportation Research Part D, 16, 260–264.

    Article  Google Scholar 

  • Cariou, P., & Cheaitou, A. (2012). The effectiveness of a European speed limit versus an international bunker-levy to reduce \(\text{ CO }_{2}\) emissions from container shipping. Transportation Research Part D, 17(2), 116–123.

    Article  Google Scholar 

  • Cariou, P., & Cheaitou, A. (2014). Cascading effects, network configurations and optimal transshipment volumes in liner shipping. Maritime Economics & Logistics, 16, 321–342. https://doi.org/10.1057/mel.2014.4..

    Article  Google Scholar 

  • Cheaitou, A., & Cariou, P. (2012). Liner shipping service optimization with reefer containers capacity: An application to northern Europe–South America trade. Maritime Policy & Management, 39(6), 589–602.

    Article  Google Scholar 

  • Cheaitou, A., & Cariou, P. (2017). A two-stage maritime supply chain optimization model. International Journal of Shipping and Transport Logistics, 9, 202–233.

    Article  Google Scholar 

  • Corbett, J., Wang, H., & Winebrake, J. (2009). The effectiveness and costs of speed reductions on emissions from international shipping. Transportation Research Part D, 14, 593–598.

    Article  Google Scholar 

  • Corbett, J., Winebrake, J. J., Green, E. H., Rasibhatla, P., Eyring, V., & Laue, A. (2007). Mortality from shipping emission: A global assessment. Environmental Science & Technology, 41(24), 8512–8518.

    Article  Google Scholar 

  • Cridland, C. (2015). Analysis of vessel speeds & port callings. In ISMF annual meeting, Gothenburg. http://www.imsf.info/media/1222/day-2-colin-cridland-port-callings-analysis-imsf-gothenburg-2015-final.pdf. Accessed 30 June 2017.

  • Dehghani, M., Esmaeilian, M., & Tavakkoli-Moghaddam, R. (2013). Employing fuzzy ANP for green supplier selection and order allocations: A case study. International Journal of Economy, Management and Social Sciences, 2(8), 565–575.

    Google Scholar 

  • Demir, E., Bektas, T., & Laporte, G. (2014). The bi-objective pollution-routing problem. European Journal of Operational Research, 232, 464–478.

    Article  Google Scholar 

  • Den Elzen, M., & Höhne, N. (2008). Reductions of greenhouse gas emissions in Annex I and non-Annex I countries for meeting concentration stabilization targets. Climatic Change, 91, 249–274.

    Article  Google Scholar 

  • Drewry Shipping Consultant. (2016). Container forecaster. London: Drewry Maritime Research.

    Google Scholar 

  • European Commission. (2003). External costs: Research results on socio-environmental damages due to electricity and transport. https://ec.europa.eu/research/energy/pdf/externe_en.pdf. Accessed 22 June 2017.

  • European Union. (2011). Roadmap to a single European transport area: Towards a competitive and resource efficient transport system. In European Commission white paper.

  • Fagerholt, K., Laporte, G., & Norstad, I. (2010). Reducing fuel emissions by optimizing speed on shipping routes. Journal of the Operational Research Society, 61, 523–529.

    Article  Google Scholar 

  • Fagerholt, K., & Psaraftis, H. N. (2015). On two speed optimization problems for ships that sail in and out of emission control areas. Transportation Research Part D, 39, 56–64.

    Article  Google Scholar 

  • Guo, Z., Zhang, D., Liu, H., He, Z., & Shi, L. (2016). Green transportation scheduling with pickup time and transport mode selections using a novel multi-objective memetic optimization approach. Transportation Research Part D https://doi.org/10.1016/j.trd.2016.02.003.

  • IMO. (2014). Third IMO greenhouse gas study. London: International Maritime Organization.

    Google Scholar 

  • Kim, J.-G., Kim, H.-J., & Lee, P. T.-W. (2013). Optimising containership speed and fleet size under a carbon tax and an emission trading scheme. International Journal of Shipping and Transport Logistics, 5, 571–590.

    Article  Google Scholar 

  • Kontovas, C. A. (2014). The green ship routing and scheduling problem (GSRSP): A conceptual approach. Transportation Research Part D, 31, 61–69.

    Article  Google Scholar 

  • Legriel, J., Le Guernic, C., Cotton, S., & Maler, O. (2010). Approximating the pareto front of multi-criteria optimization problems. Lecture Notes in Computer Science, 6015, 69–83.

    Article  Google Scholar 

  • Li, J., Sun, X., Wang, F., & Wu, D. (2015). Risk integration and optimization of oil-importing maritime system: A multi-objective programming approach. Annals of Operations Research, 234, 57–76.

    Article  Google Scholar 

  • Lindstad, H., Eskeland, G. S., Psaraftis, H., Sandaas, I., & Strømman, A. H. (2015). Maritime shipping and emissions: A three-layered, damage-based approach. Ocean Engineering, 110, 94–101.

    Article  Google Scholar 

  • Liotta, G., Stecca, G., & Kaihara, T. (2015). Optimisation of freight flows and sourcing in sustainable production and transportation networks. International Journal of Production Economics, 164, 351–365.

    Article  Google Scholar 

  • Mansouri, S. A., Lee, H., & Aluko, O. (2015). Multi-objective decision support to enhance environmental sustainability in maritime shipping: A review and future directions. Transportation Research Part E, 78, 3–18.

    Article  Google Scholar 

  • Mavrotas, G. (2009). Effective implementation of the \(\varepsilon \)-constraint method in multi-objective mathematical programming problems. Applied Mathematics and Computation, 213, 455–465.

    Article  Google Scholar 

  • Miettinen, K. (1999). Nonlinear multiobjective optimization. Boston: Kluwer Academic Publishers.

    Google Scholar 

  • Nieuwenhuis, P., Beresford, A., & Choi, A. K.-Y. (2012). Shipping or local production? \(\text{ CO }_{2}\) impact of a strategic decision: An automotive industry case study. International Journal of Production Economics, 140, 138–148.

    Article  Google Scholar 

  • Norstad, I., Fagerholt, K., & Laporte, G. (2011). Tramp ship routing and scheduling with speed optimization. Transportation Research Part C, 19(5), 853–865.

    Article  Google Scholar 

  • Notteboom, T. E., & Vernimmen, B. (2009). The effect of high fuel costs on liner service configuration in container shipping. Journal of Transport Geography, 17(5), 325–337.

    Article  Google Scholar 

  • Psaraftis, H. N. (Ed). (2016). Green transportation logistics: The quest for win-win solutions. Switzerland: Springer International Publishing.

  • Psaraftis, H. N., & Kontovas, C. A. (2010). Balancing the economic and environmental performance of maritime transportation. Transportation Research Part D, 15, 458–462.

    Article  Google Scholar 

  • Psaraftis, H. N., & Kontovas, C. A. (2013). Speed models for energy-efficient maritime transportation: A taxonomy and survey. Transportation Research Part C, 26, 331–351.

    Article  Google Scholar 

  • Ronen, D. (2011). The effect of oil price on containership speed and fleet size. Journal of the Operational Research Society, 62, 211–216.

    Article  Google Scholar 

  • Sheng, X., Chew, E. P., & Lee, L. H. (2015). (s, S) policy model for liner shipping refueling and sailing speed optimization problem. Transportation Research Part E, 76, 76–92.

    Article  Google Scholar 

  • Siddiqui, A., & Verma, M. (2015). A bi-objective approach to routing and scheduling maritime transportation of crude oil. Transportation Research Part D, 37, 65–78.

    Article  Google Scholar 

  • Tai, H.-H., & Lin, D.-Y. (2013). Comparing the unit emissions of daily frequency and slow steaming strategies on trunk route deployment in international container shipping. Transportation Research Part D, 21, 26–31.

    Article  Google Scholar 

  • Tang, S., Wang, W., Yan, H., & Hao, G. (2015). Low carbon logistics: Reducing shipment frequency to cut carbon emissions. International Journal of Production Economics, 164, 339–350.

    Article  Google Scholar 

  • UNCTAD. (2016). Review of maritime transportation 2016. In Paper presented at the United Nations conference on trade and development. New York: Author. http://unctad.org/en/PublicationsLibrary/rmt2016_en.pdf. Accessed 02 July 2017.

  • Veneti, A., Makrygiorgos, A., Konstantopoulos, C., Pantziou, G., & Vetsikas, I. A. (2017). Minimizing the fuel consumption and the risk in maritime transportation: A bi-objective weather routing approach. Computers and Operations Research, 88, 220–236.

    Article  Google Scholar 

  • Vierth, I., Sowa, V., & Cullinane, K. (2016). An evaluation of external costs in transport scenarios with greater use of shipping: A comparison of rail and sea for Sweden’s east coast container movements. In IAME conference proceedings. Hamburg: Author.

  • Wang, C., & Chen, J. (2017). Strategies of refueling, sailing speed and ship deployment of containerships in the low-carbon background. Computers & Industrial Engineering, 114, 142–150.

    Article  Google Scholar 

  • Wang, S., & Meng, Q. (2012). Sailing speed optimization for container ships in a liner shipping network. Transportation Research Part E, 48, 701–714.

    Article  Google Scholar 

  • Wang, S., & Meng, Q. (2015). Robust bunker management for liner shipping networks. European Journal of Operational Research, 243, 789–797.

    Article  Google Scholar 

  • Wong, E., Tai, A., Lau, H., & Raman, M. (2015). A utility-based decision support sustainability model in slow steaming maritime operations. Transportation Research Part E, 78, 57–69.

    Article  Google Scholar 

  • Zhen, L., & Chang, D.-F. (2012). A bi-objective model for robust berth allocation scheduling. Computers & Industrial Engineering, 63, 262–273.

    Article  Google Scholar 

Download references

Acknowledgements

This research has been supported by the Social Sciences and Humanities Research Council of Canada (SSHRC) project (N\(^{\circ }\) 895-2017-1003): “Green Shipping: Governance and Innovation for a Sustainable Maritime Supply Chain”.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Ali Cheaitou.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Cheaitou, A., Cariou, P. Greening of maritime transportation: a multi-objective optimization approach. Ann Oper Res 273, 501–525 (2019). https://doi.org/10.1007/s10479-018-2786-2

Download citation

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s10479-018-2786-2

Keywords

Navigation