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Mobile Health Interventions and RCTs: Structured Taxonomy and Research Framework

  • Mobile & Wireless Health
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Abstract

Mobile Health Interventions (MHIs) have addressed a range of healthcare challenges and have been evaluated using Randomized Controlled Trials (RCTs) to establish clinical effectiveness. Using PRISMA we conducted a systematic literature review of RCTs for MHIs and identified 70 studies which were analyzed and classified using Nickerson-Varshney-Muntermann (NVM) taxonomy. From the resultant iterations of the taxonomy, we extracted insights from the categorized studies. RCTs cover a wide range of health conditions including chronic diseases, general wellness, unhealthy practices, family planning, end-of-life, and post-transplant care. The MHIs that were utilized by the RCTs were varied as well, although most studies did not find significant differences between MHIs and usual care. The challenges for MHI-based RCTs include the use of technologies, delayed outcomes, patient recruitment, patient retention, and complex regulatory requirements. These variances can lead to a higher rate of Type I/Type II errors. Further considerations are the impact of infrastructure, contextual and cultural factors, and reductions in the technological relevancy of the intervention itself. Finally, due to the delayed effect of most outcomes, RCTs of insufficient duration are unable to measure significant, lasting improvements. Using the insights from seventy identified studies, we developed a classification of existing RCTs along with guidelines for MHI-based RCTs and a research framework for future RCTs. The framework offers opportunities for (a) personalization of MHIs, (b) use of richer technologies, and (c) emerging areas for RCTs.

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All authors contributed in identifying the research objective and strategy, conducted the data gathering, systematic review of articles, analysis for taxonomy development, identification of challenges for MHI-based RCTS followed by development of guidelines, and development of research framework as well as the article preparation and write-up.

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Correspondence to Alan Yang.

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This article is part of the Topical Collection on Mobile & Wireless Health

Appendices

Appendices

Appendix A. Systematic literature review of 70 articles

#

Article

Intervention Objective

Condition

Findings and Limitation

1

[17]

Incentives for being smoking-negative

Smoking cessation

mHealth reinforcement led to longest durations of abstinence

2

[74]

Nutritional recommendations for fruits, vegs, and takeout meals

Obesity prevention

Intervention group met nutrition recommendations more frequently

3

[75]

Effectiveness of mHealth as a decision support intervention

Neonatal mortality

Intervention arm had increased odds of neonatal death (2.09) due to multiple confounding factors

4

[11]

Effectiveness of coaching and mobile health in reducing care-seeking, pain, and disability

Chronic low back pain

38% reduction in care-seeking for the Intervention group

5

[76]

Intervention for clinical outcomes and healthy behaviors

Diabetes patients

Hemoglobin levels decreased in intervention group by 1.05% and 0.6% in control: not significant

6

[77]

Intervention for engagement, satisfaction, improvement in clinical symptoms and QoL

Mental illness

Higher participation for treatment (90 to 58) and engagement (56 to 40) and no significant outcome

7

[23]

Effectiveness of messaging for suicide prevention

Suicide prevention

Message contact can reconnect individuals with support services

8

[78]

Effectiveness of activity trackers and coaching for sustaining fitness & physical activity

cardiac rehabilitation

Mhealth increased moderate high physical activity

9

[79]

Effectiveness of activity tracker for weight management

Weight management

Significant in waist circumference, logged food per week and weight loss

10

[80]

Mobile games for decreasing alcohol dependence using cognitive simulation

Alcohol dependence

Frontal lobe function (executive decision) increases in the intervention group

11

[8]

To study adherence of recipients after trial period

Lung transplant

No sustained impact. Age, graft rejection and chronic anxiety associated with nonadherence

12

[81]

Effectiveness of an informational m-health app for child safety

Car seat child safety

Significant improvement in car seat type (1.84) and inspection (1.73)

13

[82]

mHealth treatment or tablet cognitive gaming for skills

Wheelchair skills

Safety with skill performance is significant

14

[18]

Intervention for ‘risky drinking days’ for alcoholics

Alcohol dependence

Significant outpatient treatment adherence and reduction in risky drinking days by 11%

15

[83]

Intervention for self-monitoring of blood pressure

Patients with hypertension

Intervention had more rapid communication between patients and providers

16

[84]

Use of mindfulness as an intervention

Mental wellbeing for students

Significant decrease in depression, anxiety, and stress, and improved sleep quality

17

[85]

Postpartum contraceptive among women and couples

Postpartum contraceptive

Statistically significant (69.9% vs 57.4%) contraceptive use

18

[86]

E-mail and SMS for managing weight

Weight control

Reduced body weight, increased activity and vegetable intake, and decreased beverage intake (not statistically significant due to low engagement)

19

[87]

Intervention and counseling for self-management and lifestyle change

Diabetes

Statistical improvement in HbA1c level >  = 7.1%

20

[88]

Effect of m-health on family planning using testing of consumer’s knowledge

Family planning

Access to m-health significant in testing consumer’s knowledge but cannot lead to behavior change

21

[89]

Study of recruitment and the trial follow-up of RCT participants to picture of the dropout predictors

Mental health

Engagement using SMS to integrate support for people with serious mental health problems

22

[90]

M-health platform on clinical outcomes, patient and provider satisfaction, and app usage

Diabetes

Significantly improved medication adherence and BG testing

23

[91]

Mhealth intervention (ADAPT) for medication adherence

Asthma patients

Positive effect on MA with uncontrolled asthma but no effect on adolescents with asthma

24

[92]

Online community intervention for adherence to inhaler

Asthma adherence

No statistically significant improvement in adherence

25

[93]

Impact of iMHere (interactive mHealth) on health outcomes

Spinal Cord Injury

Reduction in mood symptoms meeting the threshold for clinical significance

26

[21]

A mindfulness intervention for cancer patients and caregivers

QoL for cancer patients

Significant improvement in QoL among patients

27

[72]

A smart phone and wireless BP monitor as an intervention

Post stroke care

32% vs 14% improvement of hypertension controlled in small test group of 28 patients

28

[94]

M-health intervention for parents in school-based weight management program

Weight management for children and adolescents

Increased in students’ health knowledge and positive psychological impact

29

[13]

Sub-analysis of RCT for Smart Care Services of Obese patients

Obesity

Anthropometric indices and laboratory test results improved

30

[95]

Intervention to Promote Retention and Adherence to Preexposure Prophylaxis

HIV risk

16% more likely to attend study visits and 15% more likely to have tenofovir diphosphate levels consistent with < 4 doses/week

31

[96]

Study of two prototypes for dietary recoding utilization

Food intake

No control group, test was on usability of applications rather than on modification of health-related behaviors

32

[97]

Comparative efficacy of lifestyle application combined with a supervised rehabilitation program versus the lifestyle application alone

QoL and functional outcomes of breast cancer survivors

Reported clinical improvement on QoL was higher with combined app and rehab (57.5% vs 26.3%, P = 0.008)

33

[98]

MHealth intervention for self-management of type 2 diabetes

Diabetes

No statistical difference in HbA1c level but an increase in the self-management skills

34

[99]

Efficacy of an mHealth prevention program, TXT2BFiT

Weight management in young adults

Modest weight loss and more vegetables, fewer sugary soft drinks, and fewer energy-dense takeout meals

35

[100]

Mhealth intervention for self-monitoring and exercise behaviors as a follow up for diabetes prevention program

Diabetes

Prompts effective in the first half of the year but no changes in the second half of the year

36

[101]

Web-based mobile pain coping skills training (mPCST) protocol

HCT patients

Significant improvements in pre-treatment and post-treatment pain, self-efficacy, and in the two-minute walk test. No significant changes in pain severity

37

[102]

Mhealth intervention for physical activity promotion

Physical activity

Significant change in daily steps by 2534

38

[103]

Mhealth intervention for improving medication adherence and BP control

Renal Transplant recipient

Proof-of-Concept RCT

39

[104]

Feasibility of an intervention for blood pressure (BP) self-monitoring

Hypertension

Significant blood pressure reduction over 3-week period

40

[105]

Evaluation of a multi-step enrollment process for an RCT to promote regular HIV testing

HIV risk

The need for pre-determined enrollment decision rules based on available resources

41

[6]

Effectiveness of 2 interventions separately and combined to promote infant safe sleep practices

Infant sleep

Nursing quality improvement was not significant for all outcomes

42

[106]

Mhealth intervention to improve physical activity in college students

Physical activity

Physical activity was higher in step-count but no significant effects for BMI and body fat

43

[14]

MINISTOP intervention to improve fat mass index (FMI) using dietary and physical activities

Weight management

No statistically significant difference

44

[15]

Assessment of the weight loss achieved by using SmartCare service based on adherence and participation

Obesity Management

Statistically significant improvement to BMI and weight but lipid profile not statistically different between two groups

45

[107]

Moderation and Mediation to study improved eating behaviors of young adults

Eating behavior

Weight changes significant and increased vegetable and decreased sweetened beverage intake accounted for indirect weight change effects

46

[108]

CHI using mobile devices for risk patients for BP

Pre-BP in rural India

Increased treatment rate, but no outcome on BP

47

[109]

Comparing Exercise vs m-health + exercise group

Exercise

Negative outcome (Intervention group did worse in 12 weeks but the same in 52 weeks)

48

[12]

Self-management for physical activity

Neurological disability

Commercial MHA improve physical activity

49

[110]

MHI and health counseling (3 groups)

Diabetes

No statistical difference in HbA1c in 3 groups at 4 months

50

[111]

Comparison of e-health intervention with a mobile health intervention

Physical Activity

eHealth outperformed mHealth for usability and user appreciation, but limited impact on user health and health behaviors

51

[112]

Effectiveness of low-cost m-health intervention (text, reminder, messaging)

Noncommunicable diseases in rural and refugee environment

The intervention reduced symptoms in rural but less in refugee camps

52

[113]

Self-monitoring using Pocket PATH for patients

Lung Transplant

Promising and proposed for the long-term

53

[73]

Mobile health intervention for wellness

Food, weight, BP, & physical activity

No significant difference with small impact of MHI

54

[114]

Use of BodiMojo for healthy lifestyle

Diabetes in Young people

No differences in self-efficacy or A1c (82% believed it helped them achieve health goals)

55

[16]

Intervention (Calls, TM, apps, resources) for Wellness

Weight management in young people

Modest weight loss, improved dietary behavior and no change in physical activity

56

[115]

Use of a self-management app

GOUT

No difference in self-care

57

[116]

Effectiveness of Teen Pocket PATH app for patients and their caregivers

Solid organ transplant

Promise in promoting medication adherence among adolescents and caregivers

58

[117]

Effectiveness of “Home but not alone” app

Post-partum app

Improved self-efficacy of parents, social support and parental satisfaction

59

[118]

Effectiveness of m-health diet and activity intervention + coaching

Diet and health activity risk

The intervention reduces risk

60

[119]

Plan ABC app as an educational intervention

Birth control methods for women

No difference in app and regular health counseling group

61

[5]

Clinical efficacy of AsthmaCare app

Asthma in children

72% reduction in urgent care trips

62

[120]

M-health intervention for improving the nutritional value in lunchboxes

Nutritional food in the lunchbox

Significant increase in recommended foods in lunchboxes

63

[121]

Effectiveness of a therapeutic intervention

Suicide prevention

Reduces distress and depression, but no reduction in suicide ideation or impulsivity

64

[122]

Low cost INTV with or without counseling

Diabetes Management

Only 1 of 8 outcomes (skills and technique acquisition) improved

65

[22]

Effectiveness of genetic counseling app

Ovarian Cancer

No increased uptake of genetic counseling but increased knowledge, self-efficacy, and communications with family

66

[123]

Effectiveness of an app for managing Diabetes

Diabetes

The frequency of hospitalization & rehospitalization is reduced

67

[20]

The role of health diets, physical activity, and GWG guidelines

Gestational weight gain

Same food consumption, but less decrease in physical activities, and less weight gain

68

[19]

Sexual minority males (Guy2Guy: Text messaging intervention)

Sexual minority males

Improves HIV testing, increased sexual activity and less risky sex

69

[124]

Educational intervention for parents to create smoke free home for newborns

Smoking cessation

Increases smoking cessation

70

[125]

Feasibility of WeTest as m-health intervention

HIV Testing

Higher rate of testing and condom use with partners and non-partners

Appendix B. Taxonomy – mobile health interventions evaluated with an RCT

 

Iteration 1

Iteration 2

Iteration 3

Article

Duration (Months)

Stages

Arms

Blinding

Participant Design

Number of Participants

Intervention Target

Post RCT Evaluation

Health Condition

 < 3

3—6

 > 6

1

2

 ≥ 3

1

2

3

Single Blind

Double Blind

Unblinded or Unspecified

Parallel

Crossover

Not Specified

0 to 10

11 to 25

26 to 50

50 + 

Patient

Professional

Both

None

 < 3 Months

3—6 Months

 > 6 Months

Existing Condition

Preventative

[17]

 

x

 

x

   

x

 

x

    

x

   

x

x

     

x

x

 

[74]

  

x

 

x

  

x

 

x

  

x

     

x

x

     

x

x

 

[75]

  

x

 

x

  

x

 

x

  

x

     

x

  

x

x

    

x

[11]

  

x

  

x

 

x

  

x

 

x

     

x

x

     

x

 

x

[76]

x

  

x

  

x

    

x

  

x

 

x

  

x

  

x

   

x

 

[77]

 

x

  

x

  

x

 

x

  

x

     

x

x

     

x

x

 

[23]

  

x

  

x

x

    

x

  

x

   

x

x

     

x

 

x

[78]

 

x

   

x

 

x

 

x

  

x

   

x

  

x

   

x

  

x

 

[79]

  

x

  

x

 

x

   

x

x

    

x

 

x

     

x

x

 

[80]

x

   

x

  

x

   

x

x

     

x

x

  

x

   

x

 

[8]

  

x

  

x

 

x

   

x

x

     

x

x

     

x

x

 

[82]

x

  

x

   

x

  

x

 

x

    

x

 

x

  

x

   

x

 

[18]

  

x

  

x

 

x

 

x

  

x

     

x

x

   

x

  

x

 

[83]

  

x

x

   

x

 

x

  

x

    

x

   

x

   

x

x

 

[84]

x

    

x

  

x

x

    

x

   

x

x

   

x

   

x

[85]

  

x

  

x

 

x

 

x

  

x

     

x

  

x

  

x

  

x

[86]

 

x

 

x

   

x

 

x

  

x

     

x

x

  

x

    

x

[87]

  

x

  

x

  

x

x

  

x

     

x

x

     

x

x

 

[88]

x

    

x

 

x

 

x

  

x

     

x

x

    

x

  

x

[89]

  

x

  

x

 

x

 

x

  

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Yang, A., Singh, N. & Varshney, U. Mobile Health Interventions and RCTs: Structured Taxonomy and Research Framework. J Med Syst 46, 66 (2022). https://doi.org/10.1007/s10916-022-01856-6

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