Abstract
Since the labeled wild facial expression database is relatively rare, the existing Facial Expression Recognition (FER) models based on machine learning can only be trained with a relatively limited number of samples and whether the trained FER model can have satisfactory recognition performance is a challenge. In this paper, the facial expression database from the Laboratory Environment (LE) is used as the source domain, and the facial expression database from the wild is used as the target domain. Based on these two different databases, a hybrid improved unsupervised Cross-Domain Adaptation (CDA) approach is proposed, which can not only match the data distribution between different databases, but also maximize the correlation of data between different databases, and also maximize data separability on the source database. In the proposed CDA approach, the objective functions of the two improved techniques and those of traditional CDA are to achieve the simultaneous optimization of the three objective functions. After that, the proposed CDA approach was used for Cross-domain FER (CFER) task. To confirm the effectiveness of the proposed CFER model, some experiments are implemented on four cross-database pairs. The comparison and analysis of experimental results show that, compared with other existing CFER models, the proposed CFER model can realize the reuse of LE facial expression data and achieve better recognition performance for wild facial expression data.
Access this article
We’re sorry, something doesn't seem to be working properly.
Please try refreshing the page. If that doesn't work, please contact support so we can address the problem.


Similar content being viewed by others
References
Aghamaleki JA, Chenarlogh VA (2019) Multi-stream CNN for facial expression recognition in limited training data. Multimed Tools Appl 78:22861–22882
Alphonse AS, Starvin MS (2019) A novel maximum and minimum response-based Gabor (MMRG) feature extraction method for facial expression recognition. Multimed Tools Appl 78:23369–23397
Bejiga MB, Melgani F (2018) GAN-based domain adaptation for object classification. IEEE International Geoscience and Remote Sensing Symposium, 22–27 July 2018, Valencia, Spain, pp 1264–1267. https://doi.org/10.1109/IGARSS.2018.8518649
Ben X, Jia X, Yan R, Zhang X, Meng W (2018) Learning effective binary descriptors for micro-expression recognition transferred by macro-information. Pattern Recogn Lett 107:50–58
Beygelzimer A, Langford J, Ravikumar P (2007) Multiclass classification with filter trees. Technical report, 2 June 2007, Citeseer. http://mi.eng.cam.ac.uk/~mjfg/local/Projects/filter_tree.pdf
Chen W, Hu H (2020) Unsupervised domain adaptation via discriminative classes-center feature learning in adversarial network. Neural Process Lett 52:467–483
Chen C, Jiang BY, Cheng ZW et al (2019) Joint domain matching and classification for cross-domain adaptation via ELM. Neurocomputing 349:314–325
Dalal N, Triggs B (2005) Histograms of oriented gradients for human detection. IEEE Computer Society Conference on Computer Vision and Pattern Recognition 1:886–893
Daume H III, Marcu D (2006) Domain adaptation for statistical classifiers. J Artif Intell Res 26(1):101–126
Dhall A, Goecke R, Lucey S et al (2011) Static facial expression analysis in tough conditions: data, evaluation protocol and benchmark. IEEE International Conference on Computer Vision Workshops, 6–13 November 2011, Barcelona, Spain, pp 2106–2112. https://doi.org/10.1109/ICCVW.2011.6130508
Duan Y, Lu J, Feng J, Zhou J (2018) Context-aware local binary feature learning for face recognition. IEEE Trans Pattern Anal Mach Intell 40(5):1139–1153
Francisco EC, Thelmo P (2019) D a, José E B M. facial expression recognition: a cross-database evaluation of features and classifiers. Journal of Intelligent Computing 10(1):34–45
Gholenji E, Tahmoresnezhad J (2020) Joint discriminative subspace and distribution adaptation for unsupervised domain adaptation. Appl Intell 50:2050–2066
He Z, Yang B, Chen C, Mu Q, Li Z (2020) CLDA: an adversarial unsupervised domain adaptation method with classifier-level adaptation. Multimed Tools Appl 79:33973–33991
Herath S, Harandi M, Porikli F (2017) Learning an invariant Hilbert space for domain adaptation. IEEE Conference on Computer Vision and Pattern Recognition, 21–26 July 2017, Honolulu, Hawaii, pp 3845–3854. https://doi.org/10.1109/CVPR.2017.421
Huang FC, Huang SY, Ker JW, Chen YC (2012) High-performance SIFT hardware accelerator for real-time image feature extraction. IEEE Transactions on Circuits & Systems for Video Technology 22(3):340–351
Huang X, Wang SJ, Liu X, Zhao G, Feng X, Pietikainen M (2019) Discriminative spatiotemporal local binary pattern with revisited integral projection for spontaneous facial micro-expression recognition. IEEE Trans Affect Comput 10(1):32–47
Islam MN, Loo CK (2014) Geometric feature-based facial emotion recognition using two-stage fuzzy reasoning model. In: Loo, C.K., Yap, K.S., Wong, K.W., Teoh, A., Huang, K. (eds) Neural Information Processing. ICONIP 2014. Lecture Notes in Computer Science, vol 8835. Springer, Cham. https://doi.org/10.1007/978-3-319-12640-1_42
Ji Y, Hu Y, Yang Y, Shen F, Shen HT (2019) Cross-domain facial expression recognition via an intra-category common feature and inter-category distinction feature fusion network. Neurocomputing 333:231–239
Jin C (2021) Cross-project software defect prediction based on domain adaptation learning and optimization. Expert Syst Appl 171:114637
Kim BK, Roh JY, Dong SY et al (2016) Hierarchical committee of deep convolutional neural networks for robust facial expression recognition. Journal on Multimodal User Interfaces 10(2):173–189
Langner O, Dotsch R, Bijlstra G, Wigboldus DHJ, Hawk ST, van Knippenberg A (2010) Presentation and validation of the Radboud faces database. Cognit Emot 24(8):1377–1388
Li J, Lu K, Huang Z, Zhu L, Shen HT (2018) Transfer independently together: a generalized framework for domain adaptation. IEEE Transactions on Cybernetics 49(6):2144–2155
Liu N, Zhang B, Zong Y et al (2018) Super wide regression network for unsupervised cross-database facial expression recognition. 43th IEEE International Conference on Acoustics, Speech and Signal Processing, 15–20 April 2018, Calgary, Canada, pp 1897–1901. https://doi.org/10.1109/ICASSP.2018.8461322
Lo SK (2008) The nonverbal communication functions of emoticons in computer-mediated communication. Cyberpsychology & Behavior 11(5):595–597
Long M, Wang J, Ding G et al (2013) Transfer feature learning with joint distribution adaptation. IEEE International Conference on Computer Vision. 1–8 December 2013, Sydney, Australia, pp 2200–2207. https://doi.org/10.1109/ICCV.2013.274
Luo LK, Chen LM, Hu SQ et al (2020) Discriminative and geometry aware unsupervised domain adaptation. IEEE Transactions on Cybernetics 50(9):3914–3927
Lyons MJ, Budynek J, Akamatsu S (1999) Automatic classification of single facial images. IEEE Trans Pattern Anal Mach Intell 21(12):1357–1362
Miao Y, Araujo R, Kamel M et al (2012) Cross-domain facial expression recognition using supervised kernel mean matching. 11th International Conference on Machine Learning and Applications, pp 12–15 December 2012, Boca Raton, USA, 326–332. https://doi.org/10.1109/ICMLA.2012.178
Mollahosseini A, Hasani B, Mahoor MH (2019) AffectNet: a database for facial expression, valence, and arousal computing in the wild. IEEE Trans Affect Comput 10(1):18–31
Nguyen V, Le T, Vel O et al (2020) Dual-component deep domain adaptation: a new approach for cross project software vulnerability detection. In: Lauw H, Wong RW, Ntoulas A, Lim EP, Ng SK, Pan S (eds) Advances in Knowledge Discovery and Data Mining. PAKDD 2020. Lecture Notes in Computer Science, vol 12084. Springer, Cham. https://doi.org/10.1007/978-3-030-47426-3_54
Ni TG, Zhang C, Gu XQ (2021) Transfer model collaborating metric learning and dictionary learning for cross-domain facial expression recognition. IEEE Transactions on Computational Social Systems 8(5):1213–1222
Pan SJ, Tsang IW, Kwok JT, Yang Q (2011) Domain adaptation via transfer component analysis. IEEE Trans Neural Netw 22(2):199–210
Rajan S, Chenniappan P, Devaraj S, Madian N (2020) Novel deep learning model for facial expression recognition based on maximum boosted CNN and LSTM. IET Image Process 14(7):1373–1381
Richhariya B, Gupta D (March 2019) Facial expression recognition using iterative universum twin support vector machine. Appl Soft Comput 76:53–67
Rostami M, Berahmand K, Nasiri E, Forouzandeh S (2021) Review of swarm intelligence-based feature selection methods. Eng Appl Artif Intell 100:104210
Rostami M, Forouzandeh S, Berahmand K, Soltani M, Shahsavari M, Oussalah M (2022) Gene selection for microarray data classification via multi-objective graph theoretic-based method. Artif Intell Med 123:102228
Sanodiya RK, Mathew J (2019) A framework for semi-supervised metric transfer learning on manifolds. Knowl-Based Syst 176:1–14
Sanodiya RK, Mathew J, Saha S, Thalakottur MD (2019) A new transfer learning algorithm in semi-supervised setting. IEEE Access 7:42956–42967
Seyed MH, Mohammad R (2020) Cross-domain recommender system using generalized canonical correlation analysis. Knowl Inf Syst 62(12):4625–4651
Shan C, Gong S, McOwan PW (2009) Facial expression recognition based on local binary patterns: a comprehensive study. Image Vis Comput 27(6):803–816
Sharma M, Jalal AS, Khan A (2019) Emotion recognition using facial expression by fusing key points descriptor and texture features. Multimed Tools Appl 78(12):16195–16219
Shen C, Guo Y H (2018) Unsupervised heterogeneous domain adaptation with sparse feature transformation. 10th Asian Conference on Machine Learning, 14–16 November 2018, Beijing, China, pp 375–390
Shinnou H, Onodera Y, Sasaki M et al (2015) Active learning to remove source instances for domain adaptation for word sense disambiguation. In: Hasida, K., Purwarianti, A. (eds) Computational Linguistics. PACLING 2015. Communications in Computer and Information Science, vol 593. Springer, Singapore. https://doi.org/10.1007/978-981-10-0515-2_7
Sun W, Yuan YX (2006) Theory of constrained optimization. In: numerical optimization. In: Optimization Theory and Methods. Springer Optimization and Its Applications, vol 1. Springer, Boston. https://doi.org/10.1007/0-387-24976-1_8
Tahmoresnezhad J, Hashemi S (2016) Visual domain adaptation via transfer feature learning. Knowledge & Information Systems 50(2):1–21
Usman M, Latif S, Qadir J (2017) Using deep autoencoders for facial expression recognition. 2017 13th International Conference on Emerging Technologies (ICET), Islamabad, Pakistan, 27-28 December 2017, pp 1–6. https://doi.org/10.1109/ICET.2017.8281753
Wang M, Deng W (2018) Deep visual domain adaptation: a survey. Neurocomputing 312:135–153
Wang YY, Nie LL, Li Y et al (2020) Soft large margin clustering for unsupervised domain adaptation. Knowl-Based Syst 192:105344
Xie Y, Chen T S, Pu T et al (2020) Adversarial graph representation adaptation for cross-domain facial expression recognition. MM '20: Proceedings of the 28th ACM International Conference on Multimedia October 2020, pp 1255–1264. https://doi.org/10.1145/3394171.3413822
Xu Y, Pan SJ, Xiong H, Wu Q, Luo R, Min H, Song H (2017) A unified framework for metric transfer learning. IEEE Trans Knowl Data Eng 29(6):1158–1171
Xu XM, He H, Zhang HD et al (2020) Unsupervised domain adaptation via importance sampling. IEEE Transactions on Circuits and Systems for Video Technology 30(12):4688–4699
Yan KY, Zheng WM, Zhang T et al (2019) Cross-domain facial expression recognition based on transductive deep transfer learning. IEEE Access 7:108906–108915
Yang Z, Liu G, Xie X, Cai Q (2020) Efficient dynamic domain adaptation on deep CNN. Multimed Tools Appl 79:33853–33873
Yang Y, Vuksanovic B, Ma H (2020) Effects of region features on the accuracy of cross-database facial expression recognition. In: Proceedings of the 12th International Conference on Agents and Artificial Intelligence - vol 2: ICAART, pp 610–617. https://doi.org/10.5220/0008966306100617
Zellinger W, Moser BA, Grubinger T, Lughofer E, Natschläger T, Saminger-Platz S (May 2019) Robust unsupervised domain adaptation for neural networks via moment alignment. Inf Sci 483:174–191
Zellinger W, Moser BA, Saminger-P S (2021) On generalization in moment-based domain adaptation. Ann Math Artif Intell 89(3–4):333–369
Zhang T, Zheng W, Cui Z, Zong Y, Yan J, Yan K (2016) A deep neural network driven feature learning method for multi-view facial expression recognition. IEEE Transactions on Multimedia 18(12):2528–2536
Zhang J, Li W Q, Ogunbona P (2017) Joint geometrical and statistical alignment for visual domain adaptation. 2017 IEEE Conference on Computer Vision and Pattern Recognition (CVPR), pp 5150–5158. https://doi.org/10.1109/CVPR.2017.547
Zhao C, Wang S, Li D (March 2020) Multi-source domain adaptation with joint learning for cross-domain sentiment classification. Knowl-Based Syst 191:105254
Zheng W, Zong Y, Zhou X, Xin M (2018) Cross-domain color facial expression recognition using transductive transfer subspace learning. IEEE Trans Affect Comput 9(1):21–37
Author information
Authors and Affiliations
Corresponding author
Ethics declarations
Conflict of interest
The author declares that they have no conflict of interest.
Additional information
Publisher’s note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Rights and permissions
About this article
Cite this article
Jin, C. Cross-database facial expression recognition based on hybrid improved unsupervised domain adaptation. Multimed Tools Appl 82, 1105–1129 (2023). https://doi.org/10.1007/s11042-022-13311-2
Received:
Revised:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s11042-022-13311-2