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Modeling time-dependent and -independent indicators to facilitate identification of breakthrough research papers

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Abstract

Research funding organizations invest substantial resources to monitor mission-relevant research findings to identify and support promising new lines of inquiry. To that end, we have been pursuing the development of tools to identify research publications that have a strong likelihood of driving new avenues of research. This paper describes our work towards incorporating multiple time-dependent and -independent features of publications into a model to identify candidate breakthrough papers as early as possible following publication. We used multiple random forest models to assess the ability of indicators to reliably distinguish a gold standard set of breakthrough publications as identified by subject matter experts from among a comparison group of similar Thomson Reuters Web of Science™ publications. These indicators were then tested for their predictive value in random forest models. Model parameter optimization and variable selection were used to construct a final model based on indicators that can be measured within 6 months post-publication; the final model had an estimated true positive rate of 0.77 and false positive rate of 0.01.

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Acknowledgments

This study was improved by contributions from Danielle Daee (NCI); Di Cross, and Joshua Schnell (Thomson Reuters); and extends work by Ilya Ponomarev (formerly Thomson Reuters) and Charles Hackett (National Institutes of Allergy and Infectious Diseases). This work was supported in part by NIH contract #HHS263201000058B.

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Correspondence to Duane E. Williams.

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Wolcott, H.N., Fouch, M.J., Hsu, E.R. et al. Modeling time-dependent and -independent indicators to facilitate identification of breakthrough research papers. Scientometrics 107, 807–817 (2016). https://doi.org/10.1007/s11192-016-1861-1

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  • DOI: https://doi.org/10.1007/s11192-016-1861-1

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