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Triple helix in the science and technology innovation centers of China from the perspective of mutual information: a comparative study between Beijing and Shanghai

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Abstract

In this study, we measure the systemness of the triple helix (TH) relationship of universities, industries, and governments (UIGs) of Beijing and Shanghai science and technology innovation centers from the perspectives of horizontal comparison and vertical evolution. Information entropy theory and TH indicators are used to measure the author’s institutional information based on the Web of Science core collection database from 2008 to 2017. The TH network is measured by mutual information among institutions. Research reveals that relative to governments and industries, universities are the main force of innovation. University–government bilateral cooperation represents the tightest type of network in Shanghai. By contrast, university–industry bilateral cooperation in Beijing is the tightest in latest years. The innovation system of UIG cooperation in Beijing and Shanghai has started to take shape. However, the tightness of TH relationships in both cities displayed long-term trends of weakening, and the centrifugal force of each innovation subject was greater than the centripetal force. Accordingly, we propose policy recommendations to optimize the TH innovation network of science and technology innovation centers.

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Sources: Howlett et al. (2009) and Li and Lin (2011)

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Notes

  1. In November 1995, China announced the plans for the twenty-first century to focus on the construction of 100 universities and a number of key disciplines.

  2. In May 1998, Zemin Jiang, President of the state, announced at the 100th anniversary celebration of the Peking University: “To achieve modernization, China must have a number of first-class universities with advanced world standards.” Then, the “985 project” began to start the construction.

  3. In April 2011, President Jintao Hu established the concept and requirement of “promoting collaborative innovation” in his speech at the centennial celebration of Tsinghua University. On this basis, the “2011 plan,” which aimed to enhance the capability of universities to cooperate with other main bodies, was launched.

  4. In November 2015, the Chinese government decided to co-ordinate the construction of world-class universities and first-class disciplines, or “Double First-Class Project” A total of 137 universities were built by the first batch of world-class universities.

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Acknowledgements

This research was supported by the National Natural Science Foundation of China Youth Science Fund Project (No. 71701191) and the China Postdoctoral Science Foundation (2016M602041). At the same time, we would like to express our sincere gratitude to Editor-in-Chief, Wolfgang Glänzel, and the three anonymous reviewers for their insightful comments, which has improved the quality of this research. Finally, we are very grateful to the University of Science and Technology of China for providing good research resources and environment.

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Correspondence to Shuliang Zhao.

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Kang, W., Zhao, S., Song, W. et al. Triple helix in the science and technology innovation centers of China from the perspective of mutual information: a comparative study between Beijing and Shanghai. Scientometrics 118, 921–940 (2019). https://doi.org/10.1007/s11192-019-03017-y

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