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Uexküllian Umwelt as science and as ideology: the light and the dark side of a concept

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Abstract

The concept of Umwelt, in particular the interpretation originally developed by Jakob von Uexküll, played an important role in the development of biological thought of the first half of the twentieth century. The theory of Umwelt (Umweltlehre) was one of the most original ideas that appeared in German biology at that time. It was the first attempt to introduce subjectivity into a science about organisms; it laid down the foundations of behavioural research and inspired the development of ethology. However, the theory of Umwelt has also been used to support more sinister activities and even some dangerous ideologies. The concept of Umwelt is of interest not only to historians: within some intellectual circles, it is still broadly used today. Our aim was to analyse the notion’s historic development within the context of biological thought of the first half of the 20th century. In particular, we focus (1) on how the concept was adopted and adapted for various, often widely diverging purposes; (2) on interactions between the Umweltlehre and other contemporary worldviews. We argue that in order to understand the developments that occurred in twentieth century biology, one needs to properly appreciate the role which Umweltlehre played in these. Even more importantly, the Umweltlehre is a worldview that influenced not only science but also politics and social affairs. In this respect it functioned rather like a number of other scientific and ideological frameworks of that time, such as Synthetic Darwinism.

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Notes

  1. Chamberlain, for example, commented in his Natur und Leben on Darwin’s work as follows: “So far, no gradual change of species (variability) has ever been observed; Darwin’s own observations of phenotypically very variable pigeons have shown that even the most enormous differences––which seem to change the whole being of the animal––disappear after a few generations, and what we are faced with is once again the same wild pigeon if artificial selection is abandoned. Darwin does come up with smart arguments to convince us […]––that, in short, a living form is to him a piece of wax, which can be turned by external conditions into anything one could wish. Here and now I do not feel like starting a campaign against Darwin––that Darwin whose arguments I hold to be so wrong––I only wish to show that a real transformation of one living form (Gestalt) into another has never been observed even though many people tried to make it plausible using various arguments” (Chamberlain 1928, p. 41). Note how strongly Chamberlain’s (as well as Uexküll’s) refusal of Darwinism resonates with his negative standpoint towards the idea of a milieu.

  2. His understanding of the term is in fact closer to the Lebensraum of Friedrich Ratzel (1901). After all, even Thienenmann’s use of the term is synonymous with Lebensraum, and the same holds for almost all contemporary ecological writings. Mildenberger (2007) sees Uexküll’s Umweltlehre as closely related to Ratzel’s Darwinist conception. This, as we show, is true of the framework of their ideological implications but not of their intellectual sources or conclusions derived from them.

  3. Friederichs here mentions ‘community’ (Gemeinschaft) as a hint towards Lebensgemeinschaft, that is, biocoenosis. The term Lebensgemeinschaft was frequently used by the contemporary biology of culture (see below).

  4. It should also be noted that Uexküll’s Umweltlehre is based on a typological method. Umwelt itself is seen as a typus, an ideal image based on numerous particular observations.

  5. Weber (1942, p. 65); similarly also Weber (1937, p. 100) and Weber (1939a, p. 636), where he provides perhaps the most precise definition: “By a (minimal) Umwelt one should, within biology, understand a sum of conditions contained in the entire complex of the environment, which enable a particular organism to survive thanks to its specific organisation, that is, which enable an organism in a temporarily limited phase of its development to show signs of life (including propagation) to a degree at least compensating for the mortality of the individual.”.

  6. Within writings on genetics, the terms milieu, Umwelt, and, for example, Peristase were used fairly interchangeably.

  7. It is possible that Verschuer took Uexküll’s notion of Umwelt into account in a way (and probably indirectly). Yet, in his view, what is crucial in interactions between an organism and its environment is not the subject but genes.

  8. Already Sax and Klopfer (2006) described certain connections between the biological/cultural notion and Uexküll’s Umweltlehre. In our view, however, an assumption of connections between these two and E.O. Wilson’s sociobiology is not warranted.

  9. Scheidt puts this notion alongside the Erbgut, i.e. genotype.

  10. Which takes us back to the doctrine of Blut und Boden as a destined relation between a nation and its environment.

  11. This is an odd neologism made of the term for biocoenosis and the then already rather political term Lebensraum, used mainly for territories east of the German border.

  12. The entire editorial board joined in with the congratulations on the whole first page of the issue, which included Uexküll’s photograph, etc. Surprisingly enough, it was the only congratulation of such a kind printed in the journal during its existence.

  13. We find an analogical relation to the notion of Umwelt also in the works of other racial psychologists (Petermann 1943; Clauss 1933). Tirala is mentioned here (except for his personal relation to Uexküll) rather as an example of someone who held this view.

  14. The most telling evidence for at least Tirala’s relating Uexküll with racial psychology is the fact that Uexküll is depicted together with Chamberlain on the jacket of Tirala’s book Rasse, Geist und Seele.

  15. An entire book (Fischer and Gottschaldt 1942) is dedicated to this subject. Gottschaldt writes in the introduction that the whole department of hereditary psychology was founded at the instigation of Eugen Fischer, and he was responsible for much of the research. The book also contains an extensive passage on the issue of Umwelt in genetics and psychology (pp. 74–93).

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Acknowledgements

MS would like to thank the Grant Foundation of the Charles University in Prague project GAUK 113607/2007. KK was supported by the Research Program CTS MSM 0021620845 and the GPSS Major Awards Program, a joint program of the Interdisciplinary University of Paris and Elon University. Both authors would also like to thank Michal Šimůnek for advice and valuable suggestions.

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Stella, M., Kleisner, K. Uexküllian Umwelt as science and as ideology: the light and the dark side of a concept. Theory Biosci. 129, 39–51 (2010). https://doi.org/10.1007/s12064-010-0081-0

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