Skip to main content
Log in

A hierarchical interactive multi-channel graph neural network for technological knowledge flow forecasting

  • Regular paper
  • Published:
Knowledge and Information Systems Aims and scope Submit manuscript

Abstract

Technological advancement can provide new and more cost-effective solutions to challenges in critical areas. Therefore, as one of the important sources for technological progress, technological knowledge flow (TKF) forecasting, i.e., predicting the directional flows of knowledge from one technological field to another, has become a hot issue of widespread concern. However, existing researches either rely on labor-intensive empirical analysis or ignore the intrinsic characteristics inherent in TKF. To this end, we present a data-driven solution in this article, namely a hierarchical interactive multi-channel graph neural network (HIMTKF). Specifically, HIMTKF generates final predictions using two types of vector representations for each technology node (a diffusion vector and an absorption vector), which is realized by four components: high-order interaction module (HOI), co-occurrence module (CO), improved hierarchical delivery module (IHD) and technological knowledge flow tracing module (TFT). For one thing, HOI and CO are designed to represent high-order network relationships and co-occurrence relationships between technologies on the same hierarchy level. For another, IHD is aimed to model the hierarchical relationships between technologies while also taking their personalities into account. Then, TFT is intended for capturing the dynamic feature evolution of technologies with the above relations involved. Additionally, we develop a hybrid loss function and propose a new evaluation metric for better forecasting the unprecedented knowledge flows between technologies. Finally, we conduct extensive experiments on a large dataset of real-world patents. The results validate the effectiveness of our approach and shed light on several intriguing phenomena about technological knowledge flow trends.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2
Fig. 3
Fig. 4
Fig. 5
Fig. 6
Fig. 7
Fig. 8
Fig. 9
Fig. 10
Fig. 11
Fig. 12
Fig. 13

Similar content being viewed by others

Notes

  1. https://www.cooperativepatentclassification.org/about.

  2. https://www.wipo.int/classifications/ipc/en/.

References

  1. Aaldering LJ, Leker J, Song CH (2019) Competition or collaboration?—analysis of technological knowledge ecosystem within the field of alternative powertrain systems: a patent-based approach. J Clean Prod 212:362–371

    Article  Google Scholar 

  2. Zhang L, Zhu H, Xu T, et al ( 2019) Large-scale talent flow forecast with dynamic latent factor model. In: The world wide web conference, pp 2312–2322

  3. Song CH, Elvers D, Leker J (2017) Anticipation of converging technology areas—a refined approach for the identification of attractive fields of innovation. Technol Forecast Soc Chang 116:98–115

    Article  Google Scholar 

  4. Song K, Kim K, Lee S (2017) Discovering new technology opportunities based on patents: text-mining and f-term analysis. Technovation 60–61:1–14

    Article  Google Scholar 

  5. Abramo G, D’Angelo CA, Di Costa F (2020) The role of geographical proximity in knowledge diffusion, measured by citations to scientific literature. J Inform 14(1):101010

  6. Emmanuel D, Megan M (2005) How well do patent citations measure flows of technology? Evidence from French innovation surveys. Dev Comput Syst 14(5):375–393

  7. Zhang L, Li L, Li T (2015) Patent mining: A survey. ACM SIGKDD Explorations Newsl 16(2):1–19

    Article  Google Scholar 

  8. Liu Y, Wu H, Huang Z et al (2020) Technical phrase extraction for patent mining: a multi-level approach. In: ICDM. IEEE, Sorrento, pp 1142–1147

  9. Magerman T, Looy BV, Song X (2010) Exploring the feasibility and accuracy of latent semantic analysis based text mining techniques to detect similarity between patent documents and scientific publications. Scientometrics 82(2):289–306

    Article  Google Scholar 

  10. Rui LI (2010) On the framing of patent citations and academic paper citations in reflecting knowledge linkage: a discussion of the discrepancy of their divergent value-orientations. Chin J Libr Inf Sci 3:37–45

    Google Scholar 

  11. Chen L (2017) Do patent citations indicate knowledge linkage? The evidence from text similarities between patents and their citations. J Informetr 11(1):63–79

    Article  Google Scholar 

  12. Wu H, Zhang K, Lv G et al (2019) Deep technology tracing for high-tech companies. In: ICDM. IEEE, New York, pp 1396–1401

  13. Kim J, Magee CL (2017) Dynamic patterns of knowledge flows across technological domains: empirical results and link prediction. SSRN Electron J

  14. Alcacer J, Gittelman M (2006) Patent citations as a measure of knowledge flows: the influence of examiner citations. Rev Econ Stat 88(4):774–779

    Article  Google Scholar 

  15. Goodman CM (1987) The Delphi technique: a critique. J Adv Nurs 12(6):729–734

    Article  Google Scholar 

  16. Ko N, Yoon J, Seo W (2014) Analyzing interdisciplinarity of technology fusion using knowledge flows of patents. Expert Syst Appl 41(4):1955–1963

    Article  Google Scholar 

  17. Smojver V et al (2020) Exploring knowledge flow within a technology domain by conducting a dynamic analysis of a patent co-citation network. J Knowl Manag 25

  18. Liu H, Wu H, Zhang L et al (2021) Technological knowledge flow forecasting through a hierarchical interactive graph neural network. In: ICDM. IEEE, Auckland, New Zealand, pp 389–398

  19. Acemoglu D, Akcigit U, Kerr WR (2016) Innovation network. Proc Natl Acad Sci 113(41):11483–11488

    Article  Google Scholar 

  20. Porter A, Cunningham S (2006) Tech mining: exploiting new technologies for competitive advantage. Technol Forecast Soc Chang 73:91–93

    Article  Google Scholar 

  21. Harb YA, Abu-Shanab E (2020) A descriptive framework for the field of knowledge management. Knowl Inf Syst 62(12):4481–4508

    Article  Google Scholar 

  22. Verhaegen PA, D’Hondt J, Vertommen J et al (2009) Relating properties and functions from patents to TRIZ trends. CIRP J Manuf Sci Technol 1(3):126–130

    Article  Google Scholar 

  23. Cho Y, Kim E, Kim W (2015) Strategy transformation under technological convergence: evidence from the printed electronics industry. Soc Sci Electron Publ 674(67):106–131

    Google Scholar 

  24. Park I, Yoon B (2018) Technological opportunity discovery for technological convergence based on the prediction of technology knowledge flow in a citation network. J Informetr 12(4):1199–1222

    Article  Google Scholar 

  25. Lee J, Kim C, Shin J (2017) Technology opportunity discovery to R &D planning: key technological performance analysis. Technol Forecast Soc Chang 119:53–63

    Article  Google Scholar 

  26. Lü L, Zhou T (2011) Link prediction in complex networks: a survey. Physica A 390(6):1150–1170

    Article  Google Scholar 

  27. Zhou T et al (2009) Predicting missing links via local information. Eur Phys J B 71(4):623–630

    Article  Google Scholar 

  28. Adamic LA, Adar E (2003) Friends and neighbors on the web. Soc Netw 25(3):211–230

    Article  Google Scholar 

  29. Sasaki H, Sakata I (2020) Identifying potential technological spin-offs using hierarchical information in international patent classification. Technovation 102192

  30. Lee WS, Han EJ, Sohn SY (2015) Predicting the pattern of technology convergence using big-data technology on large-scale triadic patents. Technol Forecast Soc Chang 100:317–329

    Article  Google Scholar 

  31. Yang C, Huang C, Su J (2018) An improved SAO network-based method for technology trend analysis: a case study of graphene. J Informetr 12(1):271–286

    Article  Google Scholar 

  32. Yoon B, Park Y (2004) A text-mining-based patent network: analytical tool for high-technology trend. J High Technol Manag Res 15(1):37–50

    Article  MathSciNet  Google Scholar 

  33. Gori M, Monfardini G, Scarselli F (2005) A new model for learning in graph domains. In: IJCNN, vol. 2. IEEE, Montreal, QC, Canada, pp 729–734

  34. Estrach JB, Zaremba W, Szlam A et al (2014) Spectral networks and deep locally connected networks on graphs. In: ICLR

  35. Defferrard M, Bresson X, Vandergheynst P (2016) Convolutional neural networks on graphs with fast localized spectral filtering. In: NeurIPS, pp 3844–3852

  36. Kipf TN, Welling M (2017) Semi-supervised classification with graph convolutional networks. In: ICLR

  37. Velikovi P, Cucurull G, Casanova A et al (2018) Graph attention networks. In: ICLR

  38. Hamilton WL, Ying R, Leskovec J (2017) Inductive representation learning on large graphs. In: NeurIPS, Long Beach, CA, USA, pp 1025–1035

  39. Wang X, Zhu M, Bo D et al (2020) AM-GCN: adaptive multi-channel graph convolutional networks. In: ACM SIGKDD. Association for Computing Machinery, New York, pp 1243–1253

  40. Guo X, Zhao L, Homayoun H et al (2021) Deep graph transformation for attributed, directed, and signed networks. Knowl Inf Syst 63(6):1305–1337

    Article  Google Scholar 

  41. Schlichtkrull M, Kipf TN, Bloem P et al (2018) Modeling relational data with graph convolutional networks. In: European semantic web conference. Springer, Cham, pp 593–607

  42. Toujani R, Akaichi J (2019) An approach based on mixed hierarchical clustering and optimization for graph analysis in social media network: toward globally hierarchical community structure. Knowl Inf Syst 60(2):907–947

    Article  Google Scholar 

  43. Sankar A, Wu Y, Gou L et al (2020) Dysat: deep neural representation learning on dynamic graphs via self-attention networks. In: WSDM, pp 519–527

  44. Zhang J, Li M, Gao K et al (2021) Word and graph attention networks for semi-supervised classification. Knowl Inf Syst 63(11):2841–2859

    Article  Google Scholar 

  45. Li W, Xiao X, Liu J et al (2020) Leveraging graph to improve abstractive multi-document summarization. arXiv preprint arXiv:2005.10043

  46. Wang H, Lian D, Tong H et al (2021) Hypersorec: exploiting hyperbolic user and item representations with multiple aspects for social-aware recommendation. ACM Trans Inf Syst (TOIS) 40(2):1–28

    Article  Google Scholar 

  47. Mauw S, Ramírez-Cruz Y, Trujillo-Rasua R (2019) Conditional adjacency anonymity in social graphs under active attacks. Knowl Inf Syst 61(1):485–511

    Article  Google Scholar 

  48. You H et al (2017) Development trend forecasting for coherent light generator technology based on patent citation network analysis. Scientometrics 111(1):297–315

    Article  Google Scholar 

  49. Clough JR, Gollings J, Loach TV et al (2015) Transitive reduction of citation networks. J Complex Netw 3(2):189–203

    Article  MathSciNet  Google Scholar 

  50. Liu Q, Wu H, Ye Y et al (2018) Patent litigation prediction: a convolutional tensor factorization approach. In: IJCAI. AAAI Press, Stockholm

  51. Lobo J et al (2019) Sources of inventive novelty: two patent classification schemas, same story. Scientometrics 120(1):19–37

    Article  Google Scholar 

  52. Kapoor R, Karvonen M, Ranaei S et al (2015) Patent portfolios of European wind industry: new insights using citation categories. World Patent Inf 41:4–10

    Article  Google Scholar 

  53. Liu Q, Ge Y, Li Z et al (2011) Personalized travel package recommendation. In: 2011 IEEE 11th international conference on data mining. IEEE, Vancouver, pp 407–416

  54. Ernst H (1999) Evaluation of dynamic technological developments by means of patent data. In: The dynamics of innovation. Springer, Berlin, pp 103–132

  55. He X, Deng K, Wang X et al (2020) Lightgcn: simplifying and powering graph convolution network for recommendation. In: ACM SIGIR, pp 639–648

  56. Jeon J, Suh Y (2019) Multiple patent network analysis for identifying safety technology convergence. Data Technol Appl

  57. Shi C, Han X, Song L et al (2021) Deep collaborative filtering with multi-aspect information in heterogeneous networks. IEEE Trans Knowl Data Eng 33(4):1413–1425

    Article  Google Scholar 

  58. Hochreiter S, Schmidhuber J (1997) Long short-term memory. Neural Comput 9(8):1735–1780

    Google Scholar 

  59. Liu Q, Huang Z, Yin Y et al (2021) EKT: exercise-aware knowledge tracing for student performance prediction. IEEE Trans Knowl Data Eng 33(1):100–115

    Article  Google Scholar 

  60. Kipf TN, Welling M (2016) Variational graph auto-encoders. In: Bayesian deep learning workshop, NeurIPS (2016)

  61. Caviggioli F (2016) Technology fusion: identification and analysis of the drivers of technology convergence using patent data. Technovation 55–56:22–32

    Article  Google Scholar 

  62. Lee DD, Seung HS (1999) Learning the parts of objects by non-negative matrix factorization. Nature 401(6755):788–791

    Article  Google Scholar 

  63. Yu R, Liu Q, Ye Y et al (2020) Collaborative list-and-pairwise filtering from implicit feedback. IEEE Trans Knowl Data Eng

  64. Hu W, Gao J, Li B et al (2020) Anomaly detection using local kernel density estimation and context-based regression. IEEE Trans Knowl Data Eng 32(2):218–233

    Article  Google Scholar 

  65. Glorot X, Bengio Y (2010) Understanding the difficulty of training deep feed forward neural networks. J Mach Learn Res 9:249–256

    Google Scholar 

  66. Kingma DP, Ba J (2015) Adam: a method for stochastic optimization. In: ICLR

  67. Zhao H, Liu Q, Zhu H et al (2018) A sequential approach to market state modeling and analysis in online P2P lending. IEEE Trans Syst Man Cybern Syst 48(1):21–33

    Article  Google Scholar 

Download references

Acknowledgements

This research was partially supported by grants from the National Natural Science Foundation of China (Grants No. U20A20229, 61922073 and 71802068).

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Enhong Chen.

Additional information

Publisher's Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Liu, H., Wu, H., Zhang, L. et al. A hierarchical interactive multi-channel graph neural network for technological knowledge flow forecasting. Knowl Inf Syst 64, 1723–1757 (2022). https://doi.org/10.1007/s10115-022-01697-2

Download citation

  • Received:

  • Revised:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s10115-022-01697-2

Keywords

Navigation