Skip to main content
Log in

Solving the equality-constrained minimization problem of polynomial functions

  • Published:
Journal of Global Optimization Aims and scope Submit manuscript

Abstract

The purpose of this paper is to solve the equality-constrained minimization problem of polynomial functions. Let \({\mathbb {R}}\) be the field of real numbers, and \({\mathbb {R}}[x_1,\ldots ,x_n]\) the ring of polynomials over \({\mathbb {R}}\) in variables \(x_1\), ..., \(x_n\). For an \(f\in {\mathbb {R}}[x_1,\ldots ,x_n]\) and a finite subset H of \({\mathbb {R}}[x_1,\ldots ,x_n]\), denote by \({\mathscr {V}}(f:H)\) the set \(\{f({\bar{\alpha }})\mid {\bar{\alpha }}\in {\mathbb {R}}^n, \hbox { and }h({\bar{\alpha }})=0,\,\forall h\in H\}\). In this paper, we provide some effective algorithms for computing the accurate value of the infimum \(\inf {\mathscr {V}}(f:H)\) of \({\mathscr {V}}(f:H)\), deciding whether or not the constrained infimum \(\inf {\mathscr {V}}(f:H)\) is attained when \(\inf {\mathscr {V}}(f:H)\ne \pm \infty \), and finding a point for the constrained minimum \(\min {\mathscr {V}}(f:H)\) if \(\inf {\mathscr {V}}(f:H)\) is attained. With the aid of the computer algebraic system Maple, our algorithms have been compiled into a general program to treat the equality-constrained minimization of polynomial functions with rational coefficients.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

References

  1. Basu, S., Pollack, R., Roy, M.-F.: Algorithms in Real Algebraic Geometry. Algorithms and Computation in Math. 10. Springer, Berlin (2003)

    Book  Google Scholar 

  2. Bochnak, J., Coste, M., Roy, M.-F.: Real Algebraic Geometry. Springer, New York (1998)

    Book  Google Scholar 

  3. Gonzales-Vega, L., Rouillier, F., Roy, M.-F.: Symbolic recipes for polynomial system solving. In: Cohen, A.M., Cuypers, H., Sterk, H. (eds.) Some Tapas of Computer Algebra, pp. 34–65. Springer, New York (1999)

    Chapter  Google Scholar 

  4. Greuet, A., Guo, F., El Din, S.M., Zhi, L.: Global optimization of polynomials restricted to a smooth variety using sums of squares. J. Symb. Comput. 47, 503–518 (2012)

    Article  MathSciNet  Google Scholar 

  5. Greuet, A., El Din, S.M.: Probabilistic algorithm for the global optimization of a polynomial over a real algebraic set. SIAM J. Optim. 24, 1313–1343 (2014)

    Article  MathSciNet  Google Scholar 

  6. Há, H.V., Pham, T.S.: Solving polynomial optimization problems via the truncated tangency variety and sums of squares. J. Pure Appl. Algebra 213, 2167–2176 (2009)

    Article  MathSciNet  Google Scholar 

  7. Heck, A.: Introduction to Maple. Springer, New York (1993)

    Book  Google Scholar 

  8. Mishra, B.: Algorithmic Algebra. Texts and Monographs in Computer Science. Springer, New York (1993)

    Google Scholar 

  9. Nie, J.: An exact Jacobian SDP relaxation for polynomial optimization. Math. Program. Ser. A 137, 225–255 (2013)

    Article  MathSciNet  Google Scholar 

  10. Nie, J.: Polynomial optimization with real varieties. SIAM J. Optim. 23, 1634–1646 (2013)

    Article  MathSciNet  Google Scholar 

  11. Putinar, M.: Positive polynomials on compact semi-algebraic set. Ind. Univ. Math. J. 42, 203–206 (1993)

    Article  MathSciNet  Google Scholar 

  12. Rouillier, F.: Solving zero-dimensional systems through the rational univariate representation. AAECC 9, 433–461 (1999)

    Article  MathSciNet  Google Scholar 

  13. Schweighofer, M.: Global optimization of polynomials using gradient tentacles and sums of squares. SIAM J. Optim. 17, 920–942 (2006)

    Article  MathSciNet  Google Scholar 

  14. Wang, D.K.: The software wsolve: a Maple package for solving system of polynomial equations (2008). http://www.mmrc.iss.ac.cn/~dwang/wsolve.html

  15. Wu, W.T.: On zeros of algebraic equations—an application of Ritt principle. Kexue Tongbao 31, 1–5 (1986)

    MathSciNet  MATH  Google Scholar 

  16. Wu, W.T.: Mathematics Mechanization: Mechanical Geometry Theorem-Proving. Mechanical Geometry Problem-Solving and Polynomial Equations-Solving. Science Press, Beijing (2000)

    MATH  Google Scholar 

  17. Xiao, S.J., Zeng, G.X.: Equality-constrained minimization of polynomial functions. Sci. China Math. 58, 2181–2204 (2015)

    Article  MathSciNet  Google Scholar 

  18. Xiao, S.J., Zeng, G.X.: Algorithms for computing the global infimum and minimum of a polynomial function. Sci. China Math. 55, 881–891 (2012)

    Article  MathSciNet  Google Scholar 

  19. Zeng, G.X., Xiao, S.J.: Computing the rational univariate representations for zero-dimensional systems by Wu’s method (in Chinese). Sci. Sin. Math. 40, 999–1016 (2010)

    Article  Google Scholar 

Download references

Acknowledgements

This work was partially supported by the National Natural Science Foundation of China (Grant Nos. 11561046, 11161034). The authors are very grateful to the referees for their valuable suggestions that helped to improve this paper.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Guangxing Zeng.

Additional information

Publisher's Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Xiao, S., Zeng, G. Solving the equality-constrained minimization problem of polynomial functions. J Glob Optim 75, 683–733 (2019). https://doi.org/10.1007/s10898-019-00799-6

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s10898-019-00799-6

Keywords

Mathematics Subject Classification

Navigation