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Beyond Garfield’s Citation Index: an assessment of some issues in building a personal name Acknowledgments Index

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Abstract

To study patterns of personal acknowledgments in life sciences research and assess the feasibility of a formal Personal Acknowledgments Index, two successive 5-year (1995–1999, 2000–2004) sets of original research articles on zebrafish (Danio rerio) were scanned for acknowledgment statements thanking individuals for various “gifts” of research materials, services, and interpersonal communication. Text areas mined included “Materials and Methods” (M&M) and various text locations of “Acknowledgments” (ACK). Acknowledgment statements were coded using a detailed Personal Acknowledgments Classification. Including the M&M sections increased the number of unique personal names, primarily in classes 1a (experimental animals) and 1b (research materials)—with a few highly acknowledged researchers adding substantially to their tallies. The challenges of locating personal acknowledgment statements, harvesting and disambiguating personal names, determining the level of detail useful in characterizing the nature of the “gifts,” and assessing the level of interest in the potential user community are discussed.

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Notes

  1. Interestingly, I have not been able to find any essay by Garfield that discusses the possibility of a personal names acknowledgments index or any attribution of interest to him about this topic by others (although Cronin 1991, mentions interest by the Institute for Scientific Information on a funding acknowledgments index). The early push for indexing personal acknowledgments appears to lie directly with Cronin and his collaborators at Indiana University (see Cronin 1994, for an early summary of his thoughts on acknowledgments).

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Correspondence to Katherine W. McCain.

Appendix: Personal acknowledgments classification scheme

Appendix: Personal acknowledgments classification scheme

The focus of this classification scheme is the various forms that informal communication takes in Model Organism research-most specifically as the channel for transmitting experimental materials, unpublished protocols, and unpublished results; more generally, as the channel through which much valuable information is exchanged.

  • Category 1: Access to research-related information and other resources

    1. 1a.

      Experimental animals (living organisms, adult and embryo, wild-type and mutant lines).

    2. 1b.

      Research materials (living cells and tissues, cDNA libraries, monoclonal antibodies, DNA probes).

    3. 1c.

      Equipment and facilities (including technology, research facilities, databases).

    4. 1d.

      Unpublished data (research data and information, unpublished research protocols) [for “unpublished results” use 2a Unpublished results].

    5. 1e.

      Unpublished software.

    6. 1f.

      Genome information (e.g. Department of Energy Joint Genome Institute).

  • Category 2: Access to unpublished results as stated in the acknowledgments text

    1. 2a.

      Unpublished results or manuscript (general statement).

  • Category 3: Peer interactive communication

    1. 3a

      Specific information or suggestion (e.g. thanked for specific information, made specific suggestion or taught research protocol).

    2. 3b.

      Comments on manuscript.

    3. 3c.

      Advice and discussion (more general than 3a and less focused than 3b).

    4. 3d.

      Special thanks, “inspiration,” valedictory statements.

    5. 3e.

      Peer support [includes thanks for “assistance,” “encouragement,” (non-specific) “collaboration” or “support” with no qualifiers, recipients are peers/faculty].

  • Category 4: Technical assistance in research

    1. 4a.

      Specific analyses (includes performing or assisting in specific procedures, specific technical assistance in doing analysis/procedure).

    2. 4b.

      Not used.

    3. 4c.

      Animal husbandry (maintaining experimental animals).

    4. 4d.

      Technical assistance (general statement as opposed to 4a).

    5. 4e.

      Collecting animals (but not providing animals from own stocks).

  • Category 5: Manuscript preparation (post-analysis assistance)

    1. 5a.

      Manuscript production (includes general editing, secretarial services).

    2. 5b.

      Graphics and images (used in the manuscript), also assistance in photography.

    3. 5c.

      English editing (includes translation into English, help with grammar, etc.).

  • Category 6: General administrative support

    1. 6a.

      Administrative support (as stated in acknowledgments text).

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McCain, K.W. Beyond Garfield’s Citation Index: an assessment of some issues in building a personal name Acknowledgments Index. Scientometrics 114, 605–631 (2018). https://doi.org/10.1007/s11192-017-2598-1

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  • DOI: https://doi.org/10.1007/s11192-017-2598-1

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