Skip to main content
Log in

Completing features for author name disambiguation (AND): an empirical analysis

  • Published:
Scientometrics Aims and scope Submit manuscript

    We’re sorry, something doesn't seem to be working properly.

    Please try refreshing the page. If that doesn't work, please contact support so we can address the problem.

Abstract

This study presents a feature enriched AND dataset to develop diverse and better performance achieving AND techniques, by utilizing AND features which have better discriminating abilities to solve this problem. Current AND datasets have limited number of useful AND features in them, some of them have been curated keeping in mind specific scenarios or contexts and some of them are domain specific. Rather than limiting the labelled datasets to be domain specific, contextual or hold limited feature values, it is better to leave their usage limit as a choice with respect to the technique which is trying to solve this problem. In this paper, our proposed labelled dataset “CustAND” provides a set of 7886 publication records, where each record covers more than eleven useful features values. The dataset covers multi domains as well as different ethnical group authors. CustAND is collected from multiple web sources, where raw data is extracted from digital libraries and search engines. This data is later cross checked, hand labelled and confirmed (authorship confirmation) by a team of graduate students with 100% accuracy. The raw data after pre-processing is validated by checking author’s personal web pages, different profile pages, their affiliations, and emails. This new dataset complements the availability of useful feature values which are crucial in developing generic and better performance achieving techniques to solve the author’s name ambiguity problem generally faced by the digital libraries.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2
Fig. 3
Fig. 4
Fig. 5
Fig. 6
Fig. 7

Similar content being viewed by others

Notes

  1. Features which can better resolve author name ambiguity as compared to others.

  2. Digital Bibliography and Library Project is a computer science bibliography website.

  3. Institute of Electrical and Electronics Engineers. The world’s largest technical professional organization dedicated to advancing technology for the benefit of humanity.

  4. Association for Computing Machinery is the largest educational and scientific computing society.

References

  • Altman, D. G., & Bland, J. M. (1996). Statistics notes: Detecting skewness from summary information. BMJ, 313(7066), 1200.

    Article  Google Scholar 

  • Aswani, N., Bontcheva, K., & Cunningham, H. (2006). Mining information for instance unification. In I. Cruz, S. Decker, D. Allemang, C. Preist, D. Schwabe, P. Mika, & L. M. Aroyo (Eds.), The semantic web: ISWC 2006 (pp. 329–342). Springer.

    Chapter  Google Scholar 

  • Cohen, J. (1960). A coefficient of agreement for nominal scales. Educational and Psychological Measurement, 20(1), 37–46.

    Article  Google Scholar 

  • Cota, R. G., Ferreira, A. A., Nascimento, C., Gonçalves, M. A., & Laender, A. H. F. (2010). An unsupervised heuristic-based hierarchical method for name disambiguation in bibliographic citations. Journal of the Association for Information Science and Technology, 61(9), 1853–1870.

    Google Scholar 

  • Culotta, A., Kanani, P., Hall, R., Wick, M., & McCallum, A. (2007). Author disambiguation using error-driven machine learning with a ranking loss function. In Sixth International Workshop on Information Integration on the Web (IIWeb-07), Vancouver, Canada.

  • Ferreira, A. A., Gonçalves, M. A., & Laender, A. H. F. (2020). Automatic disambiguation of author names in bibliographic repositories. Synthesis Lectures on Information Concepts, Retrieval, and Services, 12(1), 1–146.

    Article  Google Scholar 

  • Ferreira, A. A., Veloso, A., Gonçalves, M. A., & Laender, A. H. F. (2014). Self-training author name disambiguation for information scarce scenarios. Journal of the Association for Information Science and Technology, 65(6), 1257–1278. https://doi.org/10.1002/asi.22992

    Article  Google Scholar 

  • Giles, C. L., Zha, H., & Han, H. (2005). Name disambiguation in author citations using a K-way spectral clustering method. In Proceedings of the 5th ACM/IEEE-CS Joint Conference on Digital Libraries (JCDL ’05), pp. 334–343. https://doi.org/10.1145/1065385.1065462

  • Han, H., Xu, W., Zha, H., & Giles, C. L. (2005). A Hierarchical Naive bayes mixture model for name disambiguation in author citations. In Proceedings of the 2005 ACM Symposium on Applied Computing, pp. 1065–1069. https://doi.org/10.1145/1066677.1066920

  • HEC. (n.d.). Hec Approved list of disciplines and subjects. Retrieved from https://hec.gov.pk/english/scholarshipsgrants/OSSPhase-III/PublishingImages/Pages/Additional-Documents-for-Batch-3/HEC Approved list of disciplines and subjects PhD.pdf#search=engineering disciplines.

  • Kang, I.-S., Kim, P., Lee, S., Jung, H., & You, B.-J. (2011). Construction of a large-scale test set for author disambiguation. Information Processing and Management, 47(3), 452–465. https://doi.org/10.1016/j.ipm.2010.10.001

    Article  Google Scholar 

  • Kim, J., Kim, J., & Owen-Smith, J. (2021). Ethnicity-based name partitioning for author name disambiguation using supervised machine learning. Journal of the Association for Information Science and Technology.

  • Kim, J., & Kim, J. (2020). Effect of forename string on author name disambiguation. Journal of the Association for Information Science and Technology, 71(7), 839–855.

    Article  Google Scholar 

  • Kim, J., Kim, J., & Owen-Smith, J. (2019). Generating automatically labeled data for author name disambiguation: An iterative clustering method. Scientometrics, 118(1), 253–280.

    Article  Google Scholar 

  • Kim, J., & Owen-Smith, J. (2021). ORCID-linked labeled data for evaluating author name disambiguation at scale. Scientometrics, 126(3), 2057–2083.

    Article  Google Scholar 

  • Levin, M., Krawczyk, S., Bethard, S., & Jurafsky, D. (2012). Citation-based bootstrapping for large-scale author disambiguation. Journal of the American Society for Information Science and Technology, 63(5), 1030–1047. https://doi.org/10.1002/asi.22621

    Article  Google Scholar 

  • McHugh, M. L. (2012). Interrater reliability: The kappa statistic. Biochemia Medica: Biochemia Medica, 22(3), 276–282.

    Article  MathSciNet  Google Scholar 

  • Momeni, F., & Mayr, P. (2016). Using co-authorship networks for author name disambiguation. IEEE/ACM Joint Conference on Digital Libraries (JCDL), 2016, 261–262.

    Article  Google Scholar 

  • Müller, M.-C., Reitz, F., & Roy, N. (2017). Data sets for author name disambiguation: An empirical analysis and a new resource. Scientometrics, 111(3), 1467–1500. https://doi.org/10.1007/s11192-017-2363-5

    Article  MATH  Google Scholar 

  • Qian, Y., Zheng, Q., Sakai, T., Ye, J., & Liu, J. (2015). Dynamic author name disambiguation for growing digital libraries. Information Retrieval, 18(5), 379–412. https://doi.org/10.1007/s10791-015-9261-3

    Article  Google Scholar 

  • Seol, J.-W., Lee, S.-H., & Kim, K.-Y. (2016). Author disambiguation using co-author network and supervised learning approach in scholarly data. International Journal of Software Engineering and Its Applications, 10(4), 73–82.

    Article  Google Scholar 

  • Song, M., Kim, E.H.-J., & Kim, H. J. (2015). Exploring author name disambiguation on PubMed-scale. Journal of Informetrics, 9(4), 924–941.

    Article  MathSciNet  Google Scholar 

  • Torvik, V. I., & Agarwal, S. (2016). Ethnea--an instance-based ethnicity classifier based on geo-coded author names in a large-scale bibliographic database.

  • Torvik, V. I., & Smalheiser, N. R. (2009). Author name disambiguation in MEDLINE. ACM Transactions on Knowledge Discovery from Data (TKDD), 3(3), 11.

    Article  Google Scholar 

  • Treeratpituk, P., & Giles, C. L. (2009). Disambiguating authors in academic publications using random forests. In Proceedings of the 9th ACM/IEEE-CS Joint Conference on Digital Libraries, pp. 39–48. https://doi.org/10.1145/1555400.1555408

  • Wang, X., Tang, J., Cheng, H., & Yu, P. S. (2011). ADANA: active name disambiguation. In 2011 IEEE 11th International Conference on Data Mining, pp. 794–803.

  • Waqas, H., & Qadir, M. A. (2021). Multilayer heuristics based clustering framework (MHCF) for author name disambiguation. Scientometrics, 126(9), 7637–7678.

    Article  Google Scholar 

  • Wikipedia, F. (2020). Google scholar. Retrieved from 20 November 2020 website: https://en.wikipedia.org/wiki/Google_Scholar.

  • Zhang, L., Lu, W., & Yang, J. (2021). LAGOS-AND: A large, gold standard dataset for scholarly author name disambiguation. http://arxiv.org/abs/2104.01821.

  • Zhu, J., Wu, X., Lin, X., Huang, C., Fung, G. P., & Tang, Y. (2018). A novel multiple layers name disambiguation framework for digital libraries using dynamic clustering. Scientometrics, 114(3), 781–794. https://doi.org/10.1007/s11192-017-2611-8

    Article  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Contributions

All authors have participated in (a) conception and design, or analysis and interpretation of the data; (b) drafting the article or revising it critically for important intellectual content; and (c) approval of the final version.

Corresponding author

Correspondence to Humaira Waqas.

Ethics declarations

Conflict of interest

This research has not received any specific grant from funding agencies in the public, commercial, or not-for-profit sectors. The authors declare that they have no known competing financial interests or personal relationships which have or could be perceived to have influenced the work reported in this article.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Waqas, H., Qadir, A. Completing features for author name disambiguation (AND): an empirical analysis. Scientometrics 127, 1039–1063 (2022). https://doi.org/10.1007/s11192-021-04229-x

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s11192-021-04229-x

Keywords

Navigation