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Goal-dependence in (scientific) ontology

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Abstract

Our best sciences are frequently held to be one way, perhaps the optimal way, to learn about the world’s higher-level ontology and structure. I first argue that which scientific theory is “best” depends in part on our goals or purposes. As a result, it is theoretically possible to have two scientific theories of the same domain, where each theory is best for some (scientifically plausible) goal, but where the two theories posit incompatible ontologies. That is, it is possible for us to have goal-dependent pluralism in our scientific ontologies. This ontological pluralism arises simply from our inability to directly know the world’s objects, rather than any particular claims about our cognitive limits, values, or social structures. I then present two case studies in which this possibility actually occurs—one based on simulations and theoretical analyses of constructed causal systems, and one from actual scientific investigations into the proper ontology for ocean regions.

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Notes

  1. A (non-exhaustive) sample of concerns can be found in, e.g., Dupré (1993), Cartwright (1999), Kitcher (2001), and Horst (2007).

  2. Of course, the “true” commitments of a scientific theory often cannot be determined solely from the mathematical or linguistic expression of the theory, but instead require further analysis. None of what I say in this paper will turn on this particular difficulty, though.

  3. Kitcher (2001) makes a similar argument, but remains open to the possibility that there could be a single, unifying ontology that works best for all goals and purposes.

  4. Thanks to an anonymous reviewer for emphasizing the many different sources of goals, and so pluralism, for Dupré.

  5. There are numerous complexities here, such as distinguishing clearly between a reduction of a theory and a reduction of the objects of that theory. Dupré (1993) and Horst (2007) each work through these issues in significant detail.

  6. I thus concede that my argument may not have much influence on those who believe in a hard-line eliminativism that says every “higher-level” object is necessarily just a mereological sum. I briefly return to this issue in the Conclusion.

  7. I will also focus more narrowly on scientific contexts, largely because the arguments in the next section require a level of specificity that often does not arise in everyday or commonsense reasoning. Both Dupré (1993) and Horst (2007) argue that (their forms of) ontological pluralism arise even for everyday concepts.

  8. To be clear: I think that many of the arguments in this paper apply equally well to both physics and “higher-level” sciences. It is sometimes argued in present-day analytic metaphysics and ontology, however, that investigations into the “fundamental” or “foundational” constituents of nature can proceed through other means (e.g., Sider 2011). I aim to remain relatively agnostic about those debates, and so prudence leads me to not discuss physics in any significant detail.

  9. There are many long-standing philosophical objections to inferring the existence of \(A\)s from the diverse and repeated successes of a theory that uses \(A\)s in some essential manner (e.g., Laudan 1981; van Fraassen 1980). If one embraces those objections, however, then one has already given up on the purely epistemic goal, and so will need no convincing that science can have multiple, ontology-relevant goals.

  10. A different proposal would be to argue that the truth will be best according to some weighted combination of the different evaluation dimensions. This would yield a single evaluation function, and so the danger of pluralism would not rear its head. I do not know of any concrete proposals of this form, however, nor is it clear what grounds could be provided to motivate any particular weighting. At the least, it seems that any proposed weighting would likely exhibit significant context- and domain-dependence. Nonetheless, it remains a possibility that could be explored. Thanks to an anonymous referee for emphasizing this point.

  11. And of course, for each type of prediction, there are many different aspects of \(T\) that we might want to predict, such as its precise value, expected deviation from some norm, variance over time, and so forth. I briefly return to this issue below.

  12. Assuming that various technical conditions hold, such as (i) we have an ideal intervention; (ii) there are no common causes of \(C\) and \(T\); etc.

  13. One might object that the relevant standard should be given observations of R, not some other C. However, we can allow for C to be the trivial functions of R (i.e., C = R), and so include this possibility.

  14. As noted earlier, we can actually have multiple \(\mathbf{C}_{\mathbf{Obs}}\) and \(\mathbf{C}_{\mathbf{Int}}\) sets depending on exactly what we want to predict about \(T\). In the analysis described below, for example, Fancsali (2013) considered multiple criteria for \(\mathbf{C}_{\mathbf{Int}}\), including “predicting post-intervention magnitude of \(T\)” and “predicting post-intervention change in \(T\).” The emergence of incompatible ontologies did not depend on the particular aspect of \(T\) that one wanted to predict.

  15. For example, if we know only that \(C\) and \(T\) are correlated, then we do not know whether \(C \rightarrow T\) or \(C \leftarrow T\) (or perhaps a common cause of the two). We know something about the causal structure—namely, there is some causal connection—but still have some uncertainty.

  16. At least, if we make some general assumptions about how causal relations manifest in observed data. I do not engage here with the debate about the legitimacy of those assumptions (see, e.g., Cartwright 2002, 2007; Glymour 1999), as this example only requires that we can sometimes learn causal structure without experiments. Even opponents of the general project of causal structure learning from observations grant that the assumptions are sometimes acceptable.

  17. Interventions directly on ocean indices are not technically feasible at the current time.

  18. Again, I aim to bracket off the question of exactly what this ontological status is, and in particular, whether these things must be understood to be real objects (in some sense). All I require here is that these things deserve some type or degree of status.

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Acknowledgments

Thanks to participants at the 2013 Ontology & Methodology conference at Virginia Tech, as well as three anonymous reviewers for this journal, for their valuable comments, feedback, and criticisms. This work was partially supported by a James S. McDonnell Foundation Scholar Award.

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Danks, D. Goal-dependence in (scientific) ontology. Synthese 192, 3601–3616 (2015). https://doi.org/10.1007/s11229-014-0649-1

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