skip to main content
10.1145/1815330.1815344acmotherconferencesArticle/Chapter ViewAbstractPublication PagesdasConference Proceedingsconference-collections
research-article

Document analysis issues in reading optical scan ballots

Published: 09 June 2010 Publication History

Abstract

Optical scan voting is considered by many to be the most trustworthy option for conducting elections because it provides an independently verifiable record of each voter's intent. While op-scan technology has been in use for decades, attempts to improve the machine-reading of ballots raise a range of interesting issues in document image analysis. Work thus far has been hindered by a lack of real-world data, however, since ballots associated with actual elections are kept secure from the public and normally destroyed after a period time. Fortunately, as a result of a recent challenged federal election in Minnesota, a large number of op-scan ballot images were made available for public inspection on the Web.
In this paper, we present the Minnesota op-scan ballot collection as a unique resource to the document analysis community. We discuss important considerations regarding the definitions of a legal vote and a valid ballot which cannot be ignored for the purposes of technical expediency. Our efforts to annotate the collection are also described, including the development of a graphical tool for collecting ground-truth interpretations and the protocol now being employed. The collection, consisting of ballot images, file formats, and associated truth data for part of the set, is being made openly available to facilitate research in this important area.

References

[1]
Parties outline recount proposals with House control at stake, December 12 2006. http://www.whptv.com.
[2]
E. Barney Smith, D. Lopresti, and G. Nagy. Ballot mark detection. In Proceedings of the Nineteenth International Conference on Pattern Recognition, pages 4 (CD-ROM), Tampa, FL, December 2008.
[3]
SAT process review: Answer sheet processing (final report). Booz Allen Hamilton, May 26 2006. http://www.collegeboard.com/sat/answersheetprocessing/report.
[4]
The machinery of democracy: Protecting elections in an electronic world. The Brennan Center Task Force on Voting System Security, June 27 2006. http://brennan.3cdn.net/52dbde32526fdc06db_4sm6b3kip.pdf.
[5]
Secretary of State Top-to-Bottom Review of California Voting Systems, March 2008. http://www.sos.ca.gov/elections/elections_vsr.htm.
[6]
H. Hursti. The Black Box Report: Critical security issues with Diebold optical scan design. Technical report. Black Box Voting Project, July 4 2005.
[7]
IAPR TC-11 Website, April 2010. http://www.iapr-tc11.org.
[8]
D. W. Jones. Counting mark-sense ballots, 2002. http://www.cs.uiowa.edu/~jones/voting/optical/.
[9]
A. Kiayias, L. Michel, A. Russell, and A. A. Shvartsman. Security assessment of the Diebold optical scan voting terminal. Technical report, UConn Voting Technology Research Center, October 30 2006.
[10]
M. Lausen. Design for Democracy: Ballot + Election Design. University of Chicago Press, 2007.
[11]
D. Lopresti. Instructions for ground-truthing opscan ballot images, 2010. http://perfect.cse.lehigh.edu/Documents/GTinstructions_1-18-10.pdf.
[12]
D. Lopresti, G. Nagy, and E. Barney Smith. A document analysis system for supporting electronic voting research. In Proceedings of the Eighth IAPR Workshop on Document Analysis Systems, pages 167--174, Nara, Japan, September 2008.
[13]
D. Lopresti, A. Tomkins, J. Zhou, and J. Zhou. Systematic bias in OCR experiments. In Proceedings of Document Recognition II, pages 196--204, San Jose, CA, February 1995.
[14]
Minnesota Senate Recount: Challenged ballots: You be the judge, 2008. http://minnesota.publicradio.org/features/2008/11/19_challenged_ballots/.
[15]
2009 Minnesota Statutes: 204C.22 DETERMINING VOTER'S INTENT. https://www.revisor.mn.gov/statutes/?id=204C.22.
[16]
Ohio Evaluation & Validation of Election-Related Equipment, Standards & Testing, March 2008. http://www.sos.state.oh.us/sos/info/everest.aspx.
[17]
Paper and Electronic Records for Elections: Cultivating Trust (PERFECT), 2010. http://perfect.cse.lehigh.edu/.
[18]
PERFECT Project: Ballot. Research, 2010. http://perfect.cse.lehigh.edu/BallotResearch.html.
[19]
T. Scheck and T. Nelson. FAQ on the Senate recount. MPRnewsQ, November 6 2008. http://minnesota.publicradio.org/display/web/2008/11/06/recount_faq/.
[20]
United States Senate election in Minnesota, 2008. Wikipedia, April 2010. http://en.wikipedia.org/wiki/United_States_Senate_election_in_Minnesota._2008.
[21]
P. Xiu, D. Lopresti, H. Baird, G. Nagy, and E. Barney Smith. Style-based ballot mark recognition. In Proceedings of the Tenth International Conference on Document Analysis and Recognition, pages 216--220, Barcelona, Spain, July 2009.
[22]
Scanning Challenged Ballots In MN US Senate Recount (YouTube Video), April 2010. http://www.youtube.com/watch?v=wnyky2A-Z7I.
[23]
K. Zetter. NH recount uncovers discrepancies -- result of human error officials say. Wired Blog Network, January 22 2008. http://blog.wired.com/27bstroke6/2008/01/nh-recount-unco.html.
[24]
J. Zhou and D. Lopresti. Improving classifier performance through repeated sampling. Pattern Recognition, 30(10):1637--1650, 1997.

Cited By

View all
  • (2024)A Contemporary Approach to Designing and Implementing Electronic Voting Systems (EVS)EAI Endorsed Transactions on Smart Cities10.4108/eetsc.38967:3Online publication date: 14-Mar-2024
  • (2014)Interpretation, Evaluation and the Semantic Gap ... What if We Were on a Side-Track?Graphics Recognition. Current Trends and Challenges10.1007/978-3-662-44854-0_17(221-233)Online publication date: 19-Sep-2014
  • (2011)An analysis of write-in marks on optical scan ballotsProceedings of the 2011 conference on Electronic voting technology/workshop on trustworthy elections10.5555/2028012.2028013(1-1)Online publication date: 8-Aug-2011
  • Show More Cited By

Index Terms

  1. Document analysis issues in reading optical scan ballots

    Recommendations

    Comments

    Information & Contributors

    Information

    Published In

    cover image ACM Other conferences
    DAS '10: Proceedings of the 9th IAPR International Workshop on Document Analysis Systems
    June 2010
    490 pages
    ISBN:9781605587738
    DOI:10.1145/1815330
    Permission to make digital or hard copies of all or part of this work for personal or classroom use is granted without fee provided that copies are not made or distributed for profit or commercial advantage and that copies bear this notice and the full citation on the first page. Copyrights for components of this work owned by others than ACM must be honored. Abstracting with credit is permitted. To copy otherwise, or republish, to post on servers or to redistribute to lists, requires prior specific permission and/or a fee. Request permissions from [email protected]

    Publisher

    Association for Computing Machinery

    New York, NY, United States

    Publication History

    Published: 09 June 2010

    Permissions

    Request permissions for this article.

    Check for updates

    Qualifiers

    • Research-article

    Funding Sources

    Conference

    DAS '10

    Contributors

    Other Metrics

    Bibliometrics & Citations

    Bibliometrics

    Article Metrics

    • Downloads (Last 12 months)4
    • Downloads (Last 6 weeks)0
    Reflects downloads up to 02 Mar 2025

    Other Metrics

    Citations

    Cited By

    View all
    • (2024)A Contemporary Approach to Designing and Implementing Electronic Voting Systems (EVS)EAI Endorsed Transactions on Smart Cities10.4108/eetsc.38967:3Online publication date: 14-Mar-2024
    • (2014)Interpretation, Evaluation and the Semantic Gap ... What if We Were on a Side-Track?Graphics Recognition. Current Trends and Challenges10.1007/978-3-662-44854-0_17(221-233)Online publication date: 19-Sep-2014
    • (2011)An analysis of write-in marks on optical scan ballotsProceedings of the 2011 conference on Electronic voting technology/workshop on trustworthy elections10.5555/2028012.2028013(1-1)Online publication date: 8-Aug-2011
    • (2011)Document analysis research in the year 2021Proceedings of the 24th international conference on Industrial engineering and other applications of applied intelligent systems conference on Modern approaches in applied intelligence - Volume Part I10.5555/2025756.2025790(264-274)Online publication date: 28-Jun-2011
    • (2011)Document Analysis Research in the Year 2021Modern Approaches in Applied Intelligence10.1007/978-3-642-21822-4_27(264-274)Online publication date: 2011
    • (2010)Efficient user-guided ballot image verificationProceedings of the 2010 international conference on Electronic voting technology/workshop on trustworthy elections10.5555/1924892.1924893(1-8)Online publication date: 9-Aug-2010
    • (2010)A platform for storing, visualizing, and interpreting collections of noisy documentsProceedings of the fourth workshop on Analytics for noisy unstructured text data10.1145/1871840.1871844(11-18)Online publication date: 26-Oct-2010

    View Options

    Login options

    View options

    PDF

    View or Download as a PDF file.

    PDF

    eReader

    View online with eReader.

    eReader

    Figures

    Tables

    Media

    Share

    Share

    Share this Publication link

    Share on social media